HKSAR v. HO KING LU
- Citation
- HKSAR v. HO KING LU
- Status
- Judgment
- Jurisdiction
- Hong Kong
- Court
- Court of Final Appeal
- Decision
- 1 March 2007
- Posture
- Application for Leave to Appeal (criminal) / Determination by Court of Final Appeal on Application for Leave to Appeal From HCMA No. 234 of 2006
- Case number
- FAMC62/2006
- Language
- English
More details
- Court
- Court of Final Appeal
- Decision
- 1 March 2007
- Posture
- Application for Leave to Appeal (criminal) / Determination by Court of Final Appeal on Application for Leave to Appeal From HCMA No. 234 of 2006
- Case number
- FAMC62/2006
- Language
- English
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
Although the statement of offence formally cited s.13(1) and the Chinese text was garbled, it was plain to all parties and the court that the accused was being prosecuted as the licensee under s.13(2); defence counsel did not object, conducted a full defence and the magistrate expressly found the s.13(2) statutory defence was not established; applying Ching Kwok Yin, the drafting errors caused no such injustice as to justify granting leave to appeal, so the application is dismissed.
Court disposition
Application for leave to appeal dismissed
Orders
- Application for leave to appeal dismissed
02
Material facts
Parties
HKSAR
Respondent Counsel: Mr Cheung Wai-sun and Ms Agnes Chan (Department of Justice)Ho King Lu
Applicant Counsel: Mr Eric TM Kwok SC and Ms Cancy SS Liu (instructed by Messrs Andrew Lam & Co)03
Procedural history
Posture
Application for Leave to Appeal (criminal) / Determination by Court of Final Appeal on Application for Leave to Appeal From HCMA No. 234 of 2006
04
Questions and positions
Legal issues
- 01
Whether the misframing of the charge (statement citing s.13(1) while particulars related to s.13(2)) invalidated the conviction
- 02
Whether drafting errors in the charge and a garbled Chinese version caused substantial and grave injustice warranting leave to appeal
- 03
Whether the statutory defence under s.13(2) had been established by the applicant
- 04
Whether failure by defence counsel to object to the charge constituted waiver and justified proceeding on the basis taken at trial
Party arguments
- Applicant
- Applicant submitted the statement of offence incorrectly cited s.13(1) while particulars described an offence under s.13(2); the Chinese version was garbled; the point was not raised below but the misframing caused substantial and grave injustice and may imply the magistrate found knowledge on the part of the licensee.
- Respondent
- Respondent submitted it was plain the charge intended to be under s.13(2) against the licensee; defence did not object and proceeded on that basis, counsel tested the prosecution case and the applicant gave evidence on that basis, the magistrate expressly found the licence condition was breached and the s.13(2) defence was not made out, and under Ching Kwok Yin the drafting errors did not justify allowing the appeal.
05
Court’s reasoning
Legal principles
- 01
Ching Kwok Yin v HKSAR (2000) 3 HKCFAR 387 at 390
Error in the formal framing of a charge does not automatically vitiate conviction if proceedings unmistakably proceeded on the correct basis and no miscarriage of justice resulted
- 02
Common law procedural principles applied in this determination
Failure by defence to object to a charge may amount to proceeding on and thereby waiving the point of misframing
- 03
Statutory interpretation principles and case law cited in decision
An accused must be informed of the charge so as to meet it, but context and conduct of trial are relevant to assessing prejudice
06
Ratio, limits and disposition
Ratio decidendi
Although the statement of offence formally cited s.13(1) and the Chinese text was garbled, it was plain to all parties and the court that the accused was being prosecuted as the licensee under s.13(2); defence counsel did not object, conducted a full defence and the magistrate expressly found the s.13(2) statutory defence was not established; applying Ching Kwok Yin, the drafting errors caused no such injustice as to justify granting leave to appeal, so the application is dismissed.
Obiter and limits
- It would be reading too much into the magistrate's phrase that the licensee had contravened the relevant conditions to infer a finding of personal knowledge beyond what was discussed on the s.13(2) defence.
