Hong Kong Judgment

Court of Appeal

HKSAR v. LUI YUEN SHUN

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Source document

01

Holding and result

The sentencing judge erred by failing to apply the totality principle when ordering wholly consecutive sentences; the five year total was manifestly excessive and required partial concurrency, resulting in reduction to an aggregate sentence of four years imprisonment.

Court disposition

appeal allowed in part; original order for wholly consecutive sentences set aside and varied

Orders

  • Set aside the judge's order that the sentences be served wholly consecutively
  • Order that one year of the sentences be served concurrently, resulting in a total sentence of four years imprisonment

02

Material facts

Parties

Applicant

Appellant Counsel: Mr Phil Chau (Li & Partners), assigned by the Director of Legal Aid

HKSAR

Respondent Counsel: Ms Grace Chan, SGC, Department of Justice

Amounts and remedies

  • Starting Point Per Offence Months: months 45
  • Sentence Per Offence After Guilty Plea Months: months 30
  • Total Sentence Originally Years: years 5
  • Total Sentence Varied Years: years 4

03

Procedural history

  1. Posture

    Criminal Appeal / Appeal Against Sentence Heard in High Court (leave to Treat Application as Hearing of Appeal)

04

Questions and positions

Legal issues

Party arguments

Applicant
The judge failed to take into account mitigating factors (no forced entry, no violence, no property taken) and erred in ordering wholly consecutive sentences; the total sentence of five years was manifestly excessive and should be reduced.
Respondent
The prosecution maintained the appropriateness of the sentencing approach given the applicant's record and the offending; the enhanced starting point and consecutive approach were justified and in line with authorities.

05

Court’s reasoning

  1. 01

    AG v Lui Kam Chi [1993] 1 HKC 215; R v Tong Hoi-fung [1988] 1 HKLR 610 (cited in judgment)

    Totality principle: aggregate sentence must reflect overall culpability and avoid double punishment; courts must consider concurrency when individual sentences are enhanced

  2. 02

    Theft Ordinance, Cap.210, s.11(1)(a) and s.11(4); judgment reasoning

    Burglary is complete on entry with intent to steal; absence of taking property is largely a matter of chance and generally carries no mitigating weight

  3. 03

    Sentencing practice as applied by sentencing judge in this case

    Credit for guilty plea (one-third discount applied)

06

Ratio, limits and disposition

Ratio decidendi

The sentencing judge erred by failing to apply the totality principle when ordering wholly consecutive sentences; the five year total was manifestly excessive and required partial concurrency, resulting in reduction to an aggregate sentence of four years imprisonment.

Obiter and limits

  • No credit could properly be given for absence of violence in burglary; violence would be aggravating
  • Whether entry is by deception or by opening a door/window makes little difference to culpability
  • Whether a burglar takes property is often a matter of chance and generally does not reduce culpability
  • Consecutive sentences are not automatic for separate offences and require careful totality consideration

Court disposition

appeal allowed in part; original order for wholly consecutive sentences set aside and varied

  • Set aside the judge's order that the sentences be served wholly consecutively
  • Order that one year of the sentences be served concurrently, resulting in a total sentence of four years imprisonment

Source and reliance status

Court of Appeal · 30 January 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 30 January 2007

HKSAR v. LUI YUEN SHUN

bjbj nt ---------------------- Before : Hon Stuart-Moore Acting CJHC, McMahon and Lunn JJ in Court Date of Hearing : 30 January 2007 Date of Judgment : 30 January 2007 -------------------------

J U D G M E N T ------------------------- McMahon J (giving the judgment of the Court) :

AUTONUMOUT The 31-year-old applicant was convicted by Deputy Judge Yau in the District Court on his own plea of two offences of burglary, contrary to section 11(1)(a) and (4) of the Theft Ordinance, Cap.

210. He was sentenced to 30 months imprisonment for each offence, the sentences to be served consecutively. That resulted in a totality of sentence of five years imprisonment. He now appeals those sentences.

AUTONUMOUT The facts of the first offence were that in mid-afternoon on 20 October 2005, the applicant gained entry to premises in Lei Muk Shue Estate in Tsuen Wan by posing as a workman who wished to investigate a lack of water supply to the premises kitchen. As the only occupant of the premises at the time was a six-year-old boy, the applicant succeeded in gaining entry with that subterfuge. Once inside he obtained a screwdriver and attempted to pry open a bedroom door but failed. In the meantime, the boy s sister returned home. After failing to open the door, the applicant left.

AUTONUMOUT Three days later at Tsz Lok Estate in Kowloon in the early evening, the applicant gained entry to other premises by representing to the ten-year-old girl who was the sole occupant at the time that he wished to borrow some tools. A few minutes after the applicant entered the premises, the girl s mother came home. The applicant told her that he was a construction worker borrowing tools, and when the mother asked for some proof of his identity, wrote down his correct name and identity card number. However, when she asked him to go with her to the management office, the applicant fled.

AUTONUMOUT Subsequently the applicant was stopped during a routine police identity check and was arrested when his name and identity card number were confirmed to match the particulars he had left behind on the occasion of the second offence.

