Baatjies v S (A373/2008) [2009] ZAWCHC 17 (6 February 2009)
- Citation
- [2009] ZAWCHC 17
- Status
- Judgment
- Jurisdiction
- South Africa
- Court
- Western Cape High Court, Cape Town
- Panel
- Yekiso, Mitchell
- Case number
- A373/2008
More details
- Court
- Western Cape High Court, Cape Town
- Panel
- Yekiso, Mitchell
- Case number
- A373/2008
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The magistrate failed to properly question the appellant in accordance with section 112(1)(b) of the Criminal Procedure Act. The questioning did not establish whether the appellant admitted all the essential elements of the offences charged, resulting in a procedural irregularity and a failure of justice. The convictions and sentence cannot stand in light of this defect. Although the appeal was against sentence only, fairness dictates that both the convictions and sentence be set aside. The practical difficulty of referring the matter back to the original magistrate, who is now deceased, further supports the need for the convictions and sentence to be set aside and the appellant to be released unless lawfully detained on other charges.
Court disposition
Convictions and sentence set aside; appellant to be released unless lawfully detained on other charges.
Orders
- The convictions and the sentence imposed on the appellant are set aside.
- The appellant is to be released from prison forthwith, unless lawfully detained on another charge or charges.
02
Material facts
Parties
Michael Baatjies
AppellantThe State
Respondent03
Procedural history
Posture
Criminal Appeal / Appeal Against Sentence
04
Questions and positions
Legal issues
- 01
Whether the magistrate's questioning of the accused under section 112(1)(b) of the Criminal Procedure Act was sufficient to support the convictions.
- 02
Whether the convictions and sentence should stand in light of procedural irregularities.
- 03
Whether fairness requires the convictions and sentence to be set aside.
Party arguments
- Applicant
- The appellant argued that the magistrate failed to properly ascertain whether he admitted all the allegations in the charge sheet for both offences. The questioning did not cover essential elements such as the issuance, terms, service, and validity of the protection order, nor did it establish the unlawfulness and intention required for the assault charge. This procedural irregularity resulted in a failure of justice and rendered the convictions unsafe.
- Respondent
- The State maintained that the appellant pleaded guilty to both charges and responded affirmatively to the magistrate's questions. The State contended that the convictions and sentence were valid and should not be disturbed, despite any alleged shortcomings in the questioning process.
05
Court’s reasoning
Legal principles
- 01
Section 112(1)(b) of the Criminal Procedure Act 51 of 1977
The purpose of questioning an accused under section 112(1)(b) of the Criminal Procedure Act is to determine whether the accused admits the allegations in the charge sheet and to enable the judicial officer to conclude whether the accused is in fact guilty.
- 02
Section 17(a) of the Family Violence Act 116 of 1998
The elements of a charge for violation of a protection order include the issuance, terms, service, validity, unlawfulness, and intention to violate the order.
- 03
C R Snyman, Criminal Law, 5th Edition, p. 455
The elements of assault are conduct impairing bodily integrity, unlawfulness, and intention.
- 04
S v Mkize 1978(1) SA 624 (N)
The court must interpret the accused's responses to determine if they substantiate the plea, not merely repeat the allegations.
06
Ratio, limits and disposition
Ratio decidendi
The magistrate failed to properly question the appellant in accordance with section 112(1)(b) of the Criminal Procedure Act. The questioning did not establish whether the appellant admitted all the essential elements of the offences charged, resulting in a procedural irregularity and a failure of justice. The convictions and sentence cannot stand in light of this defect. Although the appeal was against sentence only, fairness dictates that both the convictions and sentence be set aside. The practical difficulty of referring the matter back to the original magistrate, who is now deceased, further supports the need for the convictions and sentence to be set aside and the appellant to be released unless lawfully detained on other charges.
Obiter and limits
- The proper approach under section 112(1)(b) is for the court to evaluate the accused's answers as evidence, not simply to repeat the charge sheet allegations.
