SMITH v R [2022] NZCA 448
Although some leading questions and repetition of the EVI occurred, they mainly functioned as permissible signposting to clarify retractions and inconsistencies and were followed by open questions; the questioning did not create a real risk of an unsafe verdict. Trial counsel properly prepared the defence, explained...
Source-derived case information.
- Citation
- [2022] NZCA 448
- Parties
- Appellant: THOMAS BARREN SMITH; Respondent: The King
- Court
- Court of Appeal
- Jurisdiction
- New Zealand
- Judgment Date
- 22 September 2022
- Procedural Posture
- Criminal Appeal / Court of Appeal Judgment (hearing 23 Aug 2022; Judgment 22 Sep 2022)
- Outcome
- Appeal dismissed
- Legal Topics
- Leading Questions, Evidential Video Interview (evi), Trial Counsel Advice, Miscarriage of Justice, Fresh Evidence, Credibility
Source-derived case record
Summary, issues, holding and outcome
More case intelligence is available
Unlock the full research layer for this judgment.
Parties
THOMAS BARREN SMITH
Appellant
The King
Respondent
Procedural Posture
Criminal Appeal / Court of Appeal Judgment (hearing 23 Aug 2022; Judgment 22 Sep 2022)
Legal Issues
- 1 Whether Crown's use of leading questions and repetition of the complainant's EVI in evidence-in-chief created an unfair trial or miscarriage of justice
- 2 Whether trial counsel provided inadequate advice about electing to give evidence such that there was a miscarriage of justice
- 3 Whether fresh evidence on counsel advice should be admitted
Ratio Decidendi
Although some leading questions and repetition of the EVI occurred, they mainly functioned as permissible signposting to clarify retractions and inconsistencies and were followed by open questions; the questioning did not create a real risk of an unsafe verdict. Trial counsel properly prepared the defence, explained the pros and cons of giving evidence and obtained informed instructions from the appellant; there was no counsel error causing a miscarriage of justice. Fresh evidence was admitted but did not alter outcome; the appeal is dismissed.
Court Disposition
Appeal dismissed
Orders
- Applications to adduce fresh evidence granted
- Appeal dismissed and convictions upheld
Full Case Text
Judgment text and source record
1 paragraphs
SMITH v R [2022] NZCA 448 [22 September 2022]NOTE: PUBLICATION OF NAME, ADDRESS, OCCUPATION ORIDENTIFYING PARTICULARS OF COMPLAINANT PROHIBITED BY S 203OF THE CRIMINAL PROCEDURE ACT 2011.IN THE COURT OF APPEAL OF NEW ZEALANDI TE KŌTI PĪRA O AOTEAROACA707/2021[2022] NZCA 448BETWEEN THOMAS BARREN SMITHAppellantAND THE KINGRespondentHearing: 23 August 2022Court: Cooper P, Mallon and Wylie JJCounsel: E J Forster and L K McMaster for AppellantS C Baker for RespondentJudgment: 22 September 2022 at 11:00 amJUDGMENT OF THE COURTA The applications to adduce fresh evidence are granted.B The appeal is dismissed.____________________________________________________________________REASONS OF THE COURT(Given by Wylie J)Introduction[1] In July 2021, the appellant, Thomas Smith, was found guilty of two charges ofsexual violation by unlawful sexual connection following a trial beforeJudge W P Cathcart and a jury in the District Court at Gisborne.1 Mr Smith wasacquitted of a charge of strangulation and another charge of sexual violation byunlawful sexual connection. He was subsequently sentenced to six years and threemonths' imprisonment.2[2] Mr Smith appeals against his convictions on two grounds. He argues that:(a) The Crown unfairly and through the use of leading questions had thecomplainant repeat, in her evidence-in-chief, evidence that had alreadybeen put before the jury through the complainant's evidential videointerview (EVI).(b) Trial counsel gave Mr Smith inadequate advice on whether to giveevidence at the trial.[3] The Crown opposes the appeal.Background facts[4] Mr Smith and the complainant were in an intimate relationship at the time ofthe offending. They lived together at Mr Smith's home on the East Coast.The complainant tried to end the relationship and moved to Auckland. Mr Smithfollowed her. In mid-December 2019, they moved back to his home.[5] Mr Smith was charged with four offences. Charges 1 and 2, both ofsexual violation by unlawful sexual connection, related to events that were said to havehappened in the bedroom in Mr Smith's home. The Crown alleged that about two daysafter returning from Auckland, the complainant was in Mr Smith's bedroom.Mr Smith walked into the bedroom and jammed the door shut by pushing a knife inbetween the door and the door frame. He then grabbed the complainant by her neck,ripped her clothes off and used another knife to cut her underwear away. He forcedher onto her stomach onto the bed and penetrated her anus with his penis. She did nottry to resist as she was fearful that if she did, he would seriously harm her. He then1 Crimes Act 1961, s 128(1)(b).2 Police v Smith [2021] NZDC 22428.made her sit in the corner of the bedroom. She was still naked. He said words to theeffect that she was "fucken useless" and that she could "suck [his] cock now".He repeatedly pushed his penis into her face to try and force her to engage in oral sex.He eventually stopped and left the room, locking the door behind him from the outside.