Canada Judgment

Supreme Court of British Columbia

R. v. Tom

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Source document

01

Holding and result

The Crown failed to establish necessity for admitting the child's out-of-court statements under the principled exception because the child was available and presumed competent under s.16.1 of the Canada Evidence Act, and the foster parent's assertion of lack of memory was insufficient without the court first hearing the child; therefore the hearsay statement is inadmissible.

Court disposition

Application dismissed; declarant's hearsay statements inadmissible.

Orders

  • Crown's application to admit the child's out-of-court statements is dismissed.
  • The statement of the declarant is inadmissible.

02

Material facts

Parties

Regina

Crown Counsel: N. Jensen

Ellen Tom

Accused Counsel: C. Massey

Lenard Tom

Accused Counsel: A. Tam

Amounts and remedies

  • Number of Accused: 2

03

Procedural history

  1. Posture

    Criminal / Trial Admissibility Application Re Hearsay

04

Questions and positions

Legal issues

Party arguments

Applicant
Crown sought to admit out-of-court statements of a nearly five-year-old under the principled exception to hearsay on bases of necessity and reliability; Crown argued the child should not testify because of potential trauma and relied on foster parent's account that the child could not remember the events.
Respondent
Defence contended the child is available and competent to testify, that hearsay should not be admitted where the witness can be called and cross-examined, and that the foster parent's assertion of lack of memory is insufficient to establish necessity.

05

Court’s reasoning

  1. 01

    Common law / Supreme Court precedents (e.g., R. v. Parrott)

    The principled exception to the hearsay rule requires a showing of necessity and reliability before admission.

  2. 02

    Canada Evidence Act s.16.1

    A person under 14 is presumed capable of testifying and evidence shall be received if able to understand and respond to questions.

  3. 03

    R. v. Parrott, 2001 SCC 3

    If a witness is physically available and there is no suggestion they would suffer trauma by attempting to give evidence, the trial judge should generally hear the witness before pre-empting their testimony by admitting hearsay.

  4. 04

    Khan v. College of Physicians & Surgeons (Ontario) and common law

    A finding of lack of present memory may establish necessity for admitting earlier statements, but the court must assess the witness directly where possible.

06

Ratio, limits and disposition

Ratio decidendi

The Crown failed to establish necessity for admitting the child's out-of-court statements under the principled exception because the child was available and presumed competent under s.16.1 of the Canada Evidence Act, and the foster parent's assertion of lack of memory was insufficient without the court first hearing the child; therefore the hearsay statement is inadmissible.

Obiter and limits

  • The court did not address reliability and will only do so if trial events make it necessary.
  • Potential trauma to a child from testifying in the presence of parents is not self-evident and can often be addressed by Criminal Code privacy and protective measures.
  • There may be exceptional circumstances where an available witness is not called and hearsay is nevertheless admitted, but this case is not such an exception.

Court disposition

Application dismissed; declarant's hearsay statements inadmissible.

  • Crown's application to admit the child's out-of-court statements is dismissed.
  • The statement of the declarant is inadmissible.

Source and reliance status

Supreme Court of British Columbia · 22 June 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Supreme Court of British Columbia

Judgment· 22 June 2007

2007 BCSC 914

2007 BCSC 914 R. v. Tom

IN THE SUPREME COURT OF BRITISH COLUMBIA Citation: R. v. Tom, 2007 BCSC 914 Date: 20070622 Docket: 132269-5 Registry: Victoria Regina v. Ellen Tom and Lenard Tom Before: The Honourable Mr. Justice Macaulay Ruling Re Admissibility of Child Statement Counsel for the Crown N. Jensen Counsel for Ellen Tom: C. Massey Counsel for Lenard Tom: A. Tam Date and Place of Trial/Hearing: 20070622 Victoria, B.C. [1] The Crown sought, at trial, to tender, for the truth of their content, the hearsay statements of a child made to the child's foster parent. It was common ground that the statements do not fall within any of the classic exceptions to the hearsay rule. Instead, the Crown tendered the evidence under the principled exception to the hearsay rule on the twin bases that the statements are necessary and reliable. [2] I concluded that the Crown failed to establish necessity and dismissed the application on that basis without addressing the issue of reliability. These reasons are accordingly limited in scope. I will not address the question of reliability unless events unfold at the trial in such a way that it becomes necessary for me to do so. [3] The child, whom I will refer to, for convenience, as the declarant, is now almost age five. The statements in question relate to events that the Crown says transpired in July 2005 at the home of the child's biological parents in the presence of

the child. Both parents are accused of offences arising out of the alleged physical abuse of another younger child also in the home at the time. [4] The statements relate particularly to conduct that the Crown attributes to the mother. As described by the foster parent, the initial statement refers to the mother throwing a toy at the other child that struck him in the forehead. [5] The declarant was almost three years old at the time of the events. He lived with the foster parent at the time and made the statements to her after a visit to his mother's home. The declarant is available to testify but the foster parent and the Crown do not wish him to do so. [6] The foster parent testified that she picked up the declarant and another older brother, also in her care, at the end of the visit and took them home. At home, the declarant appeared sad. He was upset, shaking and began crying uncontrollably. The foster parent asked the declarant what was wrong and a conversation ensued about the events. Two days later, and finally 11 days later, the declarant repeated portions of the statement made the first day. [7] When asked about the declarant, the foster parent described him as a very bright boy who could probably testify but added that he cannot remember the incident. The events occurred, as set out above, almost two years ago. The Crown relied on that evidence, coupled with concerns

