Hong Kong Judgment

Court of Appeal

HKSAR v. LAU CHUN PONG

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Professional case brief

Research organized from the available case record

Source document

01

Holding and result

The recorder correctly refused to leave the alternative verdict of simple possession because there was no evidence from which a jury could properly infer personal use; the evidence supported an inference of trafficking (applicant seen dropping/package contained methamphetamine of high street value and he disowned it), therefore leave to appeal was refused and the application dismissed.

Court disposition

Leave to appeal refused; application dismissed; conviction stands.

Orders

  • Leave to appeal refused
  • Application dismissed

02

Material facts

Parties

Applicant

Applicant

Respondent (Secretary for Justice)

Respondent Counsel: Ms Mary Sin, SADPP, Department of Justice

Amounts and remedies

  • Weight of Methamphetamine: 14.54
  • Estimated Street Value of Drugs: HKD 5,089
  • Cash Found on Applicant: HKD 7,181

03

Procedural history

  1. Posture

    Criminal Appeal Against Conviction (trafficking in Dangerous Drugs) / Leave to Appeal Application Refused; Judgment on Leave to Appeal

04

Questions and positions

Legal issues

Party arguments

Applicant
Applicant alleged a police frame-up; complained of lack of fingerprints on packaging, poor lighting undermining identification, area notorious for drugs, no evidence of knowledge of contents, and that the summing up favoured prosecution.
Respondent
Respondent argued police witnesses were credible; PW1 observed applicant drop package later retrieved containing methamphetamine worth about $5,000; no evidence indicated the drug was for personal use so alternative verdict was unsupported; recorder properly exercised discretion and summing up was adequate.

05

Court’s reasoning

  1. 01

    Common law/practice on jury directions and alternative verdicts

    A judge should leave an alternative verdict to the jury only if there is evidence from which the jury could properly reach that lesser conclusion rather than it being speculative.

  2. 02

    Judicial discretion and trial practice

    Trial judge has discretion in deciding which directions and verdict options to leave to the jury and may refuse to leave a lesser alternative if doing so would cause undue prejudice to a party.

  3. 03

    Criminal appeal principles (common law)

    An appellate court will refuse leave to appeal absent a demonstrable error of law or demonstration that the conviction is unsafe based on the trial record.

06

Ratio, limits and disposition

Ratio decidendi

The recorder correctly refused to leave the alternative verdict of simple possession because there was no evidence from which a jury could properly infer personal use; the evidence supported an inference of trafficking (applicant seen dropping/package contained methamphetamine of high street value and he disowned it), therefore leave to appeal was refused and the application dismissed.

Obiter and limits

  • If there had been evidence that the defendant was a consumer of the drug, the alternative of simple possession ought to have been left to the jury.
  • The complaints about lack of fingerprints and dim lighting were insufficient given they had been canvassed at trial and did not make the conviction unsafe.
  • The summing up adequately covered the defence and the example used by the recorder was not inappropriate.

Court disposition

Leave to appeal refused; application dismissed; conviction stands.

  • Leave to appeal refused
  • Application dismissed

Source and reliance status

Court of Appeal · 15 August 2006

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Judgment text

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Source document

Court of Appeal

Judgment· 15 August 2006

HKSAR v. LAU CHUN PONG

bjbj 0>4B ____ Before: Hon Ma CJHC, Stuart-Moore VP and Stock JA Date of Hearing: 15 August 2006 Date of Judgment: 15 August 2006

J U D G M E N T Stuart-Moore, VP (giving the judgment of the Court): On 22 December 2005, the applicant was convicted by a jury of trafficking in a crystalline solid containing 14.54 grammes of methamphetamine hydrochloride ( ) following a trial before Mr Recorder L Lok, SC. Leave is now sought to appeal against conviction. The facts were straightforward. At 1.39 am, on 23 May 2005, three police officers were patrolling in Fuk Wa Street, Shamshuipo. Police Constable 2978 (PW1) walked down the middle of the road in plain clothes and was ahead of the other two. To his left were deserted stalls lining the edge of the road next to the pavement where Police Constable 48738 (PW2) and Sergeant 48440 (PW3), both in uniform, were walking. The prosecution s case was that PW1 saw the applicant coming towards him on the left-hand pavement and then turning to his left between two of the stalls. At that stage, PW1 noticed the applicant lowering his arm and dropping something to the ground before continuing on his way. PW1 then gestured to the other officers to intercept the applicant. The object on the ground was retrieved by PW1. This consisted of a piece of white tissue paper wrapped around a resealable plastic bag which contained another similar bag. Inside the inner bag, was a substance which PW1 suspected was . He joined PW2 and PW3 and said that the item he had picked up had

