Doe v. Canada (Attorney General)
- Citation
- 2003 FCT 117
- Status
- Judgment
- Jurisdiction
- Canada
- Court
- Federal Court
- Decision
- 3 February 2003
- Posture
- Federal Court Judicial Review/motion / Motion for Confidentiality/sealing Dealt With in Writing
- Language
- English
More details
- Court
- Federal Court
- Decision
- 3 February 2003
- Posture
- Federal Court Judicial Review/motion / Motion for Confidentiality/sealing Dealt With in Writing
- Language
- English
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The applicant failed to provide particularized sworn evidence demonstrating that disclosure would cause specific harm; generalized claims of embarrassment or employment risk do not justify a blanket sealing order or anonymity; sealing and anonymity are extraordinary remedies and will not be granted absent demonstrated, specific harm, so the motion for blanket confidentiality, sealing of the file and pseudonymous affidavits is denied, subject to potential court-approved confidential annex procedures or later application under Rule 26(2).
Court disposition
Motion denied in part and refused in part: blanket confidentiality and sealing of the file refused; use of a pseudonym in sworn affidavits refused; court left open possibility of a court‑approved confidential annex procedure and an after‑the‑fact application to remove documents under Rule 26(2).
Orders
- Declined to issue a blanket confidentiality or sealing order for the Federal Court file
- Refused permission for the applicant to swear affidavits using a pseudonym
- Declined to order that Court orders and reasons be excluded from the public file; left discretion to individual judges and prothonotaries when drafting orders and reasons
- Indicated parties may propose a court‑approved confidential annex procedure for affidavits with public placeholder copies
- Allowed the applicant to apply at the conclusion of the proceeding, including under Rule 26(2), to remove or redact documents if appropriate
02
Material facts
Parties
John Doe
Applicant Counsel: John DoeAttorney General of Canada
Respondent Counsel: Camille N. Audain; Morris A. Rosenberg03
Procedural history
Posture
Federal Court Judicial Review/motion / Motion for Confidentiality/sealing Dealt With in Writing
04
Questions and positions
Legal issues
- 01
Whether the Court should seal the Federal Court file
- 02
Whether the applicant may use a pseudonym in affidavits
- 03
Whether medical records and identifying information should be redacted from filings
- 04
Whether to restrict publication of court orders and reasons
- 05
Whether generalized claims of embarrassment or employment harm justify secrecy
Party arguments
- Applicant
- Applicant sought blanket confidentiality: omit all names, places, dates and duties from medical records and orders, use a pseudonym in affidavits, and have the complete Federal Court file sealed, asserting publication would jeopardize employment and health.
- Respondent
- Respondent argued against fettering the Court's discretion and against sealing or broad confidentiality absent specific evidence of harm; stressed the open court principle and that sealing or anonymity is exceptional.
05
Court’s reasoning
Legal principles
- 01
Sulco Industry Ltd. v. Jim Scharf Holdings Ltd. (1997), 69 C.P.R. (3d) 71
Court proceedings are presumptively public; secrecy requires particularized justification.
- 02
Sierra Club of Canada v. Canada (Minister of Finance), [2000] 2 F.C. 423
Confidentiality orders protect specific confidential information; if reasons contain no confidential information they should be public.
- 03
Federal Court practice and reasons of Prothonotary Hargrave in Doe v. Canada (Attorney General), 2003 FCT 117
A party seeking confidentiality must provide evidence showing why disclosure would be harmful; generalized assertions are insufficient.
06
Ratio, limits and disposition
Ratio decidendi
The applicant failed to provide particularized sworn evidence demonstrating that disclosure would cause specific harm; generalized claims of embarrassment or employment risk do not justify a blanket sealing order or anonymity; sealing and anonymity are extraordinary remedies and will not be granted absent demonstrated, specific harm, so the motion for blanket confidentiality, sealing of the file and pseudonymous affidavits is denied, subject to potential court-approved confidential annex procedures or later application under Rule 26(2).
