Hong Kong Judgment

Court of Appeal

HKSAR v. B

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Source document

01

Holding and result

The Court allowed the late appeal, held that the applicant should receive a further 9-month reduction for post-arrest assistance but no reduction for pre-arrest assistance because the assistance was given as a paid informer (reward approx. $240,000) and thus was not deserving of mitigation under Z v HKSAR; sentence reduced from 7 years to 6 years 3 months.

Court disposition

Appeal allowed; leave to appeal out of time granted; sentence reduced from 7 years to 6 years 3 months.

Orders

  • Leave to appeal out of time granted
  • Sentence reduced from 7 years to 6 years and 3 months
  • For calculation: first count reduced from 3 years to 2 years 9 months; second count reduced from 4 years to 3 years 6 months, to run consecutively totalling 6 years 3 months

02

Material facts

Parties

HKSAR

Respondent Counsel: Mr. Simon Tam, Ag. SADPP, Department of Justice

Amounts and remedies

  • Original Sentence Years: years 7
  • Reduced Sentence Years: years 6.25
  • Additional Reduction Months: months 9
  • Reward Amount Approx: HKD 240,000

03

Procedural history

  1. Posture

    Criminal Appeal Sentence / Leave to Appeal Out of Time Granted; Appeal Heard in Court of Appeal

04

Questions and positions

Legal issues

Party arguments

Applicant
Applicant pleaded guilty, sought further reduction for substantial post-arrest assistance that led to convictions of three persons and relied also on pre-arrest assistance; submitted he was effectively a 'super-grass' deserving significant mitigation.
Respondent
Respondent accepted limited mitigation for assistance but opposed treating applicant as a super-grass and opposed any discount for pre-arrest assistance because it was provided for payment and thus should attract little or no sympathy under authority.

05

Court’s reasoning

  1. 01

    Z v HKSAR [2007] 1 HKLRD 977 para 20

    Assistance for which payment or other consideration was given may be recognised as mitigation but the greater the payment the less weight should be given; courts must consider circumstances when deciding discount

  2. 02

    common law sentencing practice/case law

    Guilty plea may attract a reduction (commonly up to one-third) even where voir dire or Newton hearing has occurred, subject to sentencing judge's discretion

  3. 03

    common law sentencing practice/case law

    Post-arrest assistance that leads to convictions can justify additional reduction in sentence; quantum is fact specific

06

Ratio, limits and disposition

Ratio decidendi

The Court allowed the late appeal, held that the applicant should receive a further 9-month reduction for post-arrest assistance but no reduction for pre-arrest assistance because the assistance was given as a paid informer (reward approx. $240,000) and thus was not deserving of mitigation under Z v HKSAR; sentence reduced from 7 years to 6 years 3 months.

Obiter and limits

  • Applicant could not be regarded as a super-grass despite meaningful assistance
  • Solitary confinement was noted as an additional hardship but was at the applicant's request
  • A total discount exceeding 45% is on the high side in the circumstances of this case

Court disposition

Appeal allowed; leave to appeal out of time granted; sentence reduced from 7 years to 6 years 3 months.

  • Leave to appeal out of time granted
  • Sentence reduced from 7 years to 6 years and 3 months
  • For calculation: first count reduced from 3 years to 2 years 9 months; second count reduced from 4 years to 3 years 6 months, to run consecutively totalling 6 years 3 months

Source and reliance status

Court of Appeal · 18 October 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 18 October 2007

HKSAR v. B

bjbj

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL __________

BETWEEN

HKSAR macrobutton nomacro Respondent macrobutton nomacro Applicant ________ Before: Hon macrobutton nomacro Tang VP , Cheung JA and Beeson J in Court Date of macrobutton nomacro Judgment : 18 October 2007 _____ macrobutton nomacro JUDGMENT ___ macrobutton nomacro Hon Tang VP : The defendant pleaded guilty to trafficking dangerous drugs in September 2005. He was sentenced in April 2006 to imprisonment for 7 years by Deputy Judge E Toh. The learned deputy judge adopted a starting point of 12 years. The defendant was given the full one-third discount notwithstanding that his plea came after an unsuccessful voir dire and there was also a Newton enquiry after he pleaded guilty which was equally unsuccessful. He was given a further discount of 1 year for certain post-arrest assistance which he had given to the police. This is what the leaned judge said when she sentenced the defendant: Having considered the latest special circumstances disclosed by the prosecution in the special procedure, I am prepared, however, to adjust the sentence accordingly. This may be further adjusted pending the outcome. At page 3 she said that the reduction should be 1 year for the special circumstances and she added: also the fact that he would be kept in special conditions, perhaps solitary confinement, and therefore that would place an extra hardship on

