Whitlam v Australian Securities and Investments Commission [2002] NSWCA 312

Whitlam v Australian Securities and Investments Commission [2002] NSWCA 312

Given the seriousness of the findings against Mr Whitlam and lack of evidence of direct hardship, the need to protect the public outweighs any hardship to him; therefore, a stay of the disqualification order pending appeal should not be granted.

Parties
Claimant: Nicholas Richard Whitlam; Opponent: Australian Securities and Investments Commission
Jurisdiction
Australia
Judgment Date
20 September 2002
Procedural Posture
Civil / Stay Application Pending Appeal
Outcome
Notices of motion (for stay) dismissed with costs
Legal Topics
Director Disqualification, Stay Pending Appeal, Contravention of Corporations Law, Pecuniary Penalty, Alteration of Company Minutes

Case Brief

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Parties

Nicholas Richard Whitlam

Claimant

Australian Securities and Investments Commission

Opponent

Procedural Posture

Civil / Stay Application Pending Appeal

  1. 1 Whether a stay of the disqualification order pending appeal should be granted
  2. 2 Whether the findings of serious contraventions by the claimant justify refusal of a stay
  3. 3 Whether hardship to the claimant absent a stay outweighs protection of the public

Ratio Decidendi

Given the seriousness of the findings against Mr Whitlam and lack of evidence of direct hardship, the need to protect the public outweighs any hardship to him; therefore, a stay of the disqualification order pending appeal should not be granted.

Court Disposition

Notices of motion (for stay) dismissed with costs

Orders

  • Stay of disqualification order refused
  • Mr Whitlam to pay costs of the application