De Kok v Van Niekerk (1614/2020) [2021] ZAFSHC 140 (21 May 2021)
- Citation
- [2021] ZAFSHC 140
- Status
- Judgment
- Jurisdiction
- South Africa
- Court
- Free State High Court, Bloemfontein
- Panel
- Mhlambi
- Case number
- 1614/2020
More details
- Court
- Free State High Court, Bloemfontein
- Panel
- Mhlambi
- Case number
- 1614/2020
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The applicant failed to comply with the mandatory procedural requirements of Rule 57, specifically by not providing the required affidavits from persons familiar with the respondent's mental condition and from medical practitioners. The evidence presented was insufficient and largely based on unsubstantiated allegations regarding the respondent's conduct and financial management. The court found no credible factual basis to justify the appointment of a curator or the granting of an interim interdict. The respondent's behaviour, while perhaps eccentric, did not meet the threshold for curatorship or for interference with his constitutional rights. The application was therefore dismissed.
Court disposition
Application dismissed with costs, including costs of postponement.
Orders
- The application is dismissed with costs, which shall include the costs of postponement of 21 January 2021.
02
Material facts
Parties
Aletta Johanna De Kok
Applicant Counsel: AW HechterJan Van Niekerk
Respondent Counsel: CM Du PlooyFirst Rand Limited
RespondentThe Master of the High Court, Bloemfontein
RespondentAmounts and remedies
- Monthly Maintenance Claimed: ZAR 7,500
- Debt Claimed: ZAR 15,000
- Estate Value Claimed (alternative): ZAR 2,000,000
- Monthly Alcohol Expenditure (respondent): ZAR 3,000
- Amount Spent on Girlfriend and Her Daughter (monthly): ZAR 10,000
03
Procedural history
Posture
Urgent Application / Application for Curatorship and Interim Interdict
04
Questions and positions
Legal issues
- 01
Whether the first respondent is incapable of managing his own affairs and should be placed under curatorship.
- 02
Whether the applicant is entitled to an order preventing the second respondent from effecting payments to the first respondent pending the outcome of the main action.
- 03
Whether the applicant complied with the procedural requirements of Rule 57 of the Uniform Rules of Court.
Party arguments
- Applicant
- The applicant argued that the first respondent's excessive alcohol consumption and reckless spending, particularly on alcohol and relationships with prostitutes, demonstrated an inability to manage his affairs. She claimed this conduct was prejudicial to her interests and threatened the depletion of the respondent's estate. The applicant contended that the respondent's refusal to disclose credit card statements supported her allegations of spendthrift behaviour and that the court should intervene by appointing a curator to protect the estate.
- Respondent
- The first respondent denied irresponsible spending and asserted that his financial position was accurately reflected in the bank statements provided. He admitted to spending R3,000 per month on liquor, a longstanding habit, and explained his financial support for his girlfriend and her daughter. He maintained that he continued to support the applicant financially and argued that the drastic remedy of curatorship should only be granted in the clearest case, as it would infringe on his constitutional rights. He submitted that the applicant failed to prove any impairment of his ability to make informed choices.
05
Court’s reasoning
Legal principles
- 01
Uniform Rules of Court, Rule 57(1)
Rule 57(1) of the Uniform Rules of Court requires an application for curatorship to be supported by affidavits from persons familiar with the patient's mental condition and at least two medical practitioners who have recently examined the patient.
- 02
Modiba o.b.o Ruca; in Re: Ruca vs. Road Accident Fund (1261/2013: 73012/13) [2014] ZAGPPHC 1071
The provisions of Rule 57(3) and 57(13) are imperative and may only be dispensed with in cases of urgency or special circumstances; failure to comply renders the application defective.
- 03
Judin v Wedgewood & Another 2003 (5) SA 472 (W)
A court will not appoint a curator bonis unless absolutely satisfied that the patient must be protected against loss due to inability to manage affairs.
- 04
Ex Parte Klopper: In re 1961(3) SA 803 (T)
Appointment of a curator constitutes interference with the right to manage one's own affairs and should not be done lightly or on vague allegations.
- 05
Boberg’s Law of Persons and the Family 2nd ed. Belinda Van Heerden et al
A prodigal is a person who squanders assets to the extent of threatening destitution; restrictions on such person's rights may be unconstitutional if imposed without sufficient justification.