[6] Charges 3 and 4 related to events that were said to have happened in thebathroom shortly after the offending that was the subject of charges 1 and 2. Charge 3alleged strangulation and charge 4 alleged that Mr Smith sexually violated thecomplainant by inserting his penis into her anus. Mr Smith was acquitted of thesecharges.[7] Mr Smith was spoken to by the police at his home in September 2020.When the allegations were put to him, he said they were not true. He said thecomplainant had made things up and that she had once sent a text to another personsaying he had tried to run her over, which was also not true.[8] After speaking with his lawyer, Mr Smith declined to be formally interviewed.The appeal[9] This appeal is brought pursuant to s 229 of the Criminal Procedure Act 2011.The Court must allow the appeal if there has been a miscarriage of justice for anyreason.3 A "miscarriage of justice" means any error, irregularity, or occurrence in orin relation to or affecting the trial that has created a real risk that the outcome of thetrial was affected, or has resulted in an unfair trial or a trial that was a nullity.4Submissions[10] Mr Forster, on behalf of Mr Smith, submitted that:(a) The Crown played the complainant's EVI to the jury and then followedthis up by asking further questions about matters she had alreadycovered in her EVI. These further questions were often leading.3 Criminal Procedure Act 2011, s 232(2).4 Section 232(4).They were used primarily to get the complainant to repeat the narrativecontained in her EVI. While it is acceptable to ask a complainantwhether anything said in an EVI needs to be added to or changed, it isunfair to ask a complainant to repeat her EVI, especially if this is doneby asking leading questions.(b) Given the nature of the allegations against Mr Smith and that he did notgive a formal interview to the police, the advice given to him as towhether he should have given evidence at trial had to include adviceabout the risks of leaving the jury with only the complainant's narrativeof events. No specific advice was given on this issue and Mr Smith'sdecision not to give evidence was accordingly not fully informed.Mr Forster submitted that there has been a miscarriage of justice due to either or bothof these errors.[11] Mr Baker, for the Crown, submitted that:(a) The questions the complainant was asked after her EVI had been playedto the jury were appropriate in context. She had earlier advised thepolice that parts of what she had said in the EVI were not true. As aresult, it was necessary to clarify her evidence. The questions alsosought to orient the complainant's narrative by reference to a photobooklet produced at the trial.(b) Trial counsel, Mr Manaaki Terekia, fully prepared for the trial andprepared a brief of evidence for Mr Smith. Mr Terekia appropriatelydiscussed with Mr Smith the potential risks and benefits of givingevidence. Mr Smith's decision not to give evidence was fully andproperly informed. The complaint of trial counsel error was madebelatedly and only because Mr Smith regrets his decision in light of theoutcome and his incarceration.Mr Baker argued that there has been no error and no miscarriage of justice.Leading questions/unfair repetition[12] We turn to the first ground of appeal, namely the use of leading questions andthe repetition of parts of the complainant's EVI in her evidence-in-chief. It is helpfulto first summarise the content of the complainant's EVI and then her subsequentwritten statement before noting the contested aspects of the evidence-in-chief.The complainant's EVI[13] The complainant's EVI was recorded on 25 May 2020. She explained to theinterviewing officer, Detective Lucy Sievwright, that she and Mr Smith went into thebedroom in Mr Smith's house to have a cigarette, that Mr Smith put a butcher's knifein the bedroom door and that he would not let her out. She said that he had three kniveswith him in the bedroom. He grabbed another knife, pulled her clothes off and thenstarted cutting away her underpants. He told her to roll onto her stomach so that hecould get at her "backside". She was scared of him. Mr Smith penetrated her "behind"and would not stop. She was on all fours and he was on his knees behind her. She hada look down at her legs and there was blood dripping down. Mr Smith had hold of hershoulders and hair. He next made her sit in the corner of the room with no clothes on.Mr Smith said "ah see, look at you, you're fucken useless" and "fucken come and suckmy cock now". He then shoved his penis into her mouth. She was still in the cornerof the room. She did not want to do it. He was standing at first but he then got downon his knees. He grabbed her head and pushed her down onto his penis.The complainant said that Mr Smith then left and locked the bedroom from outsidewith a padlock.