Canada Judgment

Refugee Appeal Division

VB9-02694

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Professional case brief

Research organized from the available case record

01

Holding and result

Because appellants raised a materially different legal issue (a section 96 gender-based persecution claim for the Associate Appellant) supported by new evidence that was not adjudicated by the RPD, fairness requires returning the matter to the RPD for redetermination rather than the RAD substituting a final decision; allegations of counsel incompetence did not by themselves justify referral in this case.

Court disposition

RPD decision set aside and claims referred back to the RPD for redetermination

Orders

  • Claim to be heard by a different RPD panel if possible
  • Referral back is not an instruction to allow or dismiss the claim
  • RPD to adjudicate new issues and evidence on redetermination, including any section 96 claim

02

Material facts

Parties

XXXX XXXX XXXX XXXX

Principal Appellant Counsel: Tess Acton

XXXX XXXX XXXX

Associate Appellant Counsel: Tess Acton

Amounts and remedies

  • Days Detained: 5
  • Number of Children: 3

03

Procedural history

  1. Posture

    Refugee Appeal (refugee Appeal Division) / Decision on Appeal; RPD Decision Set Aside and Referred Back for Redetermination

04

Questions and positions

Legal issues

Party arguments

Applicant
Appellants assert they were kidnapped, suffered trauma, and present new affidavit, medical and country evidence plus a new legal basis (section 96 gender-based persecution for the Associate Appellant); they allege former counsel failed to gather and present material evidence and failed to advise on appeal rights, warranting referral for full adjudication by the RPD.
Respondent
The RPD found no nexus to Convention grounds and an IFA in Mexico City; there is effectively no ministerial/respondent argument on appeal in record but the law society found only failure to advise on appeal rights while rejecting other incompetence allegations, and RAD may substitute a decision if it can fairly determine the merits.

05

Court’s reasoning

  1. 01

    IRPA appellate framework and RAD jurisprudence (decision text)

    RAD must balance competing interests of finality and fairness when deciding to substitute a decision or refer back to the RPD

  2. 02

    IRPA s.110(6)

    The RAD may hold an oral hearing on documentary evidence only within limits set out in section 110(6) IRPA

  3. 03

    IRPA s.111(2)

    The RAD may refer a matter back to the RPD only if the decision is wrong and it cannot decide without hearing evidence presented to the RPD (limits on substituting decisions)

  4. 04

    Administrative law principles and decision text

    Alleged breaches of procedural fairness may be cured on appeal and do not automatically require referral; factual and legal issues that are new and complex are best adjudicated in the first instance by the RPD

  5. 05

    Refugee law IFA doctrine as applied by the RPD (decision text)

    IFA analysis requires assessing whether persecutors would find claimant in alternative location and whether relocation would be unreasonable

06

Ratio, limits and disposition

Ratio decidendi

Because appellants raised a materially different legal issue (a section 96 gender-based persecution claim for the Associate Appellant) supported by new evidence that was not adjudicated by the RPD, fairness requires returning the matter to the RPD for redetermination rather than the RAD substituting a final decision; allegations of counsel incompetence did not by themselves justify referral in this case.

Obiter and limits

  • RAD can admit new evidence and convene an oral hearing but its authority is constrained to issues raised at the RPD under ss.110(6) and 111(2) IRPA
  • Law society finding that only failure to advise on appeal rights had merit undermined the contention that counsel incompetence led to a substantial breach of fairness
  • Admissibility of new evidence was presumed moot for purposes of referral because evidence can be re-tendered at the RPD

Court disposition

RPD decision set aside and claims referred back to the RPD for redetermination

  • Claim to be heard by a different RPD panel if possible
  • Referral back is not an instruction to allow or dismiss the claim
  • RPD to adjudicate new issues and evidence on redetermination, including any section 96 claim

Source and reliance status

Refugee Appeal Division · 9 September 2020

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Judgment reading view

Judgment text

The complete available source text.

Refugee Appeal Division

Judgment· 9 September 2020

VB9-02694

RAD File / Dossier de la SAR : VB9-02694 VB9-02695 Private Proceeding / Huis clos Reasons and decision ? Motifs et décision Persons who are the subject of the appeal

XXXX XXXX XXXX XXXX XXXXXXXX XXXX XXXX Personnes en cause Appeal considered / heard at Vancouver, BC Appel instruit / entendu à Date of decision September 9, 2020 Date de la décision Panel Maryanne Kingma Tribunal Counsel for the persons who are the subject of the appeal Tess Acton Barrister and Solicitor Conseil des personnes en cause Designated representative N/A Représentant(e) désigné(e) Counsel for the Minister N/A Conseil du ministre

REASONS FOR DECISION

OVERVIEW [1] XXXX XXXX XXXX XXXX (Principal Appellant) and XXXX XXXX XXXX (Associate Appellant) are citizens of Mexico. They are appealing against the Refugee Protection Division (RPD) decision that dismissed their claims for refugee protection. [2] The RPD decision is set aside and the claims are referred back to the RPD for redetermination. [3] As explained in this decision, the Appellants have provided new evidence and raised new issues that should, for fairness, be adjudicated in the first instance by the RPD.