him than normal. We were told by Mr Haynes, who appeared for the defendant, that he has indeed been kept in solitary confinement although that was done at his request. At the time when he was sentenced, it was known that the assistance that he had given to the police had resulted in the arrest and the prosecution of 3 persons for dangerous drugs offences in 2 separate trials. However the result of the prosecution was not then known. The result of those trials is now known. The 3 defendants had been convicted and sentenced to imprisonment for 2 years, 6 years and 8 months, and 7 years and 2 months respectively. We gave leave to the defendant to appeal out of time because of this development. Having regard to the post-arrest assistance, I believe some further allowance should be given. Mr Haynes submitted that the defendant could almost be regarded as a super-grass. I do not agree. Although he had given meaningful assistance to the police which, as I have said, have resulted in the arrest and conviction of 3 persons, he could not by any stretch of the imagination be regarded as a super-grass. So the question today is what, if any, further allowance should be given to the defendant for his post-arrest assistance. I would err on the side of leniency and give the defendant an extra 9-month reduction for his assistance. This would bring the discount to over 45%, which can be

regarded, in the circumstances of this case, as being on the high side. Mr Haynes, however, also sought to rely on certain pre-arrest assistance given by the defendant, which had resulted in the conviction of several persons in 2 separate trials. Those trials resulted in heavy sentences for some of the persons involved. I think in the first trial of the 3 persons involved, and they were sentenced for terms of imprisonment ranging from 3 years and 4 months to 14 years. In the other case, a person was sentenced to 16 years on a plea of guilty. One could gather from those facts, the substantial amount of dangerous drugs involved. However, such pre-arrest assistance was given by the defendant as a paid informer, and he was paid substantial sums for such information. At trial, because Z v HKSAR [2007] 1 HKLRD 977 had not been decided by the Court of Final Appeal, the judge rightly disregarded such pre-arrest assistance when sentencing the defendant. However, in the judgment of Court of Final Appeal, the Chief Justice said at para. 20 in relation to a paid informer the following: 20. Although assistance for which payment or other consideration was given may be recognised as a mitigating factor, the court should carefully consider all the circumstances in deciding whether the assistance in the case in question deserves any reduction and if so, the amount of reduction. The more

substantial the payment or consideration, the less sympathetic should the court be in this regard. In this case, the defendant was given reward of approximately of $240,000 which was calculated with reference to the amount of drugs involved. In the circumstances of this case, I do not believe it is appropriate to give the defendant any further discount for his pre-arrest assistance. So I will reduce the sentence of the defendant by 9 months, so the sentence will be reduced to 6 years and 3 months instead of 7 years. Hon Cheung JA: I agree. Hon Beeson J: I agree. Hon Tang VP: Leave to appeal against sentence out of time is granted. Treating the hearing of the application for leave as the hearing of the appeal, we allow the appeal and reduce the sentence of the applicant to 6 years and 3 months. Addendum: For calculation purpose, the sentence for the first count is reduced from 3 years to 2 years and 9 months and the sentence for the second count from 4 years to 3 years and 6 months, making a total consecutive sentence of 6 years and 3 months. ( macrobutton nomacro Robert Tang ) Vice-President (Peter Cheung) Justice of Appeal (C-M Beeson) Judge of the Court of First Instance Mr. John Haynes, instructed by Messrs Ho & Ip, for the Applicant. Mr. Simon Tam, Ag. SADPP of the Department of Justice, for the Respondent.

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Z v HKSAR [2007] 1 HKLRD 977

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