NICHOLS v THE ATTORNEY-GENERAL (on behalf of the Ministry of Agriculture and Forestry – now Ministry of Primary Industries) [2014] NZHC 1793 ]
Leave to appeal was refused because the applicant failed to comply with statutory and procedural requirements (including timely and proper service and rule compliance) and the application lacked merit; respondent entitled to costs on a Band 2B basis of $9,652, increased by 25% under r 14.6(3)(b) for applicant's...
Source-derived case information.
- Citation
- [2014] NZHC 1793
- Parties
- Appellant: Roy Sydney Bruce Nichols; Respondent: The Attorney-General (on behalf of the Ministry of Agriculture and Forestry – now Ministry of Primary Industries)
- Court
- High Court
- Jurisdiction
- New Zealand
- Judgment Date
- 31 July 2014
- Procedural Posture
- Application for Leave to Appeal an Arbitral Award Under the Biosecurity Act 1993 / Costs Determination Following Refusal of Leave (application to Appeal Out of Time Denied)
- Outcome
- Application for leave to appeal declined; costs awarded to respondent
- Legal Topics
- Leave to Appeal, Time Limits, Costs Awards, Increased Costs Under Court Rules, Service of Process, Procedural Non Compliance
Source-derived case record
Summary, issues, holding and outcome
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Parties
Roy Sydney Bruce Nichols
Appellant
The Attorney-General (on behalf of the Ministry of Agriculture and Forestry – now Ministry of Primary Industries)
Respondent
Procedural Posture
Application for Leave to Appeal an Arbitral Award Under the Biosecurity Act 1993 / Costs Determination Following Refusal of Leave (application to Appeal Out of Time Denied)
Legal Issues
- 1 Whether leave to appeal out of time under s162A(5) Biosecurity Act 1993 should be granted
- 2 Whether the respondent is entitled to an award of costs following refusal of leave
- 3 Whether an uplifted costs award under High Court Rule r 14.6(3)(b) is justified by the applicant's procedural failures and lack of merit
Ratio Decidendi
Leave to appeal was refused because the applicant failed to comply with statutory and procedural requirements (including timely and proper service and rule compliance) and the application lacked merit; respondent entitled to costs on a Band 2B basis of $9,652, increased by 25% under r 14.6(3)(b) for applicant's manifestly unsatisfactory conduct, giving a total costs award of $12,065 plus reasonable disbursements.
Court Disposition
Application for leave to appeal declined; costs awarded to respondent
Orders
- Leave to appeal denied
- Costs awarded to respondent in the sum of 12065 NZD
Full Case Text
Judgment text and source record
1 paragraphs
NICHOLS v THE ATTORNEY-GENERAL (on behalf of the Ministry of Agriculture and Forestry – now Ministry of Primary Industries) [2014] NZHC 1793 [31 July 2014 ]IN THE HIGH COURT OF NEW ZEALANDAUCKLAND REGISTRYCIV 2014-404-000139[2014] NZHC 1793BETWEEN ROY SYDNEY BRUCE NICHOLSAppellantAND THE ATTORNEY-GENERAL (on behalfof the Ministry of Agriculture and Forestry– now Ministry of Primary Industries)RespondentHearing: (on the papers)Appearances: A D Banbrook for the AppellantK G Stephen for the RespondentJudgment: 31 July 2014[COSTS] JUDGMENT OF WYLIE JThis judgment was delivered by Justice Wylieon 31 July 2014 at 4.00 pmPursuant to r 11.5 of the High Court RulesRegistrar/Deputy RegistrarDate:Introduction[1] I refer to my reserved decision dated 16 June 2014. In that decision, I declined an application by Mr Nichols for leave to appeal out of time. I held that the respondent Ministry was entitled to its costs and disbursements, and I put in place a timetable within which memoranda in that regard were to be filed.[2] The respondent filed a memorandum seeking costs dated 26 June 2014. Nothing has been filed by or on behalf of Mr Nichols.[3] The respondent seeks costs on a 2B basis, uplifted to acknowledge alleged deficiencies in the way in which Mr Nichols pursued the proceeding. An award of increased costs is sought pursuant to r 14.6(3)(b).Analysis[4] The respondent succeeded in this matter. It is entitled to an award of costs in its favour.1[5] I am satisfied that the proceedings are appropriately categorised on a category 2B basis. They were of average complexity, and a normal amount of time spent in preparation and appearance was reasonable.[6] Costs calculated on a 2B basis total $9,652. That calculation has been made in accordance with the following table:Item Band Days $11 Filing joint memorandum for appeals list B .4 79638 Respondent's notice ofopposition and affidavit B 2 3,98011 Filing memorandum seeking adjournment B .4 7961 High Court Rules, r 14.2.13 Appearance at casemanagement conference B .3 59740 Preparation of writtensubmissions for leaveapplicationB 1.5 2,98542 Appearance at hearing (onecounsel) B .25 498Total costs $9,652[7] As I have noted, the respondent seeks increased costs.