06
Ratio, limits and disposition
Ratio decidendi
The applicant failed to comply with the mandatory procedural requirements of Rule 57, specifically by not providing the required affidavits from persons familiar with the respondent's mental condition and from medical practitioners. The evidence presented was insufficient and largely based on unsubstantiated allegations regarding the respondent's conduct and financial management. The court found no credible factual basis to justify the appointment of a curator or the granting of an interim interdict. The respondent's behaviour, while perhaps eccentric, did not meet the threshold for curatorship or for interference with his constitutional rights. The application was therefore dismissed.
Obiter and limits
- The court noted that restrictions on a prodigal's rights may be unconstitutional, especially where the person has no dependents and is unmarried.
- Eccentricities of conduct alone do not justify interference with an adult's right to control his own affairs.
- The applicant's lack of knowledge regarding the respondent's financial position undermined her case.
Court disposition
Application dismissed with costs, including costs of postponement.
- The application is dismissed with costs, which shall include the costs of postponement of 21 January 2021.
Source and reliance status
Free State High Court, Bloemfontein
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Free State High Court, Bloemfontein
Judgment
IN THE HIGH COURT OF SOUTH AFRICA,
FREE STATE DIVISION, BLOEMFONTEIN
Case number: 1614/2020
In the matter between:
ALETTA
JOHANNA DE KOK Applicant
and
JAN
VAN NIEKERK 1st Respondent
FIRST
RAND LIMITED 2nd Respondent
THE MASTER OF THE HIGH COURT,
BLOEMFONTEIN 3rd Respondent
JUDGMENT BY: MHLAMBI J,
HEARD ON: 25 FEBRUARY 2021
DELIEVERED ON: 21 MAY 2021
MHLAMBI, J
[1] This application is brought to have the first respondent placed under curatorship on the basis that the first respondent is incapable of managing his own affairs. An order is also sought preventing the second respondent from effecting payments to the first respondent relating to investments held on his behalf until the hearing of an action instituted under case number 1614/2020 by the applicant.
[2] The application is opposed by the first respondent and not by the other respondents on the basis set out in paragraph 10 of the first respondentâs answering affidavit which reads as follows:
â10. Die Applikant het gedurende Mei 2020 ân dagvaarding uitgereik onder dieselfde saaknomer as hierdie aansoek waarin sy van my eis onder andere die helfte van may boedel, onderhoud van R 7 500.00 (Sewe Duisend Vyf Honderd Rand) per maand en betaling van ân skuld van R 15 000.00 (Vyftein Duisend Rand). My regsverteenwoordiger het op 26 Julie 2020 ân verweerskrif in gemelde aksie geliasseer en is my verweer teen die eis van die Applikant daarin uiteengesit. Vir die Hof se gerief herhaal ek in breë trekke my verweer naamlik dat:
10.1. Ek en die Applikant nooit getroud is nie, dat daar nie ân ooreenskoms was dat ân gesamentlike boedel sou onstaan nie, dat daar nie ân vennootskap tussen my en die Applikant onstaan het nie en dat ek en die Applikant nooit ân oogmerk gehad het om wins te maak uit ons saamwoonverhouding nie.
10.2. Ek is geadviseer dat die Applikant in die hoof aksie sal moet bewys dat daar ân universele vennootkap tuseen my en haar ontstaan het en at say eers geregtig is op enige gedeelte van my boedel indie sy so ân vennootskap kan bewys en wanneer die Hof so ân bevel maak.â
[3] At the outset of the hearing, argument was presented surrounding the late filing of the first respondentâs opposing affidavit, which was filed a day late outside the prescribed time limits. Having perused the affidavits and listened to the arguments, I was satisfied that condonation should be granted as no party would have been prejudiced by the late filling of the opposing affidavit. It was obvious that the first respondent was at all times intent on defending this matter from the onset as indicated by his letter dated 30 December 2020 to the applicantâs attorneys in response to the notice of motion which was served on him. As at this stage, the first respondent was unrepresented.
[4] The applicant issued summons against the first respondent on 25 May 2020 for the payment of R 2 000 000.00, alternatively 50% of the value of the first respondentâs estate as at end October 2019; maintenance in the amount of R 7 500.00 per month; payment of the amount of R 15 000.00 and costs of suit. The applicant and the first respondent had a romantic relationship and lived together since 1989. It would appear that the relationship soured during 2019 as the applicant blamed the first respondent for spending his time with prostitutes and had lost interest in their love relationship. Even though the first respondent was a hard drinker, his intake of alcohol had tripled on a daily basis since he got involved with prostitutes. The parties no longer shared the same bedroom as the first respondent relocated and stayed in the garage. The applicant was of the view that the first respondent was being manipulated and needed assistance. As a previous bookkeeper, the first respondent did not behave like a reasonable person. His conduct and the fact that the first respondent was busy alienating and giving his estate to prostitutes, was prejudicial to the applicant. The applicant alleged that she is aware of two prostitutes that the respondent spent his time with: a certain Chris and another one that stayed in Sasolburg.