DIRECTIONS TO THE RPD [4] The claim should be heard by a different panel if possible. [5] The referral back is not an instruction to allow or to dismiss the claim. If the Refugee Appeal Division (RAD) could fairly allow or dismiss the appeal on the merits, it would do so.

BACKGROUND The allegations and RPD decision [6] The Appellants lived in the United States of America (USA) from 1993 onward and have three US-born children. In 2013, the Principal Appellant returned to Mexico and in 2014 the Associate Appellant joined him. [7] Attempts by the Appellants to re-enter the USA in XXXX and XXXX 2015 were unsuccessful. The Appellants say that, in November 2015, they arranged with some coyotes for travel to the USA but were kidnapped and that the coyotes stole their identity documents. After around five days of confinement, a ransom was paid and the Appellants were released. The Appellants went to the hospital in San Luis Rio Colorado for one day before returning to the home of the Associate Appellant's father in San Vincente. [8] According to the Basis of Claim (BOC), between November 2015 and XXXX 2017 when they flew to Canada, the Appellants worked as XXXX XXXX support in Puerto Vallarta. The Principal Appellant also did odd jobs for a woman named XXXX XXXX, who eventually paid for airline tickets for their flights to Canada in XXXX XXXX XXXX 2017. [9] They Appellants qualified for legal aid assistance in Canada and filed their claims in November 2017. Their RPD hearing was on January 21, 2019 with a written decision on March 19, 2019. The RPD found that the Appellants have an Internal Flight Alternative (IFA) in Mexico City. The basis for this

appeal [10] The Appellants allege that their Counsel for the RPD process was incompetent and did not represent them properly. In affidavits submitted with this appeal, they say that their former Counsel did not gather and submit evidence to the RPD about the nature of their mistreatment during the kidnapping, particularly of the Associate Appellant, or about the related trauma that makes a return to Mexico impossible. Evidence for the appeal includes their own affidavit evidence, medical information, and country documents about the nature of such kidnappings. [11] The Appellants also say their former Counsel failed to advise them of their appeal rights after the claims were refused. [12] The RPD decided the claims pursuant to subsection 97(1) because there was no evidence of a nexus to any section 96 Convention ground. The determinative issue for the RPD was an IFA in Mexico City. Regarding the first prong for IFA, the RPD found that the evidence did not support the allegations that the coyotes would seek out and be able to find the Appellants in Mexico City. Regarding the second prong, the RPD found the Appellants did not show that it would be unreasonable for them to relocate to Mexico City.

ANALYSIS A new basis of claim [13] The RPD decision is set aside and the matter returned to the RPD because the Appellant's have raised a different basis for the claim that should be adjudicated by the RPD in the first instance. [14] The RPD assessed the claims under section 97(1) based on the evidence before it that did not give rise to a Convention ground. [15] The Appellants have presented arguments that require a different framework for assessing their claims. The arguments and evidence presented on appeal seek a section 96 assessment for fear based on a Convention nexus of gender-based persecution in relation to the Associate Appellant. [16] I have not decided but presume the admissibility of new evidence that has been presented in affidavits, medical letters and country documents because, when a matter is referred back to the RPD, the question of the admissibility of evidence at the RAD becomes moot. That evidence can be submitted to the RPD when it rehears the case. Balancing the interests of finality and fairness [17] After the RAD sets aside an RPD decision, it must decide between referring a matter back to the RPD for re-determination or substituting its own decision. [18] The competing interests between a substantive decision at the RAD and referring a matter back to the RPD are finality and fairness. Interests of finality encourage the RAD to substitute a

determination on the merits when possible. Fairness engage concerns about the ability to fully present a claim, which has limits at the RAD in relation to new evidence. In addition, appeal rights are extinguished if the RAD determines a claim. [19] In the circumstances of this case, the balance favours interests of fairness. Therefore, I find that the matter should be returned to the RPD for re-determination. [20] The main fairness consideration is that the arguments and evidence presented in the appeal raise a new issue that was not adjudicated by the RPD. [21] In general, the RAD is well equipped to consider and make its own findings about evidence. The nature of an appellate scheme including the RAD is to consider arguments about how evidence was weighed by the prior decision maker and to confirm or set aside the RPD's evidentiary findings and make new findings of its own. [22] Even when new evidence is admitted by the RAD, the matter of fairness can be accommodated because the RAD may convene an oral hearing to assist in the proper assessment of evidence and give parties a fair opportunity to present their case before making a final determination. However, there is a material difference between the issues that were decided by the RPD and the issue raised on appeal. The section 96 issue requires an adjudication in the first instance, which is most appropriately handled at