[14] The complainant went on to recount the alleged offending in the bathroom —strangulation followed by further sexual violation by anal rape.[15] The complainant said there was "a good hour" between the offending in thebedroom and the alleged offending in the bathroom. She said the incident was thefirst time "anal" had occurred between them. The complainant also said that she hadbeen in Auckland for about a month to get away from Mr Smith but that she had comeback with him on the bus. She stayed at his house. She left him about two orthree weeks after the offending occurred. She had been with him for about three yearsprior to that and had lived with him for two years. She explained that she said "no"to Mr Smith at the time but that he did not care what she was saying.The complainant's written statement[16] On 11 May 2021, the complainant made a separate written statement toDetective Constable Nicholas Stark. She recorded that she had spoken toDetective Kim Johnson on 28 April 2021 when he called to talk to her about somethingelse. She told Detective Johnson that she had lied in her EVI and that she had wantedto "hurt" Mr Smith. She was making the written statement "to speak about those liesand make sure the information is right". She said that at the time she gave the EVI,she was still a "crack user". However, she no longer smoked crack and that when shestopped she thought about what Mr Smith had done to her and "wanted to makechanges to my statement so that it is all the truth".[17] The complainant said that the first thing she needed to change was why theywent into Mr Smith's bedroom at the start. She said it was not true that they had wentin there for a cigarette. Rather, they had gone into the room for a "puff". She said thatwas the only change to what she said had happened in the bedroom. She said that shehad said "cigarette" in her EVI because she did not want to get into trouble for the"smoking meth thing".[18] The complainant went on to also change aspects of her EVI in relation to thealleged offending in the bathroom.[19] By way of explanation for the changes, the complainant said: I kept on thinking that no one would believe me because everyone wouldknow that we were in a relationship and would question whether it happenedor not. I didn't think that anyone would believe that Tom [had] done thesethings to me because we would normally stay in the same room, in the samehouse and there was consensual sex before, just never anal. I just felt like ifI didn't make him look worse then no one would believe me.And:When I told [Detective Johnson] that I wanted to hurt Thomas, I meant that.I wanted to hurt him through the court process because of what he [had] doneto me but wanted it to be done with all the right information and not have thoselies that I said to make him look bad. The stuff that I have talked about in thisstatement are the only things that are not right — everything else is what Tomdid to me that evening.The complainant's evidence-in-chief[20] After her EVI had been played as part of her evidence-in-chief,the complainant was asked further questions by Crown counsel. Counsel started hisquestioning by referring to the complainant's 11 May 2021 written statement and tothe various changes that the complainant had sought to make to her EVI. He soughtto clarify some matters, for example that when the complainant said in her EVI thatshe and Mr Smith went into the bedroom to have a smoke or cigarette, they in factwent into the bedroom to smoke methamphetamine. The complainant was also askedquestions about the photograph booklet produced at the trial to confirm where she saidvarious things had happened. Mr Forster did not take issue with these questions.Rather, he took issue with the questions, many of which he submitted were leading,which led to the complainant repeating large parts of the narrative contained inher EVI.