Hong Kong Judgment

Court of First Instance

HKSAR v. LAM FUNG

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Professional case brief

Research organized from the available case record

Source document

01

Holding and result

The magistrate's 8 month sentences were not excessive; the correct approach uses an 18 month starting point reduced by one-third for the guilty plea and then considers other mitigation; unsubstantiated mitigation does not warrant further reduction, and the court accordingly dismissed the appeal but increased each sentence by one month to 9 months concurrent.

Court disposition

Appeal dismissed; sentence on each charge increased to 9 months to run concurrently.

Orders

  • Appeal dismissed
  • Sentence on each charge increased by 1 month to run concurrently, making a total of 9 months per charge

02

Material facts

Parties

HKSAR

Respondent Counsel: Miss Polly Wan, SGC

Lam Fung

Appellant

Amounts and remedies

  • Original Sentence Per Charge (months): 8
  • Increased Sentence Per Charge (months): 9
  • Overstay Duration (months): 17
  • Number of Charges: 2

03

Procedural history

  1. Posture

    Criminal Appeal Against Sentence (magistracy Appeal) / Court of First Instance Judgment on Appeal

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant pleaded guilty and relied on mitigation including family members' ill health; she contended the 8 month sentence was excessive.
Respondent
The prosecution maintained the offences are both common and serious, relied on precedent establishing sentencing starting points, and that the sentence was appropriate; the DPP sought dismissal of the appeal or maintenance of sentence.

05

Court’s reasoning

  1. 01

    Immigration Ordinance, Cap.115, s.42(1)(a) and s.42(2)(b)

    Offences under s.42(1)(a) and s.42(2)(b) of the Immigration Ordinance are serious and attract custodial sentences for possession/use of forged travel documents.

  2. 02

    R v. Yu Wing-wut CACC 346 of 1984; Court of Appeal guidance cited in local authorities

    Established guideline starting point for possession of a forged travel document is 18 months' imprisonment in appropriate cases.

  3. 03

    Sentencing practice and appellate guidance applied by the court

    A plea of guilty ordinarily attracts a one-third discount from the appropriate starting point.

  4. 04

    Sentencing principles as applied in appellate decisions cited (HKSAR v NG Lai-kin; HKSAR v CHU Man)

    Mitigating circumstances must be substantiated to merit additional discount beyond the guilty plea.

06

Ratio, limits and disposition

Ratio decidendi

The magistrate's 8 month sentences were not excessive; the correct approach uses an 18 month starting point reduced by one-third for the guilty plea and then considers other mitigation; unsubstantiated mitigation does not warrant further reduction, and the court accordingly dismissed the appeal but increased each sentence by one month to 9 months concurrent.

Obiter and limits

  • The distinction between transit and non-transit cases has developed and may be illogical in parts
  • The magistrate adopted an unusually generous starting point given the guideline
  • Adjournments to investigate mitigation must produce substantiation to be effective

Court disposition

Appeal dismissed; sentence on each charge increased to 9 months to run concurrently.

  • Appeal dismissed
  • Sentence on each charge increased by 1 month to run concurrently, making a total of 9 months per charge

Source and reliance status

Court of First Instance · 4 October 2000

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of First Instance

Judgment· 4 October 2000

HKSAR v. LAM FUNG

bjbj HCMA 905/2000

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE MAGISTRACY APPEAL NO. 905 OF 2000 (ON APPEAL FROM KTCC 1718/2000) ____

BETWEEN HKSAR Respondent and LAM FUNG Appellant ____ Before: Hon Beeson J in Court Date of Hearing: 4 October 2000 Date of Judgment: 4 October 2000 ___

J U D G M E N T ___ This Appellant appeals against sentences of 8 months imposed on her on each of two charges; one of Using a False Travel Document (contrary to S. 42(2)(b) of the Immigration Ordinance, Cap. 115), the other of Making a False Representation to an Immigration Assistant (contrary to S. 42(1)(a) of the Immigration Ordinance Cap. 115). The Appellant produced a passport on which none of the personal particulars was correct. The only genuine item that related to this Appellant was her photograph. Investigation showed that she had entered with the passport and overstayed for a period of one year and 5 months. The Appellant pleaded guilty. The Magistrate was apprised of the facts which the Appellant admitted. Various matters were urged on the Magistrate in mitigation, in particular, that the Appellant s family members, her mother and her son, were ill. The Magistrate adjourned the case so that enquiries could be made in China as to these claims. Despite a three week adjournment, none of the matters was substantiated when the matter came before the court again. The Magistrate proceeded to sentence, correctly, on the basis that this type of case is both common and serious. He referred to the cases of HKSAR v. NG Lai-kin HCMA 1002 of 1998 and HKSAR v. CHU Man HCMA 1012 of 1998 and HKSAR v. YAU Kwong-yuen HCMA 268 of 1998. The proper starting point for

possession of a forged travel document in the case of R. v. YU Wing-wut CACC 346 of 1984 was set by the Court of Appeal at 18 months. The Magistrate took particular note of the decisions of Stock J, as he then was, in HKSAR v. NG Lai-kin and HKSAR v. CHU Man and took a 12 month starting point on the pleas of guilty. The facts of those cases were not really comparable and concerned the distinction that has developed (perhaps illogically) between what are referred to as transit and non-transit cases. This case could not properly be called a transit case, even if one accepts the distinction as a correct one to be made. This was an extremely generous starting point to take, in view of the guideline. The Appellant did not have a clear record. The only mitigating factor apart from her pleas before the Magistrate, was her claim, which was not substantiated, about her family members ill-health. Nevertheless, despite the absence of any documentary or other evidence, the Magistrate gave the Appellant the mitigatory benefit of her claims and reduced the sentences by a further 4 months on each charge. In my view, the Magistrate, for the first charge should have taken an 18 months starting point, reduced it by 6 months for the one-third discount for a plea of guilty and then considered what further discount, if any, should be given for other mitigating factors. I cannot say his sentence of 8 months imprisonment is in any way excessive, as the Appellant contended, and the appeal is dismissed. Because this is an entirely unmeritorious appeal, I order that the sentence on each charge be increased by 1 month to run concurrently, making a total sentence of 9 months. (C-M Beeson) Judge of the Court of First Instance Miss Polly Wan, SGC, for DPP Lam Fung, Appellant in person -

PAGE - & 6" HCPI No Alice LH Yu MA.dot Microsoft Word 8.0 HCPI No Title _PID_GUID Microsoft Word Document MSWordDoc Word.Document.8

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

R v. Yu Wing-wut CACC 346 of 1984

Case cited

HKSAR v. NG Lai-kin HCMA 1002 of 1998

Case cited

HKSAR v. CHU Man HCMA 1012 of 1998

Case cited

HKSAR v. YAU Kwong-yuen HCMA 268 of 1998

Case cited

Immigration Ordinance, Cap.115, s.42(2)(b)

Legislation

Legislation referenced in the available case record.

Immigration Ordinance, Cap.115, s.42(1)(a)

Legislation

Legislation referenced in the available case record.

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