SMITH v ATTORNEY-GENERAL [2016] NZHC 1004
Leave to cross-examine was refused because the affidavit evidence provided the material facts necessary to decide the interim injunction, the alleged inconsistencies with disclosed emails were not sufficiently serious or material to require oral testing, and permitting cross-examination would risk unwarranted...
Source-derived case information.
- Citation
- [2016] NZHC 1004
- Parties
- First Plaintiff: PHILLIP JOHN SMITH; Second Plaintiff: NIKKI DAVID ROPER; Defendant: ATTORNEY-GENERAL on behalf of the Chief Executive of the Department of Corrections
- Court
- High Court
- Jurisdiction
- New Zealand
- Judgment Date
- 17 May 2016
- Procedural Posture
- Judicial Review / Application for Leave to Cross Examine on Affidavit and Interim Injunction Pending Judicial Review
- Outcome
- Application to cross-examine declined
- Legal Topics
- Leave to Cross Examine Affidavit, Interim Injunction, Natural Justice, Procedural Fairness, Credibility Assessment, Discretion to Permit Cross Examination
Source-derived case record
Summary, issues, holding and outcome
More case intelligence is available
Unlock the full research layer for this judgment.
Parties
PHILLIP JOHN SMITH
First Plaintiff
NIKKI DAVID ROPER
Second Plaintiff
ATTORNEY-GENERAL on behalf of the Chief Executive of the Department of Corrections
Defendant
Procedural Posture
Judicial Review / Application for Leave to Cross Examine on Affidavit and Interim Injunction Pending Judicial Review
Legal Issues
- 1 Whether leave to cross-examine an affidavit in judicial review should be granted as of right
- 2 Whether cross-examination of a prison director's affidavit was necessary to determine an interim injunction
- 3 Whether apparent contradictions between affidavit evidence and disclosed emails justified cross-examination
Ratio Decidendi
Leave to cross-examine was refused because the affidavit evidence provided the material facts necessary to decide the interim injunction, the alleged inconsistencies with disclosed emails were not sufficiently serious or material to require oral testing, and permitting cross-examination would risk unwarranted factual inquiry and delay inconsistent with judicial review procedure.
Court Disposition
Application to cross-examine declined
Orders
- Application for leave to cross-examine Mr Sherlock on his affidavit is declined
- Mr Sherlock is not required to attend the hearing on 18 May 2016 in person
Full Case Text
Judgment text and source record
1 paragraphs
SMITH v ATTORNEY-GENERAL [2016] NZHC 1004 [17 May 2016]IN THE HIGH COURT OF NEW ZEALANDAUCKLAND REGISTRYCIV-2016-404-000099[2016] NZHC 1004UNDER the Judicature Amendment Act 1972, theNew Zealand Bill of Rights Act 1990 andthe Declaratory Judgments Act 1908IN THE MATTER OF a judicial reviewBETWEEN PHILLIP JOHN SMITHFirst PlaintiffNIKKI DAVID ROPERSecond PlaintiffAND THE ATTORNEY-GENERAL ONBEHALF OF THE CHIEF EXECUTIVEOF THE DPEARTMENT OFCORRECTIONSDefendantHearing: 17 May 2016[On the Papers]Appearances: P J Smith and N D Roper (Self-represented First andSecond Plaintiffs) in PersonV McCall and A Dixon for the DefendantJudgment: 17 May 2016JUDGMENT OF EDWARDS J[re Application to Cross-examine]This judgment was delivered by Justice Edwardson 17 May 2016 at 4.30 pm, pursuant tor 11.5 of the High Court RulesRegistrar/Deputy RegistrarDate:Solicitors: Crown Law Office, WellingtonCopies To: P J Smith, AucklandN D Roper, AucklandIntroduction[1] Mr Smith is a maximum security prisoner at Paremoremo prison. On 18 March 2016 his employment as a landing messman was terminated. Mr Smith believes it was terminated in retaliation for bringing proceedings against the Department of Corrections.[2] Mr Smith has applied for an interim injunction reinstating him to that employment pending the determination of a judicial review of the decision to terminate. The application for an interim injunction is set down for hearing on 18 May 2016.[3] Mr Sherlock is the Prison Director at Paremoremo prison. He has sworn anaffidavit in opposition to Mr Smith's application for an interim injunction which sets out the process by which the decision to terminate Mr Smith's employment wasreached.[4] Mr Smith seeks leave to cross-examine Mr Sherlock on his affidavit. The Department of Corrections opposes the application.[5] Submissions have been received from both parties. Both parties agreed that the application could be determined on the papers.Relevant legal principles[6] Cross-examination on affidavits filed in support of judicial review is not allowed as of right. Fact finding is not normally part of a judicial review, and cross-examination could lead to "unwarranted dalliance into factual assessments by thecourts".1 It might also detract from the objectives of convenience, expedition and effective determination of judicial review proceedings.21 Geary v Psychologists Board [2009] NZCA 134, [2009] NZAR 338 at [22]; leave to appeal refused in Geary v Psychologists Board [2009] NZSC 67, (2009) PRNZ 415.2 Section 10(1) Judicature Amendment Act 1972; Roussel Uclaf Australia Pty Ltd v Pharmaceutical Management Agency Ltd [1997] 1 NZLR 650 (CA) at 656.