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South Africa Ruling

Water Tribunal

Escarpment Environment Protection Group and Another v Department of Water Affairs and Another (WT25/11/2009) [2011] ZAWT 11 (20 July 2011)

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Source document

01

Holding and result

The Tribunal held that it is bound by the National Water Act and cannot extend the right of appeal beyond the persons specified in section 148(1). Since no public notice calling for objections was published as contemplated by section 41(4), the appellants do not qualify as objectors entitled to appeal. The Tribunal rejected the argument that the Act should be interpreted subject to NEMA or the Constitution in a manner that would confer standing on the appellants, finding no constitutional inconsistency in the statutory scheme. The Tribunal further clarified that PAJA does not create internal appeal rights and that its interpretation does not curtail access to judicial review. Accordingly, the appeal was dismissed for lack of locus standi.

Court disposition

Appeal dismissed for lack of locus standi.

Orders

  • The appellants are non-suited to bring the appeal.
  • The appeal is dismissed.

02

Material facts

Parties

Escarpment Environment Protection Group

Appellant Counsel: G Wilks

Langkloof Environment Committee

Appellant Counsel: G Wilks

Department of Water Affairs

Respondent Counsel: T.M Sedibe

Werm Mining (Pty) Ltd

Respondent Counsel: Peter Lazarus

03

Procedural history

  1. Posture

    Civil Appeal / Appeal Ruling

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellants argued that although the First Respondent did not call for written comments regarding the water use licence, they had lodged objections prior to its issuance and continuously engaged with the respondents. They asserted constitutional rights to an environment not harmful to health and to lawful, reasonable, and procedurally fair administrative action. They contended that the Tribunal must interpret the National Water Act in a manner that promotes constitutional values and public participation, referencing NEMA and section 24 of the Constitution. They argued that once an objection is lodged, the responsible authority must engage in public participation, and thus the appellants have locus standi.
Respondent
The First Respondent maintained that the Tribunal, as a statutory body, must adhere strictly to statutory requirements and that the appellants are not entitled to bring an appeal as they did not lodge a written objection following a public notice, as required by section 41(4) of the National Water Act. The Second Respondent did not challenge locus standi but noted previous Tribunal decisions denying standing in similar circumstances. Both respondents referenced prior cases, including Carolyn Nicola Shear and Gideon Anderson, to support their position that only persons specified in section 148(1) of the National Water Act may appeal.

05

Court’s reasoning

  1. 01

    Carolyn Nicola Shear v The Regional Head: Gauteng Region - Department of Water Affairs and Eye of Africa Development (Pty) Ltd Case No. WT 19/02/2009

    A statutory tribunal may only exercise powers expressly or necessarily implied by its enabling legislation.

  2. 02

    National Water Act, 36 of 1998, section 148(1)

    Appeals to the Tribunal may only be lodged by persons mentioned in section 148(1) of the National Water Act.

  3. 03

    Directorate: SEO v Hyundai Motor Distributors 2001(1) SA 545 (CC) at para 23

    Judicial officials must prefer interpretations of legislation that fall within constitutional bounds, provided such interpretation can reasonably be ascribed to the section.

  4. 04

    Promotion of Administrative Justice Act, 3 of 2000

    The Promotion of Administrative Justice Act does not confer or provide for internal appeal procedures; review of administrative action may be sought in a court or independent tribunal established for that purpose.

06

Ratio, limits and disposition

Ratio decidendi

The Tribunal held that it is bound by the National Water Act and cannot extend the right of appeal beyond the persons specified in section 148(1). Since no public notice calling for objections was published as contemplated by section 41(4), the appellants do not qualify as objectors entitled to appeal. The Tribunal rejected the argument that the Act should be interpreted subject to NEMA or the Constitution in a manner that would confer standing on the appellants, finding no constitutional inconsistency in the statutory scheme. The Tribunal further clarified that PAJA does not create internal appeal rights and that its interpretation does not curtail access to judicial review. Accordingly, the appeal was dismissed for lack of locus standi.

Obiter and limits

  • The Tribunal noted that both the National Water Act and NEMA are statutes of equal standing and regulate different situations; there is no basis for subjecting one to the other.
  • The Tribunal observed that extending the right of appeal to persons not contemplated by section 148(1)(f) would unduly strain the statutory language and cannot reasonably be ascribed to the section.
  • The Tribunal stated that its interpretation does not offend the Constitution and only recognises the extension of appeal rights to the class of persons specified by the National Water Act.

Court disposition

Appeal dismissed for lack of locus standi.

  • The appellants are non-suited to bring the appeal.
  • The appeal is dismissed.

Source and reliance status

Water Tribunal

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Judgment reading view

Judgment text

The complete available source text.

Source document

Water Tribunal

Ruling

[2011] ZAWT 11

IN THE WATER TRIBUNAL

HELD

IN PRETORIA

CASE NO: WT25/11/2009

In the matter between:-

ESCARPMENT ENVIRONMENT PROTECTION GROUP …........................................1st

APPELANT

LANGKLOOF

ENVIRONMENT COMMITTEE ….......................................................2nd

APPELLANT

and

DEPARTMENT

OF WATER AFFAIRS …................................................................1st

RESPONDENT

WERM MINING (PTY) LTD ….................................................................................2nd

RESPONDENT

APPEAL RULING: 2011-07-20

APPEARANCES:

Coram: LJ Lekale (Mr) - Chairperson

Dr W Singo - Deputy Chairperson

Mr H Thompson - Member

Mr A.S Makhanya – Member

For Appellants: Adv. G Wilks instructed by the

Legal Resources Centre -Johannesburg

For the First Respondent: Mr T.M Sedibe from its Legal

Services Directorate – Pretoria

For the Second Respondent: Adv. Peter Lazarus instructed by Werkmans - Attorneys

DETAILS OF HEARING AND REPRESENTATION:

[1] The appeal hearing was held at Pretoria on the 6th April 2011.