- The deceased status of the presiding magistrate complicates referral for proper compliance with section 112(1)(b), but another magistrate could theoretically step in.
Court disposition
Convictions and sentence set aside; appellant to be released unless lawfully detained on other charges.
- The convictions and the sentence imposed on the appellant are set aside.
- The appellant is to be released from prison forthwith, unless lawfully detained on another charge or charges.
Source and reliance status
Western Cape High Court, Cape Town
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Western Cape High Court, Cape Town
Judgment
IN THE HIGH COURT OF SOUTH AFRICA(CAPE OF GOOD HOPE PROVINCIAL DIVISION)CASE NO: A373/2008
DATE: 6 FEBRUARY 2009
In the matter between:
MICHAEL
BAATJIES
versus
THE
STATE
JUDGMENT
YEKISO, J:
The matter before us relates to an appeal against sentence imposed on the appellant in the Magistrate's Court, Bishop Lavis.
The sentence so imposed arises out of conviction of the 20 appellant in the Magistrate's Court, Bishop Lavis, on 28 November 2006 for violation of the terms of the protection order issued against him on 6 January 2006, and out of a further conviction of the appellant on a charge of assault allegedly committed at the Magistrate's Court, Bishop Lavis, on 5 October 2006.
On 28 November 2006, the appellant, as an accused person, appeared before the magistrate where he pleaded guilty to 5 both charges of violating the terms of the protection order and as well as the charge of assault. Once the appellant had pleaded, the magistrate
proceeded to question him ostensibly in terms of the provisions of Section 112(1)(b) of the Criminal Procedure Act 51/1977. The
questions posed to the appellant are recorded as follows in the record of evidence, namely:- " HOF: Ja, jy se nou die eerste aanklag, soos jy gese het, jy verstaan dit. Dit gaan oor die verbreking van die voorwaardes van die interdik. Erken u dat u die klaagster, Sandna Koopman, 'n beskermingsbevel, dit is nou 'n interdik het wat se onder andere dat u nie binne haar woning moet gaan nie? --- Ek gaan mos nie in haar huis nie, meneer, ek het nog nooit in haar huis gegaan nie. Ja, maar erken u sy het so 'n berskermingsbevel wat so se? â Ja, meneer. En op 11 September 2006 het u na 4 Sandweg, Bishop Lavis gegaan waar sy bly, het u soontoe gegaan? â- Waarna toe moet ek gaan? Ekskuus? â- Waarna toe moet ek gaan?
On 28 November 2006, the appellant, as an accused person, appeared before the magistrate where he pleaded guilty to 5 both charges of violating the terms of the protection order and as well as the charge of assault. Once the appellant had pleaded, the magistrate
proceeded to question him ostensibly in terms of the provisions of Section 112(1)(b) of the Criminal Procedure Act 51/1977. The
questions posed to the appellant are recorded as follows in the record of evidence, namely:-
" HOF: Ja, jy se nou die eerste aanklag, soos jy gese het, jy verstaan dit. Dit gaan oor die verbreking van die voorwaardes van die interdik.
Erken u dat u die klaagster, Sandna Koopman, 'n
beskermingsbevel, dit is nou 'n interdik het wat se onder andere dat u nie binne haar woning moet gaan nie? --- Ek gaan mos nie in haar huis nie, meneer, ek het nog nooit in haar huis gegaan nie.
Ja, maar erken u sy het so 'n berskermingsbevel
wat so se? â Ja, meneer.
En op 11 September 2006 het u na 4 Sandweg, Bishop Lavis gegaan waar sy bly, het u soontoe gegaan? â- Waarna toe moet ek gaan?
Ekskuus? â- Waarna toe moet ek gaan?