[21] Crown counsel began this part of the examination-in-chief by asking:Q. I just want to move on now and ask you some questions just to clarifysome of the things that we've heard in your video interview?A. Yes.Counsel dealt first with the complainant's relationship with Mr Smith and her trip toAuckland. He then turned to what she said had happened in the bedroom.The following exchanges took place:Q. Now the next set of questions I want to ask you about is whathappened in the bedroom on the occasion you have talked about?A. Yes.Q. In your video interview you say things are fine?A. Yes.Q. And then you go into the room together? Is that right?A. Yes, yes.Q. You go into the room and I think your words are: "His moodchanged"?A. Yes.Q. How did it change? Or what made you think his mood had changed?A. Oh, straight away, the way he was started talking to me in the room.Q. Did he put the knife in the door before or after he started saying thethings you have just said?A. After.Q. Do you still have that photo booklet in front of you ?A. Um, yes.Q. With reference to — well sorry. If you look at photo 7 in that booklet?A. Yes.Q. Are you able to see in that photo where you say the knife went intothe door?A. Yes.Q. If you just hold that photo booklet up and point out where you say theknife went into the door? A little bit higher please? Okay. So in thatphoto, there looks to be some markers on the door and a police officerhas put an arrow on the door pointing at that marking? Is that whatyou're pointing at?A. Yeah.Q. You said in your video interview when you were talking about whathappened in the room that he had you by the neck and he was rippingyour clothes off. Do you remember saying that or watching that inyour video interview?A. Yes, yes.Q. When he had you by the neck were you facing him or [were you]facing away from him?A. I was facing him.Q. And when he had you by the neck as you've described what washappening in relation to your clothes?A. He was trying to pull them off.Q. Are [you] talking now about the top and the jeans that [you] saidyou were wearing?A. Yeah.Q. You said earlier that you [ended up] on the bed?A. Yes.Q. How did you end up on the bed?A. He threw me down there.Q. You talk in your video interview about him putting his penis into your[anus]?A. Yes.Q. When he did that how were you positioned?A. On my knees.Q. And where was he?A. Behind me.Q. Do you remember whether he was doing anything with his hands?A. He had, he had his hands on my shoulders and then he put — then hehad my hair up like through it, he grabbed the back of my hair andpulled me back.Q. When he had his penis in your [anus] as you've described it was hemoving his body at all?A. Yes.Q How?A. Backwards and forwards.Q. And how long did that go on for?A. Long enough.Q. When that ended you talked in your interview about sitting in thecorner with no clothes on?A. Yes.Q. You said in your video interview what he was saying to you, do yourecall that?A. Yes, yes.Q. And then you go on to say, he shoved himself into my face?A. Yes, he came over to me in the corner got on his knees and he grabbedmy head and pushed me down there to suck his cock. That's whatI said and that's what he, yeah.Q. And when he pushed you down to suck his cock, is to use your words,what happened from there, is that what [ended up] happening?A. Yeah. Yeah, yes it did.[22] Counsel then questioned the complainant about the incidents she asserted hadhappened in the bathroom. The questions and answers followed a similar pattern.Analysis[23] Section 89(1) of the Evidence Act 2006 provides that a leading question mustnot be put to a witness in examination-in-chief (or re-examination) unless the questionrelates to introductory or undisputed matters, the question is put with the consent ofall other parties, or the Judge, in exercising his or her discretion, allows the question.Further, s 85(1) of the Evidence Act provides that in any proceeding, the Judge candisallow or direct that the witness is not obliged to answer any question that inter aliathe Judge considers improper, unfair or needlessly repetitive.[24] Some of the questions asked by Crown counsel were leading questions.They were not in relation to undisputed matters and they should not have been askedwithout leave of the trial Judge. We also accept that as a result of counsel's questioningthere was some repetition of matters already covered in the complainant's EVI.5Nevertheless, for the reasons that follow, we do not consider that a miscarriage ofjustice arose.5 For example, "[a]nd when he pushed you down to suck his cock what happened from there,is that what ended up happening?" was a leading question involving unnecessary repetition.[25] First, many of the leading questions used by Crown counsel were no more thansignposts, intended to focus the complainant on specific parts of her EVI.The signposting of evidence already given in an EVI will often be regarded aspermissible introductory questions in evidence-in-chief, provided it is notunnecessarily or unfairly repetitive and it is being used to orient the witness for thepurpose of asking further questions which seek to clarify or elaborate on what is saidin the EVI. In this case many of the leading questions were used in this way.They were followed with open questions inviting the complainant to clarify orelaborate on her account. While the Judge's permission should have been asked beforesuch questions were asked, it is not uncommon for prosecutors (or defence counsel)to lead, particularly on routine and undisputed matters. Experienced counsel know theboundaries and do not venture over them. This practice is highly desirable in theinterests of trial efficiency and, unless it is prejudicial to the defence, it is not generallyconsidered to be objectionable.6 We note that the Judge did not intervene. Nor didexperienced defence counsel object.