Hong Kong Judgment

Court of Appeal

HKSAR v. LUNG PO CHAK AND ANOTHER

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Source document

01

Holding and result

Because the immigration offence under s38(1)(a) Immigration Ordinance is triable summarily only (no 'on indictment' wording under s14A), the magistrate had no jurisdiction to transfer the case to the District Court; the District Court proceedings were therefore a nullity, leave out of time was granted, the appeals were allowed and the convictions quashed with the matter remitted to the Magistrates' Court for rehearing.

Court disposition

Appeals allowed; convictions quashed; leave to appeal granted out of time; matter remitted to Magistrates' Court for rehearing; appellants remanded in custody pending hearing.

Orders

  • Leave to appeal out of time granted to both applicants
  • Treat the present hearing as the appeal and allow the appeals
  • Quash the convictions of D1 and D2 on the charge
  • List the case for hearing at Tuen Mun Magistrates Court (TMCC 1159/2007) on 6 December 2007 morning; remand D1 and D2 in custody pending that hearing

02

Material facts

Parties

D1

Applicant Counsel: David Tolliday-Wright

D2

Applicant Counsel: David Tolliday-Wright

HKSAR

Respondent Counsel: Kevin P Zervos SC; David Leung SGC

Amounts and remedies

  • Sentence Imposed Months: 40
  • Statutory Maximum Term Years: 3

03

Procedural history

  1. Posture

    Criminal Appeal / Appeal Following Guilty Pleas; Leave Out of Time Application

04

Questions and positions

Legal issues

Party arguments

Applicant
Applicants sought leave out of time and asked the Court to treat the hearing as the appeal, arguing the District Court convictions should be set aside because the transfer from the magistrate lacked jurisdiction.
Respondent
Respondent (Department of Justice) notified the Court that the magistrate had no power to transfer the matter because the offence was triable summarily only under s14A and under s88(1) Magistrates Ordinance; submitted the District Court proceedings were therefore void and leave should be permitted out of time to correct the jurisdictional defect.

05

Court’s reasoning

  1. 01

    Criminal Procedure Ordinance, Cap. 221 s14A

    An offence is triable summarily only unless the words 'upon indictment' or 'on indictment' appear

  2. 02

    Magistrates Ordinance, Cap. 227 s88(1); HKSAR v Tang Siu-kwong [2000] 2 HKC 313

    Magistrate has no power to transfer a summary-only offence to the District Court; transfer without statutory authority is invalid

  3. 03

    HKSAR v Tang Siu-kwong [2000] 2 HKC 313

    Proceedings conducted without jurisdiction are a nullity and convictions obtained in such proceedings must be quashed

06

Ratio, limits and disposition

Ratio decidendi

Because the immigration offence under s38(1)(a) Immigration Ordinance is triable summarily only (no 'on indictment' wording under s14A), the magistrate had no jurisdiction to transfer the case to the District Court; the District Court proceedings were therefore a nullity, leave out of time was granted, the appeals were allowed and the convictions quashed with the matter remitted to the Magistrates' Court for rehearing.

Obiter and limits

  • It was notable that prosecuting and defence counsel in the court below failed to recognise the lack of jurisdiction and that the maximum sentence had been exceeded
  • The Department of Justice responsibly brought the jurisdictional error to the Court's attention leading to the applicants being permitted to apply out of time

Court disposition

Appeals allowed; convictions quashed; leave to appeal granted out of time; matter remitted to Magistrates' Court for rehearing; appellants remanded in custody pending hearing.

  • Leave to appeal out of time granted to both applicants
  • Treat the present hearing as the appeal and allow the appeals
  • Quash the convictions of D1 and D2 on the charge
  • List the case for hearing at Tuen Mun Magistrates Court (TMCC 1159/2007) on 6 December 2007 morning; remand D1 and D2 in custody pending that hearing

Source and reliance status

Court of Appeal · 4 December 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 4 December 2007

HKSAR v. LUNG PO CHAK AND ANOTHER

bjbj Stuart-Moore, macrobutton nomacro VP (giving the judgment of the Court): The applicants (D1 and D2) were charged with aiding and abetting an attempt to land in Hong Kong without permission, contrary to section 89 of the Criminal Procedure Ordinance, Cap. 221, section 38(1)(a) of the Immigration Ordinance, Cap. 115 and section 159G of the Crimes Ordinance, Cap.

