Hong Kong Judgment

Court of First Instance

R. v. WU MAN LAI

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Source document

01

Holding and result

The committal to prison for default was defective because no enquiries were made as to the appellant's means or circumstances of default; the appeal was allowed in part: the six-month sentence for the offence was upheld but the period of incarceration already served for default must be counted as part of that sentence and the imprisonment in default was set aside upon the appellant's undertaking to pay the balance within two months.

Court disposition

Appeal allowed in part

Orders

  • Sentence for the offence of six months is upheld
  • The period of incarceration already served as a result of default in complying with the compensation order is to be counted as part of that six-month sentence
  • Imprisonment in default of payment of the compensation is set aside upon the appellant's undertaking to pay the balance due to the victim within two months from the day of order
  • Appellant to pay the outstanding balance of compensation within two months

02

Material facts

Parties

THE QUEEN

Respondent (crown) Counsel: Miss Lily Tse, S.C.C. for Crown

WU MAN LAI

Appellant (defendant) Counsel: Mr Andy Hung instructed by D.L.A. for Appellant

Amounts and remedies

  • Compensation Ordered: HKD 38,500
  • Part Payment to Victim on Sale: HKD 16,500
  • Amount Paid After Compensation Order: HKD 6,000
  • Balance Outstanding After Payments: HKD 32,500
  • Community Service Ordered (hours): 120
  • Monthly Instalment Ordered: HKD 3,000
  • Sentence for the Offence (months): 6
  • Imprisonment Served for Default (months): 6

03

Procedural history

  1. Posture

    Magistracy Criminal Appeal / Appeal Against Sentence in High Court (appellate Jurisdiction)

04

Questions and positions

Legal issues

Party arguments

Applicant
The magistrate was wrong in principle to commit the appellant to imprisonment for default without first enquiring into his means and considering whether an extension of time would serve any useful purpose; section 68 requires consideration of what period of imprisonment would satisfy justice.
Respondent
The sentencing magistrate had discretion to vary sentences and impose committal and substitutional imprisonment; the Crown relied on the magistrate's sentencing discretion and the appellant's breach of orders.

05

Court’s reasoning

  1. 01

    Section 68 and established Magistrates' practice

    A person should not be imprisoned for default in payment of compensation without enquiry into the means and circumstances of the default

  2. 02

    Common law sentencing principles and appellate guidance

    Time spent in custody as a result of committal for default must be taken into account and credited when determining overall sentence for the offence

  3. 03

    Section 68 Magistrates Ordinance

    Magistrate must consider whether extension of time or other measures would achieve the purpose of the order before resorting to committal for default

06

Ratio, limits and disposition

Ratio decidendi

The committal to prison for default was defective because no enquiries were made as to the appellant's means or circumstances of default; the appeal was allowed in part: the six-month sentence for the offence was upheld but the period of incarceration already served for default must be counted as part of that sentence and the imprisonment in default was set aside upon the appellant's undertaking to pay the balance within two months.

Obiter and limits

  • A sentencing magistrate is entitled to vary sentences but must have regard to prior unlawful detention when imposing substitute sentences
  • The learned magistrate should have made inquiries into means before executing a warrant of committal for unpaid compensation
  • The interests of justice can be served by allowing credit for time served where the committal was defective

Court disposition

Appeal allowed in part

  • Sentence for the offence of six months is upheld
  • The period of incarceration already served as a result of default in complying with the compensation order is to be counted as part of that six-month sentence
  • Imprisonment in default of payment of the compensation is set aside upon the appellant's undertaking to pay the balance due to the victim within two months from the day of order
  • Appellant to pay the outstanding balance of compensation within two months

Source and reliance status

Court of First Instance · 18 June 1997

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Judgment text

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Source document

Court of First Instance

Judgment· 18 June 1997

R. v. WU MAN LAI

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IN THE HIGH COURT OF HONG KONG (Appellate Jurisdiction) MAGISTRACY CRIMINAL APPEAL No. 376 of 1997

BETWEEN

THE QUEEN and

WU MAN LAI ___ Coram : Hon Chan J in Court Date of Hearing : 18th June 1997 Date of Judgment : 18th June 1997 ----------------------