[26] Secondly, while some of the questions asked arguably went further than theyshould have7 and while they invited the complainant to repeat large parts of her EVI,in context, we are not persuaded that the questioning or the repetition was eitherinappropriate or unfair. The complainant had made a supplementary written statementto the police. In that statement she had sought to retract parts of her EVI. The Crownwas entitled to give her the opportunity to explain the inconsistencies and to clarifyher evidence. Repetition of parts of the EVI necessarily resulted.[27] Mr Forster relied on this Court's decision in R v E (CA 308/06).8 The appellantin that case had been tried on two representative counts of sexual violation by rape ofa young girl. At the time of trial the complainant was seven years old. After her EVI6 Needham v R [2012] NZCA 95 at [74].7 The question "[y]ou said in your video interview when you were talking about what happened inthe room that he had you by the neck and he was ripping your clothes off. Do you remembersaying that or watching that in your video interview?" followed up by the questions "[w]hen hehad you by the neck were you facing him or [were you] facing away from him?" and "[w]hen hehad you by the neck as you've described what was happening in relation to your clothes?" wereneedlessly repetitive. They went further than was necessary to orient the witness to the furtherquestions asked by way of elaboration and clarification.8 R v E (CA 308/06) [2008] NZCA 404, [2008] 3 NZLR 145.was played, the prosecutor asked a number of leading questions about the specificallegations made. This questioning was challenged on appeal. This Court said:9[66] Where a videotape of a child's interview is played, that becomes thechild's evidence-in-chief. It is certainly acceptable to ask the child if he or sheconfirms what was said in the interview, if he or she has anything to add orchange and to ask supplementary questions on topics not covered in theinterview. It is not the occasion for a wholesale repetition of what was said inthe interview and certainly not, as was done here, elicited by leadingquestions.[67] It is unacceptable to ask leading questions in examination-in-chief orre-examination, except by consent or on non-controversial matters Thesequestions went to the heart of the prosecution's case and, what is more, mustbe seen against the background of an evidential video interview where thecomplainant was unable to remember so many aspects of the alleged incidents. The purpose of the questions asked by the prosecutor was simply toprovide a repetition of the child's evidence.[68] This would have been sufficient in itself in the circumstances of thiscase for us to have allowed the appeal. The repetition was unnecessary andeliciting it through leading questions unacceptable, particularly in light of theobvious difficulties with the interview Indeed, there may even be an issueas to whether the leading questions themselves must now be seen as havingcontaminated the child's evidence. This will be relevant to the retrial issue.[28] In our view, the decision in R v E (CA 308/06) has to be seen in context.The child complainant in that case had been unable to remember many aspects of thealleged incidents when she gave her EVI. The concerns expressed about repetitiveevidence, induced by leading questions, were against that background. No similarissues arose with the complainant's EVI in this appeal. Further, there were a numberof other issues with the trial process in R v E (CA 308/06) and the Crown had concededthat the appeal should be allowed. The leading questions asked in thechild complainant's evidence-in-chief were compounded by further leading questionsasked in re-examination. That did not occur here. Moreover, there were multipleleading questions asked in R v E (CA 308/06), whereas in the present appeal there wereoccasional leading questions followed by open questions.