Hong Kong Judgment

Court of Appeal

HKSAR v. LAM TSZ-HO

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Professional case brief

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Source document

01

Holding and result

Leave to appeal was granted because the applicant's grounds were reasonably arguable: there is a valid question whether the trial judge's impugned remarks were accurate and appropriate and whether they constituted a material irregularity that could have deprived the applicant of a fair trial, justifying appellate consideration.

Court disposition

Leave to appeal against conviction granted.

Orders

  • Leave to appeal against conviction granted.

02

Material facts

Parties

HKSAR

Respondent Counsel: Mr Raymond Cheng, SADPP; Mr Raymond HM Chan, PP (Department of Justice)

Lam Tsz-ho

Applicant Counsel: Mr James Tze (instructed by CMK Lawyers; assigned by Director of Legal Aid)

Amounts and remedies

  • Sentence (years Imprisonment): 26

03

Procedural history

  1. Posture

    Criminal Appeal / Leave to Appeal Application (court of Appeal; Determined on Papers)

04

Questions and positions

Legal issues

Party arguments

Applicant
The judge's remarks in the summing-up — warning that failure to follow directions may amount to contempt and that verdicts may be set aside by the Appeal Court — were strong and inappropriate, amounted to pressure and threat on the jury's evaluative process and deprived the applicant of a fair trial.
Respondent
The remarks did not render the trial unfair; reliance is placed on HKSAR v Chan Huandai [2016] 2 HKLRD 384 and authorities from the UK, Australia and Canada concerning juror liability for accessing extraneous material, including AG v Dallas [2012] 1 WLR 991, Dallas v United Kingdom (2016) 63 EHRR 663, AG v Davey & AG v Beard [2014] 1 Cr App R 1, Her Majesty's Solicitor General v Stoddart [2017] EWHC 1361, Registrar of the Supreme Court of South Australia v S & C (2016) 125 SASR 207 and R v Bains 328 CCC (3d) 149.

05

Court’s reasoning

  1. 01

    HKSAR v Tam King Hon (2006) 9 HKCFAR 206 [36]

    A judge must avoid remarks that pressure or threaten the jury; such remarks can deprive an accused of a fair trial.

  2. 02

    HKSAR v Chan Huandai [2016] 2 HKLRD 384 [45]-[52]; AG v Dallas [2012] 1 WLR 991; Dallas v United Kingdom (2016) 63 EHRR 663

    Jurors must not seek or rely on extraneous materials and may be liable for contempt for breaching directions not to do so.

  3. 03

    Common law appellate principles cited in domestic and overseas authorities

    A material irregularity in the summing-up may render a conviction unsafe and warrant appellate intervention.

06

Ratio, limits and disposition

Ratio decidendi

Leave to appeal was granted because the applicant's grounds were reasonably arguable: there is a valid question whether the trial judge's impugned remarks were accurate and appropriate and whether they constituted a material irregularity that could have deprived the applicant of a fair trial, justifying appellate consideration.

Obiter and limits

  • There was no objection to the application being determined on the papers without a formal hearing.
  • The key factual issue at trial was whether the applicant knew the parcel contained dangerous drugs.

Court disposition

Leave to appeal against conviction granted.

  • Leave to appeal against conviction granted.

Source and reliance status

Court of Appeal · 14 March 2022

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 14 March 2022

[2022] HKCA 425

bjbj CACC 121/2021 [2022] HKCA 425

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL CRIMINAL APPEAL NO 121 OF 2021 (ON APPEAL FROM HCCC NO 26 OF 2020) ___ HKSAR Respondent v LAM Tsz-ho Applicant ___ Before: Hon Zervos JA in Chambers Date of Judgment: 14 March 2022 ____

J U D G M E N T ____ On 8 June 2021, following a trial before Wong J (the judge) and a jury the applicant was unanimously convicted of trafficking in a dangerous drug and sentenced to 26 years imprisonment. The applicant now applies for leave to appeal against his conviction. There is no objection from the respondent to the application being determined on the papers without a formal hearing. The applicant s grounds of appeal read as follows: (1) The strong and inappropriate remarks in the summing-up given by the Trial Judge namely, If you do not follow any of my directions, it may amount to contempt of court, which is a criminal offence. And as I have told you earlier, if you do not follow my directions, your verdict will be set aside by the Appeal Court and your efforts will be wasted. , amount to a form of pressure and threat upon the jury in the evaluation process of the verdict which deprived the Applicant of a fair trial; and (2) In all the circumstances of the case and the Applicant, the conviction is unsafe and unsatisfactory. Having considered the written submissions of the parties, I am persuaded that leave should be granted to the applicant to appeal against his conviction on the grounds he has advanced. These are my brief reasons for doing so. The applicant attended a post office and collected a parcel that was found to contain dangerous drugs. The

applicant claimed he collected the parcel on the instructions of a friend and did not know it contained dangerous drugs. Hence, the key issue at trial was whether the applicant knew the parcel contained the dangerous drugs. The applicant argues that the impugned remarks amounted to a form of pressure and threat to the jury in its evaluative process of the evidence in reaching a verdict, which deprived the applicant of a fair trial: HKSAR v Tam King Hon (2006) 9 HKCFAR 206, at [36]. The respondent argues the contrary, and relies on the decision of the Court of Appeal in HKSAR v Chan Huandai [2016] 2 HKLRD 384, at [45] [52], which was in the context of jurors in a retrial having accessed the internet about the case. Reliance is also placed on decisions from the United Kingdom, Australia and Canada of a similar nature in that they address the possible liability for contempt of court by jurors for breach of a direction not to seek and rely on extraneous materials. See AG v Dallas [2012] 1 WLR 991; Dallas v United Kingdom (2016) 63 EHRR 663; AG v Davey & AG v Beard [2014] 1 Cr App R 1; Her Majesty s Solicitor General v Stoddart [2017] EWHC 1361; Registrar of the Supreme Court of South Australia v S & C (2016) 125 SASR 207 and R v Bains 328 CCC (3d) 149. In my view, there is a valid argument as to whether the judge s impugned remarks were accurate and appropriate, and whether they constituted a material irregularity. I am satisfied that the grounds of appeal are reasonably arguable and leave is granted to the applicant to appeal against his conviction. (Kevin Zervos) Justice of Appeal Mr Raymond Cheng, SADPP, and Mr Raymond HM Chan, PP, of Department of Justice, for the respondent Mr James Tze, instructed by CMK Lawyers, assigned by Director of Legal Aid, for the applicant

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

HKSAR v Tam King Hon (2006) 9 HKCFAR 206

Case cited

HKSAR v Chan Huandai [2016] 2 HKLRD 384

Case cited

AG v Dallas [2012] 1 WLR 991

Case cited

Dallas v United Kingdom (2016) 63 EHRR 663

Case cited

AG v Davey & AG v Beard [2014] 1 Cr App R 1

Case cited

Her Majesty's Solicitor General v Stoddart [2017] EWHC 1361

Case cited

Registrar of the Supreme Court of South Australia v S & C (2016) 125 SASR 207

Case cited

R v Bains 328 CCC (3d) 149

Case cited

CACC 121/2021 [2022] HKCA 425

Case cited

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