[7] Cross-examination will usually only be permitted in relatively rare cases where the interests of justice require it,3 and where it is clearly necessary in order to resolve the matter before the Court.4[8] Cross-examination may be necessary where there is a potential for prejudice if the evidence is not tested. Cross-examination was allowed in Wilson v Whitewhere there was an allegation of bias which was denied.5 It was also allowed inEdwards v Toime where credibility was directly in issue and the trial judge would not have been able to decide whether the process which resulted in the decision was lawful without making a finding of credibility.6Grounds for the application[9] In broad terms, Mr Smith says cross-examination of Mr Sherlock is necessary because:(a) Mr Sherlock's statement that he had no knowledge of Mr Smith'sproceedings against the Department at the time he made the decisionto terminate Mr Smith's employment is contradicted by email trafficdiscovered in the proceeding;(b) There are a number of internal contradictions in Mr Sherlock'saffidavit;(c) Mr Sherlock claims to consult with prisoners in his affidavit but does not elaborate on that statement. Mr Smith should be allowed to cross- examine on this point as consultation is fundamental to the principle of natural justice.3 Geary v Psychologists Board, above n 1, at [1] (footnote omitted).4 Stratford Racing Club Inc v Adlam [2008] NZCA 92, [2008] NZAR 92 at [63]; New Zealand Fishing Industry Association Inc v Minister of Agriculture and Fisheries [1998] 1 NZLR 544 (CA) at 554; Minister of Energy v Petrocorp Exploration Ltd [1989] 1 NZLR 384 (CA) at 353; and Roussel Uclaf Australia Pty Ltd, above n 2, at 657.5 Wilson v White [2005] 1 NZLR 189 (CA) at [46].6 Edwards v Toime (2003) 7 HRNZ 213 (HC) at [24].[10] Mr Smith has filed a reply affidavit which expands on these three grounds.Analysis[11] I am not persuaded that cross-examination of Mr Sherlock is necessary toresolve Mr Smith's application for an interim injunction pending resolution of thejudicial review.[12] Mr Sherlock's affidavit sets out the matters relevant to the process which ledto the decision to terminate Mr Smith's employment. He says he became aware thatMr Smith was employed as a messman in March 2016. He considered that Mr Smith was unsuitable for the role given his history of manipulating Corrections staff and others. Mr Sherlock deposes that he discussed the issue with the Regional Commissioner and determined that as Mr Smith was not a "trusted prisoner" he should be removed from the role. An email was sent to the Principal Corrections Officer advising him to terminate Mr Smith's employment.[13] In terms of the reasons for the termination, Mr Sherlock says that he was aware that Mr Smith was working on a number of legal matters but he did not know specifically what the matters were. He says he thought that one of the advantages of Mr Smith not being required to work would be that he would have more time to focus on those legal matters. He also explains that he did not think it necessary or appropriate to tell Mr Smith directly that he could not be trusted with the messman job. Mr Sherlock denies Mr Smith's allegation that his employment was terminatedas retaliation for bringing judicial review proceedings against the Department of Corrections.[14] Mr Smith's first ground in support of the application is that Mr Sherlock'sstatement that he had no knowledge of the judicial review in relation to the security classification is contradicted by emails discovered in the proceeding. Those emailsare attached to Mr Smith's reply affidavit. They suggest that Mr Sherlock was awareof the judicial review regarding the security classification decision, and that he was aware of it at the time he made his decision terminating Mr Smith's employment. Cross-examination on this issue would be directed at showing that Mr Smith hadmore detailed and specific knowledge of the judicial review proceeding regarding the security classification than his affidavit suggests.[15] Whether or not Mr Sherlock was aware of the specifics of the judicial review proceeding is not essential to the disposal of the interim injunction application in myview. Any conflict between Mr Sherlock's affidavit and the emails is not so seriousas to warrant further investigation through cross-examination. Mr Smith is able to make submissions regarding the extent of Mr Sherlock's knowledge on the basis of the evidence already adduced.7 Cross-examination on whether he was generally or specifically aware of the proceeding is unlikely to add anything further to the evidence. The application for interim relief can be determined properly and fairly without cross-examination on this issue.[16] Resolution of apparent contradictions in the affidavit evidence (if any) through cross-examination is also not necessary to dispose of the interim injunction application. The process is set out in the affidavit. The alleged inconsistencies do not concern that process. This is not a case where credibility issues (if any) need to be resolved in order to decide the interim injunction application. I consider any cross-examination on these issues would risk the unwarranted dalliance into factual matters which the Court of Appeal warned against in Geary v Psychologists Board.[17] Finally, I do not consider that the principles of consultation and Mr Sherlock's understanding of them require further elucidation through cross- examination in order to dispose of the interim injunction application. All relevantfacts are set out in Mr Sherlock's affidavit. Mr Smith's response is set out in hisreply affidavit.[18] In all the circumstances, I am not satisfied that this is a case where the interests of justice require cross-examination of Mr Sherlock.7 See Huang v Minister of Immigration HC Auckland CIV-2005-404-5202, 24 July 2006 at [13].[19] The application is declined. Mr Sherlock is not required to attend the hearing on 18 May 2016 in person.___________________Edwards J