[29] The rationale for the prohibition on leading questions is that they can give ajury a false impression of a witness's knowledge, accuracy and veracity.10 In our view,9 Citations omitted.10 Brunsell v R [2018] NZCA 156, (2018) 28 CRNZ 543 at [31]; and Singh v R [2020] NZCA 487at [23].no false impression would have affected the jury in this case. The defence had openedwith a challenge to the complainant's credibility. The complainant's EVI had alreadybeen played to the jury. Her 11 May 2021 written statement had been referred to andparts of it had been put to her. She had been questioned on those aspects of her accountin the written statement that differed from the answers given in her EVI. Members ofthe jury would have been focused on her credibility (and reliability).[30] Straight repetition of evidence given in an EVI will not generally beacceptable, particularly if it is elicited by leading questions and where it goes to theheart of the prosecution's case.11 Nevertheless, we consider that, in the circumstancesof this case, where the complainant had sought to retract some of the matters in herEVI and admitted that she had lied in her EVI in an attempt to set up Mr Smith, the useof a limited number of leading questions, primarily as signposts and followed by openquestions, and the resulting repetition of parts of the complainant's EVI, are unlikelyto have materially affected the jury's impression of the complainant or skewed the trialto such an extent that a miscarriage of justice has occurred.12 Indeed some of thefurther questioning raised additional discrepancies in the complainant's evidence thatthe defence was able to exploit and which the Judge commented on in hissumming up.13[31] In our view, the first ground of appeal must fail.Trial counsel error[32] We turn now to the second ground of appeal — that Mr Smith was giveninadequate advice by Mr Terekia as to whether he should give evidence.11 R v E (CA 308/06), above n 8, at [67]–[68]; and see Henderson v R [2007] NZCA 524at [17]–[22].12 See Paul v R [2019] NZCA 390 at [36]–[40]; Patel v R [2009] NZCA 102 at [24]; and M v R(CA259/2007) [2008] NZCA 358 at [13]–[33].13 For example, the issues concerning when Mr Smith placed the knife in the door frame, whetheranother knife was involved, and how the complainant got onto the bed.The evidence[33] Both the Crown and Mr Smith sought to adduce fresh evidence on this issue.14Neither party was opposed to us receiving the evidence of the other and we grant theapplications to adduce fresh evidence accordingly.[34] The Crown filed an affidavit by Mr Terekia, who also gave oral evidencebefore us. In summary, Mr Terekia's evidence was as follows:(a) He had represented Mr Smith at an earlier judge-alone trial in May 2020in relation to separate offending against the same complainant. At theearlier trial, Mr Smith had elected to give evidence. Mr Smith did notdo well when giving evidence, in particular during cross-examination.Mr Smith was convicted on the charges he then faced.(b) The next time Mr Terekia heard from Mr Smith was when Mr Smithwas arrested for the offending at issue in this proceeding. Mr Terekiawas assigned to act for Mr Smith. He met with Mr Smith on severaloccasions in the lead up to trial. In Mr Terekia's view, they werewell prepared for the trial.(c) As part of their preparations, Mr Terekia and Mr Smith talked aboutwhether Mr Smith would need to give evidence. Mr Terekia'spreliminary view was that it was unlikely that Mr Smith would need togive evidence, although this would depend on the strength of theCrown case. It is probable that he conveyed this view to Mr Smith.Although Mr Smith did not need to decide whether to give evidenceuntil after the Crown closed its case, Mr Terekia's practice was to advisehis clients of the decision they would have to make in advance so thatit was not sprung on them at the last minute.14 Court of Appeal (Criminal) Rules 2001, r 12B.(d) Mr Terekia prepared a brief of evidence for Mr Smith and Mr Smithsigned it on the morning of the trial. His defence was essentially thatthe allegations were complete fabrications.(e) The trial "went well" and Mr Terekia's cross-examination of thecomplainant was effective.(f) Mr Terekia spoke with Mr Smith about his election to give and/or callevidence after the Crown closed its case. Mr Terekia's advice was thatMr Smith should not give or call evidence. Mr Terekia had reached thatview for the following reasons:(i) Mr Smith had given a partial statement to the police which hadbeen admitted into evidence through a Crown witness,Detective Constable Weeks. Mr Smith had denied theoffending, saying the "allegations were not true", "that it is alluntrue" and that "the complainant made things up". Mr Smith'scase was essentially a denial and that denial was already inevidence through Detective Constable Weeks.(ii) The evidence as it then stood cast "serious doubt" on thereliability of the complainant. Mr Terekia thought that she"did not perform well under cross-examination".(iii) Mr Smith had not performed well during cross-examination inthe earlier trial.