RANGI-NIWA v NIWA [2013] NZHC 2894
Because the appellant expressly declined to apply for legal aid, rule 20.13 required security for costs to be fixed at the case management conference; the modest sum of $995 was appropriate to protect the respondent and could not be dispensed with nor substituted by a charge over a contingent estate interest, but...
Source-derived case information.
- Citation
- [2013] NZHC 2894
- Parties
- Appellant: Auburne Alanor Rangi-Niwa; Respondent: Paula Frances Niwa
- Court
- High Court
- Jurisdiction
- New Zealand
- Judgment Date
- 4 November 2013
- Procedural Posture
- Appeal Under the Family Protection Act 1955 and Law Reform (testamentary Promises) Act 1949 From Interlocutory Orders of the Family Court / Interlocutory Appeal — Case Management Conference and Directions; Security for Costs Application
- Outcome
- Interlocutory appeal: security for costs fixed; request to substitute security or to waive security refused; filing fees waived; standard directions given; appeal set down for one-half day in 2014.
- Legal Topics
- Family Protection Act 1955, Law Reform (testamentary Promises) Act 1949, Security for Costs, Waiver of Court Fees, Legal Aid, Letters of Administration, Interlocutory Orders
Source-derived case record
Summary, issues, holding and outcome
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Parties
Auburne Alanor Rangi-Niwa
Appellant
Paula Frances Niwa
Respondent
Procedural Posture
Appeal Under the Family Protection Act 1955 and Law Reform (testamentary Promises) Act 1949 From Interlocutory Orders of the Family Court / Interlocutory Appeal — Case Management Conference and Directions; Security for Costs Application
Legal Issues
- 1 Whether security for costs should be fixed under High Court Rules r20.13
- 2 Whether security for costs may be given as a charge over a contingent interest in the estate
- 3 Whether court filing fees should be waived given appellant's means
Ratio Decidendi
Because the appellant expressly declined to apply for legal aid, rule 20.13 required security for costs to be fixed at the case management conference; the modest sum of $995 was appropriate to protect the respondent and could not be dispensed with nor substituted by a charge over a contingent estate interest, but filing fees were waived on the basis of the appellant's affidavit of means and access to justice concerns.
Court Disposition
Interlocutory appeal: security for costs fixed; request to substitute security or to waive security refused; filing fees waived; standard directions given; appeal set down for one-half day in 2014.
Orders
- Security for costs in the sum of $995 to be paid to the Registrar of this Court on or before 22 November 2013.
- Application to waive filing fees granted.
Full Case Text
Judgment text and source record
1 paragraphs
RANGI-NIWA v NIWA [2013] NZHC 2894 [4 November 2013]IN THE HIGH COURT OF NEW ZEALANDNEW PLYMOUTH REGISTRYCIV 2013-443-301[2013] NZHC 2894UNDER the Family Protection Act 1955IN THE MATTER OF an appeal from Interlocutory Orders madein the Family Court in the matter of FAM-2013-043-0115ANDIN THE MATTER OF the estate of JOSEPH (HOHEPA) TEPARA RANGI-NIWA, DeceasedBETWEEN AUBURNE ALANOR RANGI-NIWAAppellantAND PAULA FRANCES NIWARespondentHearing: 1 November 2013 (by telephone)Counsel: S C Herbert for AppellantS W Hughes QC for Respondent, in personal capacityS E Gifford for Respondent, as administrator of the deceasedestateJudgment: 4 November 2013JUDGMENT OF HEATH JThis judgment was delivered by me on 4 November 2013 at 11.00am pursuant to Rule 11.5 of the High Court RulesRegistrar/Deputy RegistrarSolicitors:Law West, New PlymouthQuin Law, New PlymouthCounsel:S W Hughes QC, New PlymouthS E Gifford, New Plymouth[1] Ms Rangi-Niwa appeals against an interlocutory judgment, given by Judge Twaddle in the Family Court at New Plymouth on 16 September 2013.1[2] In the Family Court, Ms Rangi-Niwa seeks further provision from the estate of her late father, Joseph Niwa. He died in Costa Rica on 4 September 2011, intestate. She applies under both the Family Protection Act 1955 and the Law Reform (Testamentary Promises) Act 1949.[3] Letters of Administration were granted in favour of the deceased's wife, Mrs Paula Niwa, in February 2012.[4] In his judgment of 16 September 2013, Judge Twaddle dealt with some interlocutory applications. The only order actually made was to dismiss an application for discovery that Ms Rangi-Niwa had made.2 She appeals against that decision, and raises concerns about other issues raised by her, with which the Judge did not expressly deal.