Hong Kong Judgment

Court of First Instance

HKSAR v. CHENG CHI WAI

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Professional case brief

Research organized from the available case record

Source document

01

Holding and result

Because the magistrate conducted a direct comparison of disputed handwriting without expert assistance or proper safeguards, his conclusion was unsafe; the conviction was therefore quashed and the sentence set aside.

Court disposition

Appeal allowed; conviction quashed; sentence set aside.

Orders

  • Conviction quashed
  • Sentence set aside
  • Costs to the appellant here and the court below, to be taxed if not agreed

02

Material facts

Parties

HKSAR

Respondent Counsel: Ms Winsome Chan, Senior Government Counsel, Department of Justice

Cheng Chi Wai

Appellant Counsel: Mr James McGowan (instructed by Messrs Chong, Fu & Co.)

03

Procedural history

  1. Posture

    Criminal Appeal (magistracy Appeal) / Appeal to Court of First Instance (appellate Decision)

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant contended the magistrate impermissibly compared handwriting on the application form with handwriting on a separate note and reached a conclusion without expert assistance or proper directions, rendering the conviction unsafe.
Respondent
The respondent (Department of Justice) conceded that the law did not permit the magistrate to take the course he did and accepted the authorities relied on by the appellant.

05

Court’s reasoning

  1. 01

    R v Tilley [1961] 3 All ER 406

    A jury or fact-finder should not be left unassisted to decide questions of disputed handwriting; expert evidence or appropriate safeguards are required.

  2. 02

    R v O'Sullivan (1969) 53 Cr. App. R. 274

    Tilley should not be applied as an invitation or exhortation to inspect disputed handwriting without assistance; comparisons must not be left to lay assessment alone.

  3. 03

    LUK Chiu-ki HCMA1033/2003

    Trial judges must give necessary warnings and should not rely on non-expert handwriting comparison to reach identification conclusions.

06

Ratio, limits and disposition

Ratio decidendi

Because the magistrate conducted a direct comparison of disputed handwriting without expert assistance or proper safeguards, his conclusion was unsafe; the conviction was therefore quashed and the sentence set aside.

Obiter and limits

  • The magistrate stated the handwriting was so similar that no expert was needed, a view the court rejected.
  • The respondent conceded the magistrate's approach was not permitted by law.
  • Authorities establishing caution in permitting lay comparison of disputed handwriting were accepted by the court.

Court disposition

Appeal allowed; conviction quashed; sentence set aside.

  • Conviction quashed
  • Sentence set aside
  • Costs to the appellant here and the court below, to be taxed if not agreed

Source and reliance status

Court of First Instance · 5 January 2005

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of First Instance

Judgment· 5 January 2005

HKSAR v. CHENG CHI WAI

bjbj HCMA1046/2004

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE (Appellate Jurisdiction) MAGISTRACY APPEAL NO.1046 OF 2004 (ON APPEAL FROM KTCC 6002 OF 2004) ---------------------------

BETWEEN HKSAR Respondent and CHENG CHI WAI ( _IP) onvicted of using a false instrument, the particulars of which were that on 9 November 2001 at the Kwun Tong Licensing Office in Hong Kong, used an instrument, namely an application for a duplicate driving licence dated 9 November 2001, which was known to the appellant or believed by him to be false with the intention of inducing a staff of a Transport Department to accept it as genuine, and by reason of so accepting it to do or not to do some act to his own or any other person s prejudice.

AUTONUMOUT The facts of this matter were that on 20 February 2002 at about 16:10 hours, a vehicle driven by the PW1 was hit from the rear by a light goods van. The driver of that light goods van produced a licence which was later found to be a duplicate licence obtained by virtue of the false instrument which is the subject of this charge. After the accident a person who said he was the owner of the vehicle arrived on the scene and wrote out his name of address and other particulars on a piece of paper which he handed to PW1.

AUTONUMOUT The magistrate, in coming to his conclusion, compared the writing which had been placed on the application form which was the instrument, the subject of the charge, with the writing on the piece of paper given to PW1 by the man who alleged to be the owner. He said this : About three months before the accident, on the date of the present Charge, the defendant was the person who filled the application form Exh P2 : compare the handwriting on Exh P1 and P2, for example the letters and the telephone number. Whether the handwriting is similar, or different, can be ascertained by a jury, in the same way as whether a photograph or an image on a CCTV tape shows the face of a particular person. I have given myself the necessary warning when making comparisons : see for example LUK Chiu-ki HCMA1033/2003. But the handwriting here is so similar that no expert is needed to testify on this subject.

AUTONUMOUT With this I do not agree. Mr McGowan in his skeleton argument has very helpfully set out some authorities on this matter. Those authorities I accept. In R. v. Tilley [1961] 3 All ER 406,the English Court of Criminal Appeal reaffirmed the statement of principle that a jury should not be left unassisted to decide questions of disputed handwriting on their own and should not be followed in any other case. In R. v. O Sullivan (1969) 53 Cr. App. R. 274, the Court of Appeal said : Tilley could not always be in its literal meaning exactly applied never should it be deliberately a matter of invitation or exhortation to a jury to look at disputed handwriting.

AUTONUMOUT Very properly Ms Chan, for the respondent, has conceded that the law as its stand did not permit the magistrate to take the cause which he took.

AUTONUMOUT Accordingly, this appeal is allowed. The conviction is quashed and the sentence is set aside. Costs be to the appellant here and the court below, to be taxed if not agreed. (T.M. Gall) Judge of the Court of First Instance High Court Ms Winsome Chan, SGC of Department of Justice, for the Respondent Mr James McGowan, instructed by Messrs Chong, Fu & Co., for the Appellant

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

R v Tilley [1961] 3 All ER 406

Case cited

R v O'Sullivan (1969) 53 Cr. App. R. 274

Case cited

LUK Chiu-ki HCMA1033/2003

Case cited

HCMA1046/2004 (this appeal)

Case cited

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