(iv) Mr Smith could have "essentially only given evidence of hisdenial" and the risk of Mr Smith "opening himself up tocross-examination" by experienced Crown counsel outweighedany benefits that his evidence could have had.(g) Having received and considered Mr Terekia's advice, Mr Smith electednot to give or call evidence. Mr Terekia obtained signed instructionsfrom Mr Smith confirming his decision.(h) Following Mr Terekia's closing address, but prior to the verdict beingread, Mr Terekia spoke again to Mr Smith. Mr Smith confirmed thatthe way in which Mr Terekia had conducted the trial was in accordancewith his instructions. Mr Smith signed an instruction sheet recordingthis.[35] In answer to questions from the Court, Mr Terekia confirmed that he diddiscuss with Mr Smith the possible benefits of him giving evidence, in language thatMr Smith would have understood. He said that he gained the impression Mr Smithunderstood what he was saying and that there was nothing to suggest Mr Smith did notunderstand what they were talking about.[36] Mr Smith filed an affidavit and a signed but unsworn statement. There wereno significant differences between his and Mr Terekia's statements. Mr Smith alsogave oral evidence before us.[37] Mr Smith in both his affidavit and his unsworn statement accepted that he spenttime with Mr Terekia preparing for trial and that they were well prepared. He alsoaccepted that Mr Terekia did "a very good job on cross examination".Mr Smith acknowledged that a brief of evidence had been prepared for him and thathe had signed it. He accepted that he also signed an instruction to Mr Terekiaconfirming that he did not want to give or call evidence. He asserted that "[t]his wasa big mistake by me". In his unsworn statement Mr Smith said that he thoughtMr Terekia's cross examination may have sufficed. He said that as a result of hisdecision, the jury never heard his side of the story and asserted that he was not givenspecific advice by Mr Terekia about the risk that the complainant's account would beleft unanswered if he did not give evidence. He says that he was reliant on Mr Terekiato give him good tactical advice and that Mr Terekia failed to do so. He said that notgiving evidence was a "silly position to take" and that he now regretted his decision.However, in his affidavit Mr Smith did not criticise Mr Terekia. Rather, he said thatnot giving evidence "was a mistake of me not to consider how important it was thatthe jury hear[d] my side of the story".[38] In cross-examination, Mr Smith accepted that he did not criticise Mr Terekiain his affidavit. He also accepted that it was the fact of his incarceration that hadcaused him to reconsider his position. As he said: "if I knew I was in here I wouldhave given evidence, if I was gonna come in here". When it was put to him that hewas not given bad advice and that he simply belatedly regretted his decision,he answered, "that's right, I regretted it". When he was asked whether Mr Terekia toldhim about the "pros and cons" of giving evidence, he confirmed that Mr Terekia did doso (albeit that he later, in re-examination, stated he did not know what "pros and cons"meant). Mr Smith accepted that he had decided not to give evidence but that if hecould have changed his mind, he would have. When it was put to him that there wasnothing Mr Terekia did wrong, and that it was simply that he (Mr Smith) had made amistake he now regretted, he confirmed that was the case. Mr Smith said he wouldlike a second chance. He accepted that Mr Terekia told him it was his view that heshould not give evidence and that Mr Terekia explained his reasons for that view.Analysis[39] Trial counsel error is not itself a ground of appeal.15 It is however trite law thata defendant is entitled to a fair trial.16 A defendant has the right to present a defenceat trial.17 A key aspect of the right to a fair trial is the right to be represented bycompetent counsel who meets relevant standards and complies with relevant statutory,regulatory and common law obligations.18[40] The leading authority on the issue of trial counsel error is the decision of theSupreme Court in R v Sungsuwan.19 The Court there emphasised the need for anappellate court, considering any appeal based on trial counsel error, to focus on thequestion of whether or not a miscarriage of justice has occurred, rather than on whetherthere were shortcomings in counsel's performance and how those shortcomings might15 R v Sungsuwan [2005] NZSC 57, [2006] 1 NZLR 730 at [7] per Elias CJ.16 New Zealand Bill of Rights Act 1990, s 25(a).17 Section 25(e).18 Hall v R [2015] NZCA 403, [2018] 2 NZLR 26 at [3].19 R v Sungsuwan, above n 15.be characterised.20 Gault J, delivering the majority judgment (for himself and forKeith and Blanchard JJ), noted as follows:[70] while the ultimate question is whether justice has miscarried,consideration of whether there was in fact an error