200. Having pleaded guilty before Judge Browne in the District Court on 3 August 2007, they were each sentenced to 3 years and 4 months imprisonment. Mr Zervos SC, on the respondent s behalf, has brought to our attention that, following the imposition of sentence in this case, it was realised by the Department of Justice that the magistrate had no power to transfer the case to the District Court as the offence was only triable summarily and no indictable offence had been transferred with it (see: section 88(1) of the Magistrates Ordinance, Cap. 227, and HKSAR v Tang Siu-kwong and Anor [2000] 2 HKC 313 at 317). An approach was then made to the Legal Aid Department to alert them to the situation as a result of which the applicants have now each served a notice out of time for leave to appeal against conviction. Section 14A of the Criminal Procedure Ordinance contains the following provisions which are relevant to the circumstances which have arisen: (1) Where any provision in any Ordinance creates, or results in the creation of, an offence, the offence shall be triable summarily only, unless- (a) (b) the words upon indictment or on indictment appear; or (2) Where any provision in any Ordinance creates, or results in the creation of, an offence and- (a) (b) subject to subsection (4), the words upon indictment or on indictment appear, the offence shall be triable only upon

indictment. (4) Where any provision in any Ordinance creates, or results in the creation of, an offence and the offence is declared to be triable either summarily or upon indictment or to be punishable on summary conviction or on indictment, the offence shall be triable either on indictment or summarily. Here, the substantive offence of landing (and remaining) in Hong Kong without permission, is an offence which is contrary to section 38(1)(a) of the Immigration Ordinance. This provides as follows: (1) Subject to subsection (2), a person who- (a) being a person who by virtue of section 7 may not land in Hong Kong without the permission of an immigration officer or immigration assistant, lands in Hong Kong without such permission; shall be guilty of an offence and shall be liable on conviction to a fine at level 4 and to imprisonment for 3 years. It is apparent that as the words upon indictment or on indictment do not appear in the wording of the offence itself or in the sentencing provisions for it, this offence is triable only in summary proceedings. Equally, an attempt to commit this offence is only triable summarily. As such, we accept that a mistake, responsibly brought to our attention by the prosecuting authority, occurred when the magistrate transferred this case to the District Court as there was no jurisdiction enabling this to be done. Curiously, it seems that not

only did prosecuting and defence counsel in the court below fail to notice this but they also missed the fact that the maximum sentence for this offence had been exceeded. Accordingly, notwithstanding the pleas of guilty entered by D1 and D2 in the District Court, the proceedings amounted to a nullity (see: HKSAR v Tang Siu-kwong and Anor). We shall grant leave out of time to both D1 and D2. Treating the hearing as the appeal in each case, we allow these appeals and quash the conviction of D1 and of D2 on this charge. This case is now listed for a morning hearing at Tuen Mun Magistrates Court (TMCC 1159/2007) on 6 December 2007. For the avoidance of any doubt, D1 and D2 will be remanded in custody pending this hearing. (Geoffrey Ma) Chief Judge, High Court (M. Stuart-Moore) macrobutton nomacro Vice-President (M.A. McMahon) Judge of the Court of First Instance Mr Kevin P Zervos, SC, Ag DDPP, and Mr David Leung, SGC, of the Department of Justice, for the Respondent. Mr David Tolliday-Wright, assigned by Director of Legal Aid, for the 1st and 2nd macrobutton nomacro Applicant

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

HKSAR v Tang Siu-kwong and Anor [2000] 2 HKC 313

Case cited

Criminal Procedure Ordinance, Cap. 221 s14A

Legislation

Legislation referenced in the available case record.

Immigration Ordinance, Cap. 115 s38(1)(a)

Legislation

Legislation referenced in the available case record.

Crimes Ordinance, Cap. 200 s159G

Legislation

Legislation referenced in the available case record.

Magistrates Ordinance, Cap. 227 s88(1)

Legislation

Legislation referenced in the available case record.

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