the RPD. The RPD is well-equipped to enquire about the new allegations and to weigh the relevant evidence, including to examine why it was not previously tendered. There is increased complexity that enlarges the scope for error and, accordingly, makes appellate oversight more important. RAD oral hearings [23] I have considered the RAD's oral hearing authority carefully but find it does not mitigate the fairness concerns that favour a referral back to the RPD. The combined limits of sections 110(6)1 and 111(2)(b) of the Immigration and Refugee Protection Act (IRPA) 2 support the view that when the RAD conducts an oral hearing, the scope of that hearing is limited to the issues that were raised at the RPD. [24] In this case, the Appellants are not just presenting new evidence but have raised new issues for adjudication. Distinguishing between issues and evidence is critical in any adjudication: issues are the questions that must be addressed while evidence is the vehicle by which those questions are answered. The RAD can consider and address new evidence fairly, but when a new issue is presented, the interests of fairness may favour returning the matter to the RPD for determination, as in this case. The Appellants are now alleging a materially different claim based on section 96 that engages a new issue and more complex analysis, including the application of Chairperson's

guidelines. [25] The final decision on the claims may or may not be different from what was previously decided - the issues and evidence have not been examined yet. Fairness favours returning the matter to the RPD for that re-determination. The request for a return to the RPD because of Counsel incompetence is denied [26] The only remedy requested on appeal was for the matter be returned to the RPD for re-determination based on arguments about procedural fairness. [27] A finding of breach of procedural fairness does not necessarily mean that a matter must be returned to the RPD. The RAD is not a judicial review: it conducts an appeal on the merits and can substitute a determination that ought to have been made. Thus, breaches of natural justice can be cured at the RAD. [28] The appeal arguments are based on and include evidence about a complaint that was filed with the relevant law society against the Appellants' former Counsel. The chronology of events is as follows: a. The RPD decision was issued on March 19, 2019. b. A complaint (undated) was made to the Law Society, in the Appellant Record at pp. 185-186. c. The Appeal Record was filed on May 30, 2019, with affidavits from the Appellants alleging the Counsel's incompetence, and providing additional evidence for the claims. d. Since perfecting their appeal, the Law Society issued its decision, on March 5, 2020, regarding the

complaint. The law society confirms that the complaint concerning the failure to advise the Appellants about their appeal rights after the RPD decision had merit but that the other complaints about inadequate representation were not supported by the evidence. [29] A failure to provide information about appeal rights would reasonably support a procedural concern such as an extension of time to file the appeal but that is now moot because the Appeal Record was filed and accepted without issue. [30] The law society concluded that allegations of inadequate representation were not supported. That undermines the argument that Counsel incompetence led to a breach of procedural fairness at the RPD. [31] I have, however, decided that the matter should be referred back to the RPD in the interests of fairness, for reasons not related to the argument about former Counsel's alleged incompetence.

CONCLUSION [32] For the reasons provided, the matter is returned to the RPD for re-determination, with directions provided at the beginning of this decision. (signed) Maryanne Kingma Maryanne Kingma September 9, 2020 Date 1 Immigration and Refugee Protection Act (IRPA), SC 2001, c.27, section 110(6). (6) The Refugee Appeal Division may hold a hearing if, in its opinion, there is documentary evidence referred to in subsection (3) (a) that raises a serious issue with respect to the credibility of the person who is the subject of the appeal; (b) that is central to the decision with respect to the refugee protection claim; and (c) that, if accepted, would justify allowing or rejecting the refugee protection claim. 2 IRPA; section 111(2). 111(2) The Refugee Appeal Division may make the referral described in paragraph (1)(c) only if it is of the opinion that (a) the decision of the Refugee Protection Division is wrong in law, in fact or in mixed law and fact; and (b) it cannot make a decision under paragraph 111(1)(a) or (b) without hearing evidence that was presented to the Refugee Protection Division. --------------- ------------------------------------------------------------ RAD File / Dossier de la SAR : VB9-02694 VB9-02695 RAD.25.02 (January, 2020) Disponible en français 2 Immigration and Refugee Board of Canada Refugee Appeal Division Commission de l'immigration et du statut de réfugié du Canada Section d'appel des réfugiés RAD.25.02 (January, 2020) Disponible en français

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Immigration and Refugee Protection Act SC 2001 c.27 s.97(1)

Legislation

Legislation referenced in the available case record.

Immigration and Refugee Protection Act SC 2001 c.27 s.96

Legislation

Legislation referenced in the available case record.

Immigration and Refugee Protection Act SC 2001 c.27 s.110(6)

Legislation

Legislation referenced in the available case record.

Immigration and Refugee Protection Act SC 2001 c.27 s.111(2)

Legislation

Legislation referenced in the available case record.

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