[8] Increased costs can be awarded pursuant to r 14.6. Increased costs can be awarded if the party opposing costs has contributed unnecessarily to the time or expense of the proceeding, by, inter alia, failing to comply with the rules or a direction of the court, or taking or pursuing an unnecessary step or an argument that lacks merit. Further, an order for increased costs can be made if some other reason exists which justifies the court making an order for increased costs, and despite the principle that the determination of costs should be predictable and expeditious.[9] In the present case, I am satisfied that Mr Nichols contributed unnecessarily to the time or expense of the proceeding, and that his claim lacked merit.[10] Mr Nichols was seeking leave to appeal an arbitral award under s 162A(5) of the Biosecurity Act 1993. That section puts in place a three-month time limit within which any application for leave to appeal has to be filed.[11] Mr Nichols' notice of originating application seeking leave to appeal was filed on 24 January 2014. This was the last day of the three-month period withinwhich leave to appeal could be sought. Mr Nichols' application failed to complywith r 26.5. No affidavit in support was filed. Instead, counsel for the applicant filed a memorandum that made various assertions as to matters of fact, and annexed a copy of the arbitral award.[12] The application was required to be served on the prospective respondent either before or immediately after filing. That did not occur. Counsel for therespondent was unaware of the application for leave to appeal until 17 February 2014, when counsel for Mr Nichols rang her regarding a mentions hearing the following day. When the matter was called on 18 February 2014, counsel for Mr Nichols sought an adjournment so that he could attend to service. Service was only affected on 18 February 2014 – some 25 days after the application was filed in court.[13] On 4 March 2014, Mr Nichols and the respondent filed a joint memorandum regarding timetable directions. An order was made in those terms by the court. The respondent complied with the timetable for filing a notice of opposition and affidavit evidence in support. Mr Nichols failed to do anything. Nor did he pay the scheduling fee which was due on 25 March 2014, despite repeat requests from the court's case officer. The scheduling fee was not paid until 5 June 2014.[14] Mr Nichols' submissions were due 10 working days prior to the hearing –namely by 28 May 2014. They were not filed on time. They were only filed a few days prior to the hearing, and they were not served on the respondent.[15] As a result, the respondent applied for an adjournment. That application was declined, but the court did adjust the timetable.[16] The hearing was due to commence on 12 June 2014. Mr Nichols'submissions only became available to the respondent shortly after noon on 10 June 2014. They were not made available to the respondent by Mr Nichols or his counsel. Rather, the respondent obtained them from the Deputy Registrar, following a request from counsel.[17] When the matter was called before the court, counsel for Mr Nichols made an oral application for leave to file a late affidavit to provide evidence that the notice of application had been served on the respondent in time. This was notwithstanding that the issue had been clearly signalled by the respondent in its notice of opposition, the affidavit filed by it in support, and in its submissions.[18] I took the view in my judgment that Mr Nichols' conduct was manifestlyunsatisfactory.[19] It is patently obvious that Mr Nichols has failed to comply with almost every procedural step required by the Rules, or directed by the court. Unnecessary time was expended by the court and by the respondent as a consequence. I am satisfied that an award of increased costs is appropriate in terms of r 14.6(3)(b).[20] I increase the award of costs in favour of the respondent by 25 percent –giving a total award of $12,065. That is less than the actual costs incurred by the respondent.[21] In addition, the respondent is entitled to its reasonable disbursements. Disbursements have not been listed by the respondent in its memorandum. In the event of any dispute, the dispute is to be referred to the Registrar in the first instance.[22] I award costs against the appellant and in favour of the respondent in the sum of $12,065. In addition, I award to the respondent its reasonable disbursements._________________________Wylie J