Contentions by the parties
[5] The applicant submitted that the amount of R 3 000.00, spent by the first respondent on a monthly basis on alcohol, contributed to the first respondentâs bad judgment and the diminishing of his estate. It was worrying that he spent R 10 000.00 on a girlfriend and her daughter and the other person at Sasolburg. The court should make a negative inference in the first respondentâs refusal to disclose his credit card statements as which included the Samba statements. The production of such statements would indicate that the monthly expenses by the first respondent exceeded those expenses that he was willing to disclose. On his version the first respondent conceded that his expenses exceeded his monthly income. The only conclusion it was submitted, was that once the cash component of the estate is depleted, the first respondent would start to alienate his fixed property. It was therefore imperative that the court should interfere and appoint a curator.
[6] It was contended on behalf of the first respondent that he did not spend his estate irresponsibly. His financial position was as revealed by the bank statements attached to the opposing affidavit. He conceded that he spent R 3 000.00 per month on liquor, but that he had done so for the most part of his life. Since he met the applicant, he used to frequent a local pub. He had of late, since the start of the Covid-19 pandemic, consumed his liquor at home. His alcohol drinking patterns had not changed. He was not as reckless or wasteful as suggested by the applicant.
[7] He admitted that he spent more than his income but that this was not out of the ordinary. He considered his girlfriend and her daughter as special and wanted to contribute financially towards their well-being. He did not neglect to contribute to the applicantâs financial needs and continued to do so as he always did for the last 30 years. As a 68-year-old semi-retired bookkeeper, he met a friend with whom he has a sexual relationship and for whom he cares. He no longer had an intimate relationship with the applicant and has not done so for the past 20 years. The relief requested by the applicant should only be granted in the âclearest caseâ. Should he be declared a prodigal and a curator bonis is appointed, would be one of the most drastic remedies in the law for the protection of a major person which had the potential to impact on a his constitutionally protected rights such as dignity, privacy and freedom. It was submitted on his behalf that the applicant had failed to prove that his ability to make choices or fully informed choices were impaired.
Masterâs Report
[8] The master did not oppose the application but chose to abide by the courtâs decision. Even though she had no further information save for the first respondentâs financial position as stated in paragraph 14 of the applicantâs founding affidavit, the master was of the opinion that the assets of the first respondent justified the appointment of the curator bonis[1]. The master stated that the generally accepted approach is to appoint a curator bonis in those instances where the person is found to be a person as described in Sub-Rule 57(1).[2] The court may also make an order in terms of Sub-Rule 57(4).
The applicable law
[9] Rule 57(1) of the Uniform Rules of Courts provides that any person desirous of making application to the court for an order declaring another person (hereinafter referred to as the patient) to be of unsound mind and as such incapable of managing his affairs, and appointing a curator to the person or property of such patient shall in the first instance apply to the court for appointment of a curator ad litem to such patient. The application shall as far as possible be supported by an affidavit by at least one person to whom the patient is well known and containing such facts and information as are within the deponentâs own knowledge concerning the patientâs mental condition.[3] Furthermore, the application shall be supported by affidavits by at least two medical practitioners who have conducted recent examinations of the patient with a view to ascertaining and reporting upon his mental condition. They shall state all such facts they observed at such examinations in regard to such condition and the opinions they found relating to the nature, extent and probable duration of any mental disorder or defect observed. They must state their reasons and advise whether the patient is, in their opinion, incapable of managing his affairs.[4]
[10] Sub-Rule 57(13) states that, save to such an extent as the court may on application otherwise direct, the provisions of sub-rules 1 to 11 shall, mutatis mutandis, apply to every application for the appointment of a curator bonis to any person on the ground that he is by reason of some disability, mental or physical, incapable of managing his own affairs.
