David Edward Quinn [1991] NSWLST 12
The Tribunal found professional misconduct by the solicitor in borrowing client funds without complying with professional guidelines, advancing estate funds without authority or security, and knowingly permitting a debit balance in the trust account for several months. The Nimdex matter, involving a prolonged debit and misrepresentation in trust records, was the most serious. The Tribunal determined suspension rather than removal from the Roll, noting contrition and undertakings, that these actions should not recur.
- Parties
- Solicitor: David Edward Quinn; Complainant: Law Society of New South Wales
- Jurisdiction
- Australia
- Judgment Date
- 20 September 1991
- Procedural Posture
- Disciplinary Proceedings / Final Determination
- Outcome
- Solicitor found guilty of professional misconduct and suspended. Practising Certificate cancelled. Not to be issued for 12 months, conditional on prescribed practice management course and payment of costs.
- Legal Topics
- Professional Misconduct, Trust Account Management, Client Funds, Failure to Act Honestly, Misappropriation, Failure to Exercise Skill and Diligence, Bail Procedure
Case Brief
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Parties
David Edward Quinn
Solicitor
Law Society of New South Wales
Complainant
Procedural Posture
Disciplinary Proceedings / Final Determination
Legal Issues
- 1 Whether the solicitor was guilty of professional misconduct by misappropriating trust funds
- 2 Whether the solicitor failed to comply with professional guidelines when borrowing from a client
- 3 Whether the solicitor failed to exercise skill, care and diligence with respect to client affairs
Ratio Decidendi
The Tribunal found professional misconduct by the solicitor in borrowing client funds without complying with professional guidelines, advancing estate funds without authority or security, and knowingly permitting a debit balance in the trust account for several months. The Nimdex matter, involving a prolonged debit and misrepresentation in trust records, was the most serious. The Tribunal determined suspension rather than removal from the Roll, noting contrition and undertakings, that these actions should not recur.
Court Disposition
Solicitor found guilty of professional misconduct and suspended. Practising Certificate cancelled. Not to be issued for 12 months, conditional on prescribed practice management course and payment of costs.
Orders
- Solicitor's current Practising Certificate cancelled.
- Practising Certificate not to be issued until 12 months from date of order.
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