Obiter and limits
- Comparison of the sought secrecy to the Court of Star Chamber as an illustration of excessive secrecy
- Sealing of files may be appropriate in rare situations such as juvenile records but is otherwise exceptional
- Suggestion that parties might arrange for a confidential annex with court approval and a public typed 'John Doe' signature copy
- Noting that medical histories are not automatically grounds for sealing and that courts must balance disclosure against potential harm
Court disposition
Motion denied in part and refused in part: blanket confidentiality and sealing of the file refused; use of a pseudonym in sworn affidavits refused; court left open possibility of a court‑approved confidential annex procedure and an after‑the‑fact application to remove documents under Rule 26(2).
- Declined to issue a blanket confidentiality or sealing order for the Federal Court file
- Refused permission for the applicant to swear affidavits using a pseudonym
- Declined to order that Court orders and reasons be excluded from the public file; left discretion to individual judges and prothonotaries when drafting orders and reasons
- Indicated parties may propose a court‑approved confidential annex procedure for affidavits with public placeholder copies
- Allowed the applicant to apply at the conclusion of the proceeding, including under Rule 26(2), to remove or redact documents if appropriate
Source and reliance status
Federal Court · 3 February 2003
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Federal Court
Judgment· 3 February 2003
Doe v. Canada (Attorney General) Court (s) Database Federal Court Decisions Date 2003-02-03 Neutral citation 2003 FCT 117 File numbers T-2030-02 Decision Content Date: 20030203 Docket: T-2030-02 Neutral citation: 2003 FCT 117 BETWEEN:
JOHN DOE Applicant and
ATTORNEY GENERAL OF CANADA Respondent
REASONS FOR ORDER HARGRAVE P. [1] The Applicant has had a number of confidentiality Orders in several matters. The Orders have been in various terms, but have not been blanket orders. [2] The Applicant, by the present motion, seeks to protect his identity to a further degree. The Applicant wishes to omit, from all medical records all names, including his own and all, places, dates and duties which might identify the Applicant in any order arising out of these proceedings. The Applicant wishes to be allowed to use a pseudonym in swearing affidavits. The Applicant also requests that the complete Federal Court file be sealed so as to prevent public access. [3] To grant such a blanket confidentiality order would be to create a setting unique since the 17th century secrecy of the Court of Star Chamber. The result of the order sought by the Applicant would be to create a procedure so potentially oppressive to the Respondent as to be akin to the oppression of the Court of Star Chamber. Such complete concealment is not about to occur in this proceeding, for the Federal Court does not, unless particular exceptions or circumstances are involved, act in secret. Mr Justice Rothstein, as he then was, pointed out in Sulco Industry Ltd. v. Jim Scharf Holdings Ltd. (1997), 69 C.P.R. (3d) 71 at 73: The Court does not operate in secret. There will be particular exceptions involving, for example,
trade secrets and other types of confidential information that may require a sealing order, but the Court must be restrained in its willingness to grant such orders. [4] I would also add that the fact that a document is said to contain sensitive, damaging or embarrassing material neither constitutes an exception or a circumstance requiring a sealing order, nor does it necessarily follow that it ought to be kept from public inspection, or that medical histories ought to be edited thus putting the Respondent at a disadvantage. There should be more than such a generalization for there to be a reason for secrecy. There must be some real indication why disclosure would be harmful. It is up to a party seeking confidentiality to provide such evidence. The evidence can then be balanced against the rights of the other side and the interest of the public. [5] In this instance the Applicant's affidavit in support of the request for overall confidentiality in this proceeding is, almost entirely, a chronology of the Applicant's numerous health problems, the treatments he has undergone, past court actions, procedures and orders, the Applicant's dealings with the Federal Court Registry and his past experience with tribunals. The only paragraph in the affidavit which has any bearing at all on the harmfulness of disclosure is paragraph 53: THAT the Appellant fears that publication of his