[5] The appeal came before me on 1 November 2013, for a case management conference. Subject to one issue3 the parties are content for standard directions to apply under Schedule 6 of the High Court Rules, on the basis of a hearing for one half-day.[6] The one outstanding issue concerns security for costs. Rule 20.13 of the High Court Rules provides:20.13 Security for appeal(1) This rule applies to an appeal other than an appeal for which the appellant has been granted legal aid under the Legal Services Act 2000.(2) The Judge must fix security for costs at the case management conference relating to the appeal, unless the Judge considers that in the interests of justice no security is required.(3) The amount of security must be fixed in accordance with the following formula, unless the Judge otherwise directs:1 Rangi-Niwa v Niwa FC New Plymouth FAM 2013-043-115, 16 September 2013.2 Ibid, at para [12].3 See para [6] below.where—a is the daily recovery rate for the proceeding as classified by the Judge under rule 14.4; andb is the number of half days estimated by the Judge as the time required for the hearing.(4) Security must be paid to the Registrar at the registry of the court no later than 10 working days after the case management conference, unless the Judge otherwise directs.(5) Except in the case of an appeal under the District Courts Act 1947 (where non-compliance with the security order results in a deemed abandonment of the appeal under section 74), if the security is not paid within the time specified under subclause (4), the respondent may apply for an order dismissing the appeal.(6) The Judge must defer the fixing of security until the application for legal aid has been determined if—(a) an appellant has applied for legal aid under the Legal Services Act 2000; and(b) at the time of the case management conference, the application has not been determined.(Emphasis added)[7] Ms Rangi-Niwa has not applied for legal aid. Mr Herbert, whom she wishes to instruct, is not a registered provider of legal aid services. Mr Herbert has confirmed to me that he has advised Ms Rangi-Niwa on her right to apply for legal aid and that she has made an informed decision not to.[8] Mr Herbert submits that Ms Rangi-Niwa is impecunious. On the basis of her affidavit of means, he contends that I should either dispense with the need to give security for costs, or direct the Registrar to accept a first charge over Ms Rangi-Niwa's contingent interest in her late father's estate.[9] Ms Rangi-Niwa also seeks waiver of Court fees. The Registrar has asked me to deal with that application.[10] For an appeal for one half-day, the quantum of security for costs that would need to be paid is $995. In the context of an appeal which will put the estate, and possibly Ms Niwa personally, to much greater cost than that, the amount to be paid isnot high. If there were any merit in the suggestion that a charge over the contingent interest in the estate could equate to a sum of money paid into Court as security for costs, no doubt Ms Rangi-Niwa could obtain a loan on the faith of that interest.[11] I do not consider that it is appropriate for Ms Rangi-Niwa, as a litigant who has expressly declined the opportunity to apply for legal aid, to give security in that alternative manner, or to have the obligation to pay security waived. It is not in "the interests of justice" for either variation to the standard requirements to be made.4The purpose of security for costs is to protect the other party for costs if an appeal were unsuccessful. Ms Rangi-Niwa, having elected not to seek legal aid (which would have changed the default position),5 there is no reason why security should not be posted.[12] The application to waive Court fees raises a different question; one of access to justice. On the basis of the affidavit as to means I am satisfied that such fees should be waived.[13] I decline to waive security for costs. Further, I am not prepared to allow security to be given in some other way. I allow the application to waive filing fees.[14] I direct that security for costs in the sum of $995 be paid to the Registrar of this Court on or before 22 November 2013.6 Otherwise, standard directions for the appeal are made, in terms of Schedule 6 to the High Court Rules.[15] The appeal is to be set down for hearing on the first available date in 2014, for one-half day. The Registrar shall allocate a date and advise counsel accordingly._____________________________P R Heath JDelivered at 11.00am on 4 November 20134 High Court Rules, r 20.13(2), set out at para [6] above.5 Ibid, r 20.13(1).6 Ibid, r 20.13(4).