Ja, ek weet nie, ek vra net of u soontoe gegaan het? â Dit is so. Het u soontoe gegaan met of sonder haar toestemming? --- Sonder haar toestemming. Op die tweede aanklag, dit word beweer dat u op 5 Oktober hier by Bishop Lavis Hof vir Sandna Koopman gedreig het om te se u gaan haar on doodmaak en dus uself skuldig gemaak het aan 'n aanklag van aanranding? --- Dit is so, meneer. Is dit so? â Ek is skuldig, ja." It will be noted on basis of the portion of the court record cited above that the magistrate, in questioning the appellant at that stage as an accused person, did not seek to ascertain if the appellant was admitting all the allegations in the charge sheet in respect of both offences with which he was charged. The purpose of questioning of an accused person in terms of Section 112(1 )(b) of the Criminal Procedure Act, it has often been said, is twofold, namely: (a) to determine whether an accused person admits the allegations in the charge sheet; and (b) to enable the presiding judicial officer to conclude for itself whether the accused is in fact guilty. The elements of a charge based on the violation of the protection order in contravention of the provisions of section 17(a) of the Family Violence Act 1 16/1998 entail the following: namely (a) a protection order which should have been issued; (b) the terms of the protection order;(c) that the protection order was
properly served on the accused;(d) that at the time of the alleged violation, the protection order was still of force and effect; (e) that the accused acted unlawfully; and (f) the intention on the part of the accused to violate the terms of the protection order. Inasfar as the assault charge is concerned, the elements thereof are the following, namely: (a) conduct which results in another person's bodily integrity being impaired; (b) unlawfulness; and (c) intention. In this regard see C R Snvman, Criminal Law, 5th Edition, at page 455. The questioning posed to the appellant, then as an accused person by the magistrate, did not seek to ascertain from him whether: (a) he admits the protection order having been issued against him; (b) whether he was aware of the terms of the protection order; (c) whether the protection order was properly served on him; (d) whether the protection order was still of force and effect when the offence complained of was committed; and (e) whether the accused's conduct was unlawful, all these being allegations contained in the charge sheet. The magistrate follows the same pattern as far as the assault charge is concerned. All that the magistrate does as far as the assault charge is concerned is to repeat the allegations contained in the charge sheet without satisfying himself if the accused admits all the allegations contained therein. As pointed out
by Didcott, J in S v Mkize. 1978(1) SA 624 (N) at 268:- "The proper approach ought to be that when the Court is called upon to decide whether an accused person's responses to its questions adequately supports a conviction under Section 112(1 )(b) of the Criminal Procedure Act, its function is to evaluate the answers as if it were weighing evidence or to judge the truthfulness or plausibility. The Court's duty is simply to interpret them to see whether they substantiate the plea." The method adopted by the appellant in the instance of this matter falls far too short of the threshold set out in Mkize supra. It is the kind of an irregularity which clearly resulted, in the instance of this matter, in a failure of justice.
Ja, ek weet nie, ek vra net of u soontoe gegaan
het? â Dit is so.
Het u soontoe gegaan met of sonder haar
toestemming? --- Sonder haar toestemming.
Op die tweede aanklag, dit word beweer dat u op
5 Oktober hier by Bishop Lavis Hof vir Sandna
Koopman gedreig het om te se u gaan haar on
doodmaak en dus uself skuldig gemaak het aan 'n
aanklag van aanranding? --- Dit is so, meneer.
Is dit so? â Ek is skuldig, ja."
It will be noted on basis of the portion of the court record cited above that the magistrate, in questioning the appellant at that stage as an accused person, did not seek to ascertain if the appellant was admitting all the allegations in the charge sheet in respect of both offences with which he was charged. The purpose of questioning of an accused person in terms of Section 112(1 )(b) of the Criminal Procedure Act, it has often been said, is twofold, namely: (a) to determine whether an accused person admits the allegations in the charge sheet; and (b) to enable the presiding judicial officer to conclude for itself whether the accused is in fact guilty.