been unloaded by the applicant. PW2 and PW3, for their part, had not been able to see the applicant drop the bag containing the . The applicant s response, on arrest, was: Ah Sir, the stuff is not mine. He was later found to have $7,181 in his possession. Analysis of the suspected dangerous drugs duly confirmed that the substance was . Its street value was about $5,089. The applicant did not give evidence at trial but his case was presented on the basis of a frame-up by the police. Plainly, the main issue for the jury s consideration, as the learned recorder rightly reminded them, was the credibility of the police witnesses. The applicant submitted homemade grounds of appeal in written form to which he has added a number of matters today in court. These, in essence, amounted to a variety of complaints about the quality of the evidence and contained a suggestion that the summing up had unfairly favoured the prosecution. The evidential matters touched upon by the applicant, included the fact that his fingerprints were not found anywhere on the packaging for the drugs; that the dim lighting in the area where he was arrested would have rendered it difficult to say with confidence that he was the person who deposited the dangerous drugs on the ground; and that the area was in any event a notorious one for people with dangerous drugs. He stated also that there was no evidence to show

knowledge on his part of the contents of the package he had allegedly dropped and he complained that he was not able to find out where this package had been found until he read the committal documents served on him in the magistracy. None of these matters, in our view, provided any ground for appeal as most, if not all, were canvassed at trial. The applicant s complaint that the summing up did not adequately cover the defence is misconceived. All of the evidence was derived from evidence called by the prosecution but the way the defence had been presented to the jury was most adequately covered. The applicant also suggested that the recorder had given an example, during the summing up, which was not appropriate for the purpose of illustrating how inferences might properly be drawn. We disagree. There was nothing of substance in this ground. Ms Sin, on the respondent s behalf, has most responsibly brought to our attention a number of other matters of which she submitted the court ought to be aware. Amongst these, she pointed out that, in the absence of direct evidence of trafficking, the jury had not been left with the option of returning an alternative verdict of simple possession of the . It is this concern which we consider we need to address. At trial, the question as to whether the summing up ought to include a direction leaving the alternative verdict open to the jury was

the subject of discussion between Bar and Bench. This arose from the perfectly proper comments made by defence counsel in his closing speech to the effect that if the defendant was found by the jury to be in possession of the drugs for his own consumption, then this would not be sufficient to establish trafficking. These remarks had been prompted by prosecuting counsel s comment in her final address, when dealing with the inference to be drawn that the applicant was trafficking, that there had been no evidence adduced that the drug was for the applicant s own consumption. When, in the jury s absence, the recorder enquired whether counsel desired the lesser alternative to be left to the jury, defence counsel indicated that he was not asking for this. The prosecutor, having been given time in which to consider the position, adopted a more cautious approach and suggested that simple possession ought to be left. Defence counsel then reaffirmed his position, effectively inviting the judge to leave the matter as a case of trafficking only. The recorder agreed to this course, ruling that the whole case had been presented on the basis of trafficking and that to leave simple possession would cause undue prejudice to the defence. We are in no doubt that the recorder s decision was correct. The evidence had revealed nothing from which it could be inferred the was for personal use. Such a

consideration would have been purely speculative although if the position had been that the jury had heard evidence that the applicant was a consumer of , it hardly needs to be said that the alternative should have been left. So far as trafficking was concerned, there was ample evidence from which an inference could properly be drawn that the applicant had been engaged in this activity having been seen in the early hours of the morning carrying a package containing worth about $5,000 which he had disowned from the moment he was first spotted by the police. Leave is refused and the application is dismissed. (Geoffrey Ma) Chief Judge, High Court (M. Stuart-Moore) Vice-President (Frank Stock) Justice of Appeal Ms Mary Sin, SADPP, of the Department of Justice, for the Respondent. The Applicant, in person.

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