[11] The applicant failed to act in accordance with Rule 57(3) and/or Rule 57(13). In Modiba o.b.o Ruca; in Re: Ruca vs. Road Accident Fund,[5] it was stated that whenever there is a credible allegation that a patient is in need of a curator to his personal property ( the onus to establish this circumstance rests upon the applicant), the provisions of Rule 57 cannot be ignored and may only be dispensed with by reason of urgency, special circumstances or otherwise as envisaged in Sub-Rule 57(4). The failure to observe the Rule renders an application defective to the extent that such application cannot and should not be entertained at all. The provisions of Rule 57(3) and 57(13) are couched in imperative terms. In David Sean Scott and Others v William John Desmond Scott and Another,[6] the court[7] stated that it was not an absolute requirement that the application in terms of Uniform Rule 57(3)(b) should be supported by affidavit, but all reasonable attempts should be made to obtain the affidavits. In the absence of obtaining them, the attempts made should be disclosed to the court in the founding affidavit or a supporting affidavit to the application.
[12] The onus is on the applicant to establish that a patient is in need of a curator to his person or his property and the provisions of Rule 57 cannot be ignored.[8] A court will not appoint a curator bonis until it is absolutely satisfied that the patient has to be protected against loss which would be caused because the patient is unable to manage his affairs.[9]The appointment of a curator constitutes an interference with the right of the person concerned to manage his own affairs. The right should not lightly be interfered with, especially not on the basis of what amounts to no more than vague and unsubstantiated allegations.[10]A proper enquiry into the mental condition of the alleged patient should be held before a court could interfere with the right of an adult to control his own affairs.
[13] A prodigal is a person who, through some defect of character or will, squanders his or her assets with such abandon that he or she threatens to reduce himself or herself and/or her dependents to destitution.[11]the reason for interdicting a prodigal from the administration of his/her estate was to protect family wealth for the benefit of succeeding generations.[12]The learned authors[13] hold the view that the restrictions the interdict places on the prodigalâs rights to dignity and privacy may well be unconstitutional in that it bars a person from spending his or her own money as he or she sees fit merely because his or her views as to its proper application are not shared by the more frugal members of society. The court may accept this argument if it is raised by an unmarried prodigal who has no dependents and may hold that the restrictions placed on him or her are unconstitutional.[14]
Discussion
[14] The main thrust of the applicantâs case is based on the first respondentâs alleged abuse of alcohol and drugs and his being a spendthrift. On a proper analysis of the contents of the affidavits, it is clear that no real factual basis was laid to justify the granting of the relief sought. The applicant spoke of prostitutes but did not provide sufficient and reliable evidence to support such allegations. She required of the first respondent to present proof that he was not a spendthrift. The first respondent does not bear the onus to do so. In argument and in answer to the courtâs question, the applicantâs legal representative conceded that the applicant had no knowledge of the first respondentâs financial position and what the latter did with his assets.
[15] In Scott[15], the court, with reference to RE: Freedman[16]stated that practical questions should be considered and that not an abstract one of whether the respondent is suffering in any way from unsoundness of mind. Main eccentricities of conduct are to be found amongst a number of people, which indicate to a certain extent unsoundness of mind, but which certainly do not justify in themselves the interference of the court. I agree with this view. I am therefore not persuaded that the applicant presented sufficient evidence to be granted the relief sought.
[16] It is trite that the successful party is entitled to the costs. The applicant is also entitled to the costs which stood over for later adjudication on 21 January 2021 as the matter was prematurely set down for hearing by the applicant.
[17] I therefore make the following order.
Order:
The application is dismissed with costs which shall include the costs of postponement of 21 January 2021.
JJ MHLAMBI, J
Counsel for Plaintiff: Mr AW Hechter
Instructed by: Andrie Hechter Prokureurs
7 Brill Stree
Westdene
Bloemfontein
Counsel for 1st Defendant: Mr CM Du Plooy
Instructed by: Du Plooy Attorneys
49 Parfitt Avenue
WestPark
[1] Paragraph 8 of the report.
[2] Of the Uniform Rules of Court.
[3] Rule 57(3)(a).
[4] Rule 57(3)(b).
[5] (1261/2013: 73012/13) [2014] ZAGPPHC 1071 (27 January 2014)
[6] Case no. D5946/2019 (KZD) [29 August 2020].
[7] Referring to DE van Loggerenburg Erasmus:Superior Court Practice OS, 2015, D1-721.
[8] Judin v Wedgewood & Another 2003 (5) SA 472 (W).
[9] Ex Parte Klopper: In re 1961(3) SA 803 (T).
[10] Ex Parte Futter; In re: Road Accident Fund and Another [2016] JOL 35335 (ECP).
[11] Bobergâs Law of Persons and the Family 2nd ed. Belinda Van Heerden et al 146.
[12] Boberg,supra.
[13] Boberg,supra.
[14] Boberg,159-160.
[15] Supra.
[16] 1907 TS 1088 at 1089.
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