The elements of a charge based on the violation of the protection order in contravention of the provisions of section 17(a) of the Family Violence Act 1 16/1998 entail the following: namely (a) a protection order which should have been issued; (b) the terms of the protection order;(c) that the protection order was properly served on the accused;(d) that at the time of the alleged violation, the protection order was still of force and effect; (e) that the accused acted unlawfully; and (f) the intention on the part of the accused to violate the terms of the protection order.
Inasfar as the assault charge is concerned, the elements thereof are the following, namely: (a) conduct which results in another person's bodily integrity being impaired; (b) unlawfulness; and (c) intention. In this regard see C R Snvman, Criminal Law, 5th Edition, at page 455.
The questioning posed to the appellant, then as an accused person by the magistrate, did not seek to ascertain from him whether: (a) he admits the protection order having been issued against him; (b) whether he was aware of the terms of the protection order; (c) whether the protection order was properly served on him; (d) whether the protection order was still of force and effect when the offence complained of was committed; and (e) whether the accused's conduct was unlawful, all these being allegations contained in the charge sheet.
The magistrate follows the same pattern as far as the assault charge is concerned. All that the magistrate does as far as the assault charge is concerned is to repeat the allegations contained in the charge sheet without satisfying himself if the accused admits all the allegations contained therein. As pointed out by Didcott, J in S v Mkize. 1978(1) SA 624 (N) at
268:-
"The proper approach ought to be that when the Court is called upon to decide whether an accused person's responses to its questions adequately supports a conviction under Section 112(1 )(b) of the Criminal Procedure Act, its function is to evaluate the answers as if it were weighing evidence or to judge the truthfulness or plausibility. The Court's duty is simply to interpret them to see whether they substantiate the plea."
The method adopted by the appellant in the instance of this matter falls far too short of the threshold set out in Mkize supra. It is the kind of an irregularity which clearly resulted, in the instance of this matter, in a failure of justice.
This matter comes before us by way of appeal against sentence only, but the consideration of fairness cannot allow the convictions in the form they are to stand. In the normal course of events, after setting the convictions aside, we would have to refer the matter to the magistrate who presided at trial with the direction that he properly complies with the provisions of section 112(1)(b) of the Criminal Procedure Act, or to act in terms of Section 113 of the Criminal Procedure Act as the case may be, but the practical problem relating to this matter is that the appellant was sentenced as far back as 28 November 2006 and has been in custody since. What further compounds the problem, so it has been brought to our attention, is that the presiding magistrate in this matter is in the meantime deceased, although this problem could be addressed by another magistrate stepping into the shoes of the magistrate who initially heard the matter. Having regard to all the circumstances of this matter, I would propose the following order which, in my view, is fair under the circumstances, namely:- 1. That the convictions and the sentence imposed on the appellant be SET ASIDE.
2. That the appellant be RELEASED FROM PRISONforthwith, unless lawfully detained on a count of another charge or charges. It so ordered. YEKISO, JI agree MITCHELL,
A J
This matter comes before us by way of appeal against sentence only, but the consideration of fairness cannot allow the convictions in the form they are to stand. In the normal course of events, after setting the convictions aside, we would have to refer the matter to the magistrate who presided at trial with the direction that he properly complies with the provisions of section 112(1)(b) of the Criminal Procedure Act, or to act in terms of Section 113 of the Criminal Procedure Act as the case may be, but the practical problem relating to this matter is that the appellant was sentenced as far back as 28 November 2006 and has been in custody since. What further compounds the problem, so it has been brought to our attention, is that the presiding magistrate in this matter is in the meantime deceased, although this problem could be addressed by another magistrate stepping into the shoes of the magistrate who initially heard the matter.
Having regard to all the circumstances of this matter, I would propose the following order which, in my view, is fair under the circumstances, namely:-
1. That the convictions and the sentence imposed on the appellant be SET ASIDE.
2. That the appellant be RELEASED FROM PRISONforthwith, unless lawfully detained on a count of another charge or charges.
It so ordered.
YEKISO, JI agree
MITCHELL, A J
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