Hong Kong Judgment

Court of Appeal

THE QUEEN v. SO WAI

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Source document

01

Holding and result

The guilty plea discount must be applied to the maximum sentence the sentencing judge could lawfully impose (the ceiling) rather than deducted from a higher starting point outside his jurisdiction; applying that principle reduced the lawful sentence from 7 years to 6.5 years.

Court disposition

Application for leave granted; appeal allowed; original sentence quashed and substituted with six and a half years imprisonment.

Orders

  • Application for leave to appeal granted
  • Appeal allowed
  • Original sentence quashed and substituted with 6.5 years imprisonment

02

Material facts

Parties

THE QUEEN

Respondent Counsel: Mr. D.G. Saw

SO WAI

Appellant Counsel: In person

Amounts and remedies

  • Mixture Weight (grams): 72.54
  • Salts of Esters of Morphine (grams): 45.34
  • Converted No.3 Heroin (grams): 1,400
  • Dipianone Hydrochloride (milligrams): 279
  • Cash Recovered (hk$): HKD 134,000
  • Original Principal Sentence (years): 7
  • Substituted Principal Sentence (years): 6.5
  • Concurrent Sentence (months): 3

03

Procedural history

  1. Posture

    Criminal Appeal / Court of Appeal Judgment

04

Questions and positions

Legal issues

Party arguments

Applicant
The overall sentence of 7 years is excessive having regard to the applicant's plea of guilty and should be reduced.
Respondent
The deputy district judge adopted a starting point of 9 years and allowed a 1 year discount for the plea but was constrained by a 7 year ceiling; the sentence imposed was appropriate given the quantities and the applicant's record.

05

Court’s reasoning

  1. 01

    The Queen v. Kwok Chi-kwan (1990) 1 HKLR 293 at 296

    A plea of guilty should normally attract a recognition/discount even where the judge's preferred sentence exceeds his jurisdictional maximum; the discount should be applied to the ceiling available to the sentencing judge.

  2. 02

    Court of Appeal reasoning in this judgment

    Sentencing for drug trafficking is guided by the quantity of the drug, converted as necessary to relevant equivalents, and by the offender's prior convictions.

  3. 03

    Court of Appeal reasoning applying Kwok Chi-kwan

    When a sentencing judge arrives at an appropriate starting point outside his jurisdiction he must apply any mitigation, including plea discounts, from the sentence he may lawfully impose.

06

Ratio, limits and disposition

Ratio decidendi

The guilty plea discount must be applied to the maximum sentence the sentencing judge could lawfully impose (the ceiling) rather than deducted from a higher starting point outside his jurisdiction; applying that principle reduced the lawful sentence from 7 years to 6.5 years.

Obiter and limits

  • The deputy district judge appeared unaware of the Kwok Chi-kwan authority.
  • The applicant's criminal record was described as appalling and the prior convictions justified a significant starting point.
  • Conversion of the No.4 heroin quantity to No.3 yielded a relevant quantity of approximately 1.4 kg, supporting a heavy sentence.

Court disposition

Application for leave granted; appeal allowed; original sentence quashed and substituted with six and a half years imprisonment.

  • Application for leave to appeal granted
  • Appeal allowed
  • Original sentence quashed and substituted with 6.5 years imprisonment

Source and reliance status

Court of Appeal · 5 December 1990

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Judgment reading view

Judgment text

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Source document

Court of Appeal

Judgment· 5 December 1990

THE QUEEN v. SO WAI

bjbj CACC000336/1990

IN THE COURT OF APPEAL Criminal Appeal No. 336 of 1990

BETWEEN

THE QUEEN and

SO WAI ---------- Coram : Hon. Silke V. -P., Power & Macdougall, JJ. A. Date of hearing : 5 December 1990 Date of judgment : 5 December 1990 ------------------

JUDGMENT ------------------ Macdougall, J.A. : The applicant was convicted on his plea of guilty before Deputy District Judge To of an offence of possession of 72.54 grammes of a mixture containing 45.34 grammes of salts of esters of morphine for the purpose of unlawful trafficking, and of a further offence of possession of 30 tablets containing 279 milligrammes of dipianone hydrochloride, also for the purpose of unlawful trafficking. He was sentenced to 7 years of imprisonment on the first charge and to 3 months concurrently on the 2nd. It is against those sentences that he now applies for leave to appeal. The facts of the case were that the police intercepted the applicant in Mongkok Road at 2:30 a.m. on 8 March 1990. He refused to give his address. However he was subsequently identified by his neighbour and the police proceeded to his flat where they found the drugs referred to in the charges and $134,000 in cash. The applicant has an appalling record dating back to 1972. He has seven previous convictions for simple possession of a dangerous drug, two for possession of a dangerous drug for the purpose of unlawful trafficking and two for trafficking. He was sentenced to two years imprisonment on the 19 August 1988, so his present offences were committed shortly after his discharge from prison. On conversion of the amount of No. 4 heroin in the first charge to No. 3 heroin the

relevant quantity would be 1.4 kg. The applicant contends on appeal that the overall sentence of 7 years is excessive bearing in mind his plea of guilty. The deputy district judge formed the view that the proper starting point for sentence was 9 years and that a discount of 1 year should be given for the plea of guilty. However since the maximum sentence he was empowered to impose was one of 7 years imprisonment he passed that sentence. In The Queen v. Kwok Chi - kwan (1990)1 HKLR 293 at 296 this court said that some recognition should normally be given to pleas of guilty even where, as in that case, the trial judge arrives at an appropriate sentence outside the limits of his jurisdiction. The discount which the deputy district judge properly decided to grant should therefore have been made from the ceiling of 7 years, not from the starting point of 9 years that he considered to be the appropriate sentence before taking into consideration mitigating circumstances. Apparently he was unaware of the decision of this court to which we have just referred. We therefore grant the application, allow the appeal, quash the sentence and substitute for it one of six and a half years imprisonment. (William Silke) (N.P. Power) (Neil Macdougall) Vice President Justice of Appeal Justice of Appeal Representation: Mr. D.G. Saw for Crown Prosecutor Applicant - So Wai - in person

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The Queen v. Kwok Chi-kwan (1990) 1 HKLR 293

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