GROUNDS OF APPEAL

AUTONUMOUT Chau for the applicant advances two grounds of appeal which can be summarized as follows : (1) that the judge failed to take into account certain factors in mitigation; and (2) that the judge erred in imposing wholly consecutive sentences.

AUTONUMOUT No complaint is made by Mr Chau of the enhanced starting point of sentence of 45 months imprisonment taken by the judge in respect of each offence, and he is right not to do so. The applicant has a bad criminal record with five previous burglary offences together with other property related offences. First ground

AUTONUMOUT The only mitigation the judge allowed in respect of each offence was the applicant s plea of guilty.

AUTONUMOUT Chau argues that there were three mitigating factors which the judge should have taken into account and did not. They were that there was no forced entry of the premises; that no violence was used and no property was taken. We might say immediately that while Mr Chau relies upon these as mitigating factors, they should more rightly be regarded as part of the actus reus of the offence and as such, if they were to be taken into account, relevant only to the starting point of sentence.

AUTONUMOUT In any event the fact that no violence was used cannot normally reduce sentence for a burglary offence. If violence had been used by the applicant, then that would have been taken into account as an aggravating factor or offences of a different and more serious nature would have been committed and charged. No credit could properly have been given to the applicant by the judge for this aspect of his offences.

AUTONUMOUT It is true there was no forced entry of the premises, but the circumstances of the present offences are quite different from cases where an interloper gains entry to premises by opportunistically walking through an open door. The applicant gained entry by deceiving the occupants, on both occasions young children whose parents were absent.

AUTONUMOUT In our judgment, whether entry is gained to premises by sliding open a door or window or by a planned deception makes little difference. We note in any event that on the occasion of the first offence, the applicant had tried to pry open a door within the premises.

AUTONUMOUT The third matter relied upon is the fact the applicant took no property. In our view that carries no weight. Whether or not a burglar takes property is a matter of pure chance. It depends entirely upon whether he finds something which he thinks worth taking. Of course if property of considerable value is taken, that may enhance sentence. But the offence in section 11(1)(a) and (4) is complete once the burglar enters the premises with the requisite intent to steal.

AUTONUMOUT There is no merit in this first ground of appeal. Second ground

AUTONUMOUT Chau s complaint is that the judge failed to properly consider totality. The judge, in sentencing, said this 19. In the case of AG v Lui Kam Chi [1993] 1 HKC 215, at 217, the following was stated: In relation to multiple offences, the proper approach was stated by Barker JA in R v Tong Hoi-fung [1988] 1 HKLR 610, as follows: This court has said time and time again that where there is more than one offence of a similar nature committed at different times, it is right for the court to award a higher sentence than if there had been only one offence. The offences were committed if different premises against different victims on different dates. Clearly they cannot be regarded as part of the same transaction. We can see no justification for concurrent sentences. The rationale in that case is fully applicable to our present one. The defendant committed the 2 offences within the space of 4 days on 2 different premises, preying on the innocence of young children in gaining entrance on both occasions, making him all the more culpable. Sentence Taking into consideration all the above factors, I will adopt a starting point of 45 months for both offences, giving the defendant the full one third discount for his guilty pleas, reducing them each to 30 months imprisonment. Applying AG v Lui Kam Chi, I will order that the sentences be served wholly consecutively, sentencing the defendant to a total of 5 years imprisonment.

AUTONUMOUT The court in Lui Kam Chi was not suggesting that consecutive sentences would be imposed as a matter of course, that is plain from that part of the judgment of Barker JA cited from Tong Hui Fong. All that was meant was that in principle separate offences attract consecutive sentences. But that does not excuse a court from the final step when imposing separate sentences for multiple offences, which is a consideration of the appropriate totality of sentence.

AUTONUMOUT In the present case there was apparently no consideration given by the judge as to whether a totality of five years imprisonment properly reflected the overall culpability of the applicant. That was an error of principle. In our view, careful consideration should be given to the totality of sentence when the individual sentences themselves are enhanced. Good reason should exist before such sentences are ordered to run wholly consecutively, lest there be an element of double punishment in the total sentence.

CONCLUSION

AUTONUMOUT In the present case we think a totality of five years imprisonment also to be manifestly excessive. It represents a global starting point of seven and half years imprisonment and we think that some part of the sentences should have been ordered to be served concurrently. Accordingly we treat this application as the hearing of the appeal and allow the appeal to the extent that we set aside the judge s order that the sentences be served wholly consecutively and order that one year of the sentences be served concurrently. That results in a totality of four years imprisonment. (M. Stuart-Moore) (M.A. McMahon) (Michael Lunn) Acting Chief Judge, High Court Judge of the Court of First Instance Judge of the Court of First Instance Ms Grace Chan, SGC of the Department of Justice, for HKSAR Mr Phil Chau, instructed by Messrs Li & Partners, assigned by the Director of Legal Aid, for the Applicant

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

AG v Lui Kam Chi [1993] 1 HKC 215

Case cited

R v Tong Hoi-fung [1988] 1 HKLR 610

Case cited

Theft Ordinance, Cap.210, s.11(1)(a)

Legislation

Legislation referenced in the available case record.

Theft Ordinance, Cap.210, s.11(4)

Legislation

Legislation referenced in the available case record.

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