or irregularity on the partof counsel, and whether there is a real risk it affected the outcome, generallywill be an appropriate approach. If the matter could not have affected theoutcome any further scrutiny of counsel's conduct will be unnecessary.But whatever approach is taken, it must remain open for an appellate Court toensure justice where there is real concern for the safety of a verdict as a resultof the conduct of counsel even though, in the circumstances at the time, thatconduct may have met the objectively reasonable standard of competence.Tipping J said as follows:21[115] when counsel's conduct is said to have given rise to a miscarriageof justice, the Court must ask itself first, whether something can fairly be saidto have gone wrong with the process of justice in the way the appellant wasrepresented at the trial. If that is so, the Court must then ask itself whetherwhat has gone wrong has deprived the appellant of the reasonable possibilityof a not guilty or more favourable verdict. If the answer is no, there will beno real risk of an unsafe verdict and thus no miscarriage of justice. If theanswer is yes, there will have been a miscarriage of justice, irrespective ofwhether what has gone wrong amounts to negligence on counsel's part. [41] There are three types of fundamental decisions on which trial counsel's failureto follow specific instructions will generally give rise to a miscarriage of justice.The types of fundamental decisions are those relating to plea, electing whether to giveevidence, and to advance a defence based on the defendant's version of events.22[42] We are satisfied there was no error by Mr Terekia. It is clear that he properlyprepared for Mr Smith's trial. He met with Mr Smith on several occasions in thelead up to trial. He prepared a brief of evidence for Mr Smith. Mr Smith signed thisbrief of evidence on the morning of the trial. His defence was that the "allegations[were] complete fabrications". This was the tenor of Mr Terekia's opening address.Mr Terekia put it to the jury that "all allegations against Mr Smith are blatant lies".His cross-examination of the complainant proceeded along the same lines.Mr Terekia's questions to her included "you've made this all up haven't you?";"Mr Smith did not sexually violate you, did he?"; "[h]e did not strangle you and this20 At [63]–[70] per Gault, Keith and Blanchard JJ.21 See also Scurrah v R CA159/06, 12 September 2006 at [17].22 Hall v R, above n 18, at [65].is all a complete fabrication, isn't it?" Mr Smith confirmed that Mr Terekia "did avery good job on cross-examination" and that he was "really impressed" byMr Terekia's questioning of the complainant. Mr Smith's denials and assertion thatthe complainant was fabricating her assertions were put to Crown witnesses, especiallyDetective Constable Weeks.[43] Once the Crown closed its case, Mr Terekia met with Mr Smith to discusswhether Mr Smith should give or call evidence. Mr Terekia had a view. He explainedthe basis for his view. The matters to which Mr Terekia referred in his evidence andwhich led him to his view were all reasonable in the context of the trial. We aresatisfied on the evidence given before us that the "pros and cons" of Mr Smith givingevidence were properly explained to Mr Smith by Mr Terekia. There was no failureby Mr Terekia to follow instructions and the defence advanced by him was inaccordance with Mr Smith's instructions.[44] Mr Forster submitted that the jury was left with only one narrative of theoffending. This assertion is unfounded. Mr Smith's defence was that the allegationswere "complete fabrications", something that was already in evidence through thetestimony given by Detective Constable Weeks. The issues which Mr Smith said hecould have given evidence on — for example, whether the damage to the bedroomdoor was prior damage or damage caused by the knife — were largely peripheral.There could have been no doubt in the jury's mind about Mr Smith's position onthe charges, given Mr Terekia's opening address, his cross-examination of thecomplainant and his closing address.[45] In our clear view, there was no error or failure to give appropriate and adequateadvice by Mr Terekia. On the evidence, Mr Smith was fully informed of the benefitsand risks of giving or not giving evidence. He chose not to do so, as was his right.He confirmed that decision in writing. He subsequently confirmed that the case hadbeen conducted in accordance with his instructions. There was no error let alone anerror affecting the outcome and the safety of the convictions.[46] Accordingly this ground of appeal must also fail.Result[47] The applications to adduce fresh evidence are granted.[48] For the reasons we have set out, the appeal is dismissed.Solicitors:Crown Law Office | Te Tari Ture o te Karauna, Wellington for Respondent