Esheria Regulatory Atlas
Financial services, banking, payments, credit, securities, and regulated finance. Every result links to its stored legal text and available official source evidence.
741 matching statutes
United States — North Carolina
1 provisions
Licensees must keep required records for at least three years, keep them separate from other business records, secure them, and tell the Commissioner within 10 days if the records move.
United States — North Carolina
1 provisions
The Board of Governors may use trust agreements, designated custodians, and insurance to secure special obligation bonds, and bondholders and trustees may enforce rights and required duties subject to any restrictions in the bond documents.
United States — North Carolina
1 provisions
This section lists who is exempt from the article and sets rules for exemption verification, delegates, and the Commissioner’s power to grant additional exemptions.
United States — North Carolina
1 provisions
The Authority may use a trust instrument to secure bonds or notes and may pledge revenues or property, set up a sinking fund, subordinate securities, and include bondholder remedies.
United States — North Carolina
1 provisions
The district board sets the tax rate needed for the district, and the board of commissioners must levy, collect, remit, and deposit the tax as described.
United States — North Carolina
1 provisions
The Commissioner may investigate and enforce against certain foreign trust institutions, including ordering them to stop trust business or trust marketing in the State.
United States — North Carolina
1 provisions
This section lets the Department and Secretary garnish intangible property to recover a fraudulent overpayment, but requires notice and response procedures.
United States — North Carolina
1 provisions
The Commissioner may investigate and enforce against certain out-of-state trust institutions, including ordering them to stop trust business in the State, and must notify other regulators promptly.
United States — North Carolina
1 provisions
Certain installment paper dealers must file a quarterly statement with the Secretary and pay a .277% tax on the face value of covered obligations.
United States — North Carolina
1 provisions
The district board sets the tax rate needed for district expenses, and the commissioners must levy and collect it.
United States — North Carolina
1 provisions
The Commissioner must require mortgage loan originators and transitional mortgage loan originators to be licensed and registered through the Nationwide Mortgage Licensing System and Registry.
United States — North Carolina
1 provisions
This section defines terms used in the Article.