Smith v Backhouse [2023] EWCA Civ 874 (21 July 2023)
The judge erred in law by failing to give proper weight to the settlement agreement and by refusing to accept undertakings solely on grounds of breadth and vagueness. Proper weight must be given to the terms of a settlement agreement, and undertakings should be accepted unless they are illegal, immoral, uncertain, or disproportionate. Paragraphs (1)-(3) of the undertaking must be accepted, subject to a proviso allowing citation of scientific works for academic purposes.
- Citation
- [2023] EWCA Civ 874
- Parties
- Claimant/appellant: Dr Erica Smith; Defendant/respondent: Dr Christopher Backhouse; Advocate to the Court: Naina Patel
- Jurisdiction
- England and Wales
- Judgment Date
- 21 July 2023
- Procedural Posture
- Appeal / Court of Appeal Judgment
- Outcome
- Appeal allowed
- Legal Topics
- Protection From Harassment Act 1997, Misuse of Private Information, Data Protection Act 2018, General Data Protection Regulation (gdpr), Consent Orders, Part 36 Offers, Undertakings to Court
Case Brief
Summary, issues, holding and outcome
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Parties
Dr Erica Smith
Claimant/appellant
Dr Christopher Backhouse
Defendant/respondent
Naina Patel
Advocate to the Court
Procedural Posture
Appeal / Court of Appeal Judgment
Legal Issues
- 1 Whether the court can refuse to accept undertakings agreed as part of a Part 36 settlement offer
- 2 Whether undertakings are too broad or vague to be accepted by the court
- 3 Whether the court should accept undertakings subject to provisos narrowing their terms
Ratio Decidendi
The judge erred in law by failing to give proper weight to the settlement agreement and by refusing to accept undertakings solely on grounds of breadth and vagueness. Proper weight must be given to the terms of a settlement agreement, and undertakings should be accepted unless they are illegal, immoral, uncertain, or disproportionate. Paragraphs (1)-(3) of the undertaking must be accepted, subject to a proviso allowing citation of scientific works for academic purposes.
Court Disposition
Appeal allowed
Orders
- Paragraphs (1)-(3) of the undertaking must be accepted, subject to a proviso permitting citation of scientific works authored by the appellant in academic publications by the respondent.
- Schedule to be appended to the order setting out the paragraphs of the Undertaking.
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