identity and medical history, which was caused by service related stress in the R.C.M.P., has and will seriously jeopardize the Appellant's chances of securing employment relative to the Appellant's background, knowledge, education and experience. [6] There are no specifics either in this paragraph or elsewhere in the material which shed any light on either the Applicant's employment aspirations or his background, knowledge, education and experience or factual material, thus demonstrating either how relatively low-key disclosure might be detrimental on how there might be particular circumstances giving rise to a sealing order. [7] The Respondent submits that to circumscribe what may be contained in a Court Order would be to fetter the exercise of discretion of the Court in crafting orders. For that matter there is a valid similar objection to be made in the case of fettering discretion in reasons. [8] Mr Justice Pelletier, as he then was, dealt with this area in Sierra Club of Canada v. Canada (Minister of Finance), [2000] 2 F.C. 423 at 425. He pointed out that confidentiality orders are to protect the confidential information of the parties, but that if reasons contain no confidential information, there is no reason why the reasons of the Court ought not to be placed in the public file. In this instance I declined to make an order that the Orders of the Court and the Reasons
for the Court in this matter not be placed in the public file. It should be up to each judge and each prothonotary dealing with this file to be as circumspect as he or she believes the situation may require, in drafting orders and reasons. To come to any other conclusion would not only be presumptuous, but also would be to fetter the discretion of the Court. [9] As to having this file sealed generally, again I refer to Mr Justice Rothstein's view, set out above in Sulco that the Court does not operate in secret. Sealing of a file may have a place, for example where juvenile criminal records are involved, but such an order in a judicial review file ought to be exceedingly rare. The Applicant has not convinced me that this is a situation in which there ought to be a particular exception to the general concept that the Federal Court proceedings are public proceedings. [10] The Applicant says, in written material, but not by way of affidavit, that to use his real name in this litigation will jeopardise his employment and physical and mental health. That is always a possibility in any litigation. The Applicant also says that the medical information which will be involved in this file would otherwise be regarded as private medical information, yet it is the Applicant who has chosen to make it an issue. Stress and, to a degree, embarrassment and their impact on a litigant's life and
employment, can be common in much litigation. Against this must be balanced the rights of the other side and of the Court to appropriate procedure, including full disclosure. As I say, the Applicant's material, long on narrative but short on sworn particulars, does not establish a need for confidentiality. [11] Finally, in order to maintain the integrity of the legal process in this Court, the Applicant will not be allowed to swear affidavits using a pseudonym. While the concept is not canvassed in the motion or material, it may be that the parties could work out a procedure in which the Applicant would provide a properly sworn affidavit to be served and filed by the Court in a confidential annex, with a separate copy of the affidavit, with a typed signature "John Doe" being kept by the Court in the public file. Any procedure involving a second separate parallel but confidential file for affidavits bearing the Applicant's real name would require Court approval. However, to order such a procedure goes beyond what is sought on this motion. [12] The alternative relief, that the Applicant's real name be removed from affidavits at the end of the proceeding, is premature. If at the conclusion of the proceeding and after any appeals the Applicant is uncomfortable about the affidavits filed with the Court, being affidavits bearing the Applicant's real name or otherwise identifying the Applicant, he may then apply, including to remove documents pursuant to Rule 26(2). (Sgd.) "John A. Hargrave" Prothonotary Vancouver, British Columbia 3 February 2003
FEDERAL COURT OF CANADA
TRIAL DIVISION
NAMES OF COUNSEL AND SOLICITORS OF RECORD
MOTION DEALT WITH IN WRITING WITHOUT THE APPEARANCE OF PARTIES DOCKET: T-2030-02 STYLE OF CAUSE: John Doe v. Attorney General of Canada REASONS FOR ORDER OF: Hargrave P. DATED: 3 February 2003 WRITTEN REPRESENTATIONS BY: John Doe APPLICANT on his own behalf Camille N Audain FOR RESPONDENT SOLICITORS ON THE RECORD: John Doe APPLICANT on his own behalf Edmonton, Alberta Morris A. Rosenberg FOR RESPONDENT Deputy Attorney General of Canada Department of Justice Edmonton, Alberta
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