J U D G M E N T ---------------------- Chan J: The appellant pleaded guilty to one count of using a false instrument. He was ordered to perform community service for 120 hours and to pay compensation to the victim in the sum of $38,500. The compensation was allowed to be paid by monthly instalments of $3,000 each commencing on 30th April 1996. The sentencing magistrate also ordered that in default of the compensation order, the appellant was to serve six months imprisonment. The details of the facts in this case are not quite material to this appeal. The appellant was a sales representative of cars. He managed to ask the victim to sell her car to his company at $55,000. Having paid the victim $16,500 as part payment, he drove the car away, promising to pay the balance before 28th April 1997. When the victim was not paid the outstanding balance, enquiries were made and it was discovered that in the relevant documentation regarding the sale of the car, the signature was false. The matter was then reported to the police. About nine to ten months later the appellant surrendered himself to the police. Upon his plea, the sentencing magistrate made the Community Service Order and the compensation order. However, after having paid only $6,000, he failed to keep up with the monthly payments. Furthermore, he did not do any of the community service. When he was brought before the

magistrate again, he was sentenced to eight months imprisonment for the offence and ordered to pay the balance outstanding in a sum of $32,500 within one months or in default, four months imprisonment. Upon an application for review of sentence, the sentencing magistrate discovered that the appellant was already in prison as a result of his default in complying with the compensation order. It would seem that after the appellant had defaulted, a warrant of committal was issued and he was put in prison where he had spent some six months. The magistrate therefore reduced the sentence for the offence from eight months to six months but set aside his four months imprisonment in default of compensation order which he had made earlier. As a result, the appellant was to be detained in prison for a total of 12 months. He had served about 6 months for the default and still had to serve another 6 months for the offence. He now appeals against sentence. The main and in fact only ground of appeal was that the magistrate was wrong in principle in sentencing the appellant to imprisonment for his default in making payment pursuant to the compensation order. It was submitted that the magistrate should have considered the appellant s means at the time of his default. In other words, it was submitted that the learned magistrate should first of all have made enquiries as to the appellant s means

and should then have considered whether any extension of time would serve any useful purpose. It was only after the magistrate had undertaken these two steps that the appellant could be put in prison for his default. The learned magistrate should also, when exercising his power under section 68 of the Magistrates Ordinance, consider what period of imprisonment in his opinion would satisfy the justice of the case. I think counsel must be right. Whoever put the appellant in prison for six months upon his default in complying with the compensation order without making enquires as to his means and considering the circumstances of the default was wrong to do so. The learned magistrate who varied the sentence by substituting 8 months for the Community Service Order and subsequently upon review reduced it to 6 months was of course entitled to do so. But he had not taken into consideration that the 6 months which the appellant had spent for the default to pay the compensation should not have been executed without ascertaining why he defaulted and whether he had the means to repay. In my view, the sentence in default of the compensation order was defective without the necessary enquires having first been made. He should not have been put in prison. When the learned magistrate had to sentence him for the offence as a result of his breach of the Community Service Order, he should have

been made aware of the fact that the appellant should not have detained in prison for the default. And while he had discharged the 4 month sentence in default, he should also have borne in mind the appellant s incarceration when he ordered the sentence in substitution for the Community Service Order. If he had, he might not have imposed another 8 months (or later 6 months on review). I am given to understand that the appellant s family are now able to repay the balance of the compensation within the next two months. He would give an undertaking to pay it within that period. I think the interest of justice would best be served if the period of incarceration which the appellant had served would be counted as part of the sentence for the offence. In these circumstances, I would allow the appeal in part. The sentence for the offence, namely, six months, do stand with the order that the period of incarceration which the appellant had served as a result of his default in complying with the compensation order be counted as part of that sentence. The imprisonment in default of payment of a fine be set aside upon the undertaking given by the appellant that he would pay the balance of the money due to the victim within two months from the day of order. ( Patrick Chan ) Judge of the High Court Miss Lily Tse, S.C.C. for Crown Mr Andy Hung instructed by D.L.A. for Appellant - page - W[SO @Epson LQ-100 ESC/P 2 LPT1: ESCP2MS Epson LQ-100 ESC/P 2 Epson LQ-100 ESC/P 2

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IN THE HIGH COURT OF HONG KONG Preferred Customer Normal Microsoft Word 8.0 user

IN THE HIGH COURT OF HONG KONG Title _PID_GUID .E 8 Microsoft Word MSWordDoc Word.Document.8

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Authorities

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Section 68 of the Magistrates Ordinance

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