that the child would potentially be traumatized if required to testify in the presence of his parents, in deciding not to call the child to testify. [8] While the Crown's decision is understandable, it prevents favourable judicial consideration of the necessity requirement in the circumstances. There are, in my view, two reasons for this. [9] First, I point out that the child is deemed to be a competent witness. It is only in exceptional circumstances that a decision can be made about lack of testimonial competence without first calling the child to testify. In R. v. Parrott, 2001 SCC 3, Binnie J., for the majority, stated (para. 77): In my view, if the witness is physically available and there is no suggestion that he or she would suffer trauma by attempting to give evidence, that evidence should generally not be pre-empted by hearsay unless the trial judge has first had an opportunity to hear the potential witness and form his or her own opinion as to testimonial competence. I say generally because there may arise exceptional circumstances where a witness is available and not called and the out-of-court statements may be nevertheless admitted. The Court was careful not to close the door to this possibility in R. v. Hawkins and R. v. Rockey. ... While this statement leaves the door open for exceptional circumstances, I do not consider this to be such a case. [10] The declarant

is a bright, almost five year old, who has lived most of his life with his foster parent rather than his biological parents. The event that the Crown says he witnessed involved his mother throwing a toy at his younger brother, hitting him on the forehead, when his brother touched some DVDs. While I expect witnessing such an event would be upsetting for a child, I doubt that it caused any long-term trauma lasting through to the present. There is certainly no expert evidence to that effect and I do not consider it to be a self-evident proposition necessarily applicable here. Any trauma generally associated with testifying in the presence of the parents can be avoided by applying the privacy and protective measures of the Criminal Code relating to children testifying. [11] Finally, on the first point, I observe that the Canada Evidence Act was amended in January 2006 concerning the competence of child witnesses. Section 16.1 now provides: 16.1 (1) A person under fourteen years of age is presumed to have the capacity to testify. (2) A proposed witness under fourteen years of age shall not take an oath or make a solemn affirmation despite a provision of any Act that requires an oath or a solemn affirmation. (3) The evidence of a proposed witness under fourteen years of age shall be received if they are able to understand and respond to questions. (4) A party who challenges the

capacity of a proposed witness under fourteen years of age has the burden of satisfying the court that there is an issue as to the capacity of the proposed witness to understand and respond to questions. (5) If the court is satisfied that there is an issue as to the capacity of a proposed witness under fourteen years of age to understand and respond to questions, it shall, before permitting them to give evidence, conduct an inquiry to determine whether they are able to understand and respond to questions. (6) The court shall, before permitting a proposed witness under fourteen years of age to give evidence, require them to promise to tell the truth. (7) No proposed witness under fourteen years of age shall be asked any questions regarding their understanding of the nature of the promise to tell the truth for the purpose of determining whether their evidence shall be received by the court. (8) For greater certainty, if the evidence of a witness under fourteen years of age is received by the court, it shall have the same effect as if it were taken under oath. As a result of these changes, child witnesses, regardless of age, are now presumed to have testimonial capacity and the evidence of a witness younger than 14 shall be admitted so long as he or she is "able to understand and respond to questions". This may be contrasted to the former s. 16 which required, in part, that the

child be "able to communicate the evidence". This was, arguably, a broader requirement capable of including lack of continuous memory. Counsel did not address the issue so I will not pursue it. [12] The second reason arises from the evidence of the foster parent that the declarant had no present memory of the events. A child may be otherwise competent but have no present memory. This may give rise to the necessity of relying on the child's earlier statement. See Khan v. College of Physicians & Surgeons (Ontario) (1992), 76 C.C.C. (3d) 10 (Ont.C.A.). Absent an opportunity to hear from and assess the declarant, it is not possible for me to safely determine whether he, in fact, has no present memory. It is not enough to rely on the foster parent's statement that the child has no present memory when the ultimate effect is to deprive the defence of any opportunity to cross-examine the declarant. [13] For these reasons, the Crown failed to establish necessity. The statement of the declarant is accordingly inadmissible. "M.D. Macaulay, J." The Honourable Mr. Justice Macaulay

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

R. v. Parrott, 2001 SCC 3

Case cited

Khan v. College of Physicians & Surgeons (Ontario), (1992) 76 C.C.C. (3d) 10 (Ont. C.A.)

Case cited

R. v. Hawkins

Case cited

R. v. Rockey

Case cited

R. v. Tom, 2007 BCSC 914

Case cited

Canada Evidence Act s.16.1

Legislation

Legislation referenced in the available case record.

Criminal Code (privacy and protective measures for child witnesses)

Legislation

Legislation referenced in the available case record.

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