- If the point had been taken at first instance the judge would have been entitled to hold the errors were not such as to make it just to allow the appeal.
Court disposition
Application for leave to appeal dismissed
- Application for leave to appeal dismissed
Source and reliance status
Court of Final Appeal · 1 March 2007
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Court of Final Appeal
Judgment· 1 March 2007
bjbj FAMC No. 62 of 2006
IN THE COURT OF FINAL APPEAL OF THE
HONG KONG SPECIAL ADMINISTRATIVE REGION MISCELLANEOUS PROCEEDINGS NO. 62 OF 2006 (Criminal) (ON APPLICATION FOR LEAVE TO APPEAL FROM HCMA No. 234 of 2006) _____ Between: HKSAR Respondent - and - HO KING LU Applicant _____ Appeal Committee: Mr Justice Bokhary, Mr Justice Chan PJ and Mr Justice Ribeiro PJ Date of Hearing: 1 March 2007 Date of Determination: 1 March 2007 _______
D E T E R M I N A T I O N _______ Mr Justice Ribeiro PJ: The applicant was the licensee of a massage establishment. On 8 March 2006, he was convicted of contravening a licence condition which prohibited vice or immoral activities on the establishment. The charge was stated as one involving s. 13(1) of the Massage Establishments Ordinance, Cap 266. The magistrate, Mr Peter Law Tak-chuen, rejected the applicant s evidence and found the offence proved beyond reasonable doubt. He also considered s. 13(2) of the Ordinance and found that that defence had not been established. On appeal, the applicant complained about the magistrate s treatment and evaluation of the evidence. Deputy High Court Judge Pang held that the magistrate s conclusions had properly been reached and dismissed the appeal. There is now an application for leave to appeal on the substantial and grave injustice ground raising a point which has not been mentioned below, concerning deficiencies in the framing of the charge. As Mr Eric Kwok SC, appearing with Ms Cancy SS Liu for the applicant, correctly points out, the statement of offence refers to s. 13(1) whereas the particulars relate to an offence under s. 13(2). Mr Kwok also correctly points out that the Chinese version of the charge was garbled, leaving out some words. However, it was obviously intended to charge the applicant as a licensee under
s. 13(2). The applicant has been represented throughout by solicitors and counsel who did not object to the charge as framed. Despite the valiant efforts of Mr Kwok to argue the contrary, it is clear that everyone proceeded on the basis that the applicant was being prosecuted as a licensee for contravention of a licence condition prohibiting immoral activities in the establishment. His counsel tested the prosecution s evidence and the applicant gave evidence on his own behalf on that basis. It is also the basis upon which the magistrate proceeded. The key findings are at paras 20 and 21 of the Statement of Findings and they were that the applicant was the licensee, that the licence was subject to the relevant condition, that such condition had been breached and that the statutory defence provided for by s. 13(2) had not been made good. Mr Kwok submitted that we should read the finding in para 20(vi), namely the licensee has contravened the relevant conditions, as indicating that the magistrate had concluded that there was knowledge on the part of the licensee of the immoral activities concerned. For my part, I think that is to read too much into those words, especially in the light of the discussion of the statutory defence in para 21 of the Statement of Findings. We are satisfied that the proceedings would have followed the same course even if the charge had been properly
amended at the start of the trial. If the new point had been raised before the Judge at first instance, he would have been fully entitled, applying Ching Kwok Yin v HKSAR (2000) 3 HKCFAR 387 at 390, to hold that the errors were not such as to make it just that the appeal should be allowed and the conviction set aside . This is not an appropriate case for leave and the application is accordingly dismissed. (Kemal Bokhary) Permanent Judge (Patrick Chan) Permanent Judge (R A V Ribeiro) Permanent Judge Mr Eric TM Kwok SC and Ms Cancy SS Liu (instructed by Messrs Andrew Lam & Co) for the applicant Mr Cheung Wai-sun and Ms Agnes Chan (of the Department of Justice) for the respondent
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