[2] The appellants were represented by Adv. G Wilks instructed by the Legal Resources Centre - Johannesburg, while the First Respondent, on its part, was represented by Mr T.M Sedibe from its Legal Services Directorate in Pretoria.

[3] The Second Respondent, on the other hand, was represented by Adv. P Lazarus instructed by Messrs. Werkmans - Attorneys of Sandton.

ISSUE TO BE DECIDED:

[4] The preliminary question raised by the Tribunal mero motu is whether or not the appellants have locus standi to lodge an appeal with the Tribunal regard being had to the fact that the Second Respondent was not required to and, in fact, did not invite objections within the contemplation of section 41(4) of the National Water Act (NWA).

[5] In the event of the aforegoing question being decided in the negative, the First Respondent requires the Tribunal to dismiss the appeal.

BACKGROUND TO THE ISSUE:

[6] On the 24 October 2008 the First Respondent issued a water use licence in favour of the Second Respondent without at any stage inviting written comments from interested parties as envisaged by Section 41(2) (c) of NWA.

[7] The appellants felt aggrieved by the granting of the said licence and, eventually, lodged an appeal with the Tribunal on the 12th November 2009.

[8] The appeal was prima facie lodged outside the prescribed 30 day period and, as such, the appellants applied successfully for condonation which was granted on the 4th June 2011

[9] At the commencement of the appeal hearing the Tribunal raised an issue of locus standi of own accord and the parties agreed to submit written arguments on the matter by no later than the 6th June 2011.

SURVEY OF EVIDENCE AND ARGUMENT:

[10] The parties submitted Heads of Arguments as agreed to, inter alia, the following effect:

[10.1] The appellants:

(a) The First Respondent did not call for written comments regarding the water use licence in question despite the fact that appellants lodged objections with it before the licence could be issued;

(b) Throughout the relevant process the appellants made continuous attempts at engaging meaningfully with the respondents in their objection to the issuing of the licence;

(c) The appellants, like everyone else, have the constitutional right to, inter alia, an environment that is not harmful to health or well being;

(d) The appellants further have a constitutional right to administrative action that is lawful, reasonable and procedurally fair;

(e) In interpreting the NWA 'he Tribunal Is constitutionally obliged to promote the spirit, purport and objects of the 3111 of Rights;

(f) A literal reading of Section 41(2)(c) of NWA prima facie leads to the conclusion that the appellants have no locus standi to bring the present appeal;

(g) In line with a decision of the Constitutional Court the Tribunal must prefer an interpretation which falls within constitutional bounds;

(h) An interpretation of NWA which excludes public participation of interested and affected parties does not accord with the objects and purport of the Constitution and must be rejected;

(i) The National Environmental Management Act 107 of 1998 (NEMA) gives effect to section 24 of the Constitution and NWA must, therefore, also be read subject to NEMA;

(j) Section 2(3) (g) of NEMA provides that the interests, needs and values of all interested and affected parties must be taken into account when decisions are made;

(k) Once an interested party has lodged an objection with the responsible authority any discretion which the First Respondent may be found to have with regard to public participation falls away and the responsible authority becomes obliged to partake in a public participation process in line with NEMA and the Constitution;

(I) The appellants, therefore, have the necessary locus stands.

[10.2] The First Respondent: (a) The tribunal as a creature of statute is obliged to adhere fully to the applicable statutory requirements; (b) The appellants are non-suited to bring an appeal insofar as they are not persons who have tirneousiy lodged a written objection as was found by the Tribunal in other decisions in pari materia such as Carolyn Nicola Shear v The Regional Head: Gauteng Region - Department of Water Affairs and Eye of Africa Development (Pty) Ltd Case No. WT 19/02/2009. [10.3] The Second Respondent: (a) The Second Respondent has never ever placed the appellants' locus standi in issue; (b) The Second Respondent was aware from early on in the licence application process that the appellants objected to the grant of the licence in question and it interacted with the appellants accordingly; (c) The Second Respondent is aware of the cases in pari materia where the Tribunal held that persons in the position of the appellants herein lacked locus standi such as Gideon Anderson t/a Zonnebloem Boerdery and Department of Water and Environmental Affairs and Vuna Enterprises (Pty) Ltd Case No. WT 24/02/2010; (d) If the Tribunal were to follow the reasoning in the Gideon Anderson matter, the appellants would not fall within the ambit of an objector as contemplated by Section 148(1 )(f) of NWA:

[10.2] The First Respondent:

(a) The tribunal as a creature of statute is obliged to adhere fully to the applicable statutory requirements;

(b) The appellants are non-suited to bring an appeal insofar as they are not persons who have tirneousiy lodged a written objection as was found by the Tribunal in other decisions in pari materia such as Carolyn Nicola Shear v The Regional Head: Gauteng Region - Department of Water Affairs and Eye of Africa Development (Pty) Ltd Case No. WT 19/02/2009.

[10.3] The Second Respondent:

(a) The Second Respondent has never ever placed the appellants' locus standi in issue;

(b) The Second Respondent was aware from early on in the licence application process that the appellants objected to the grant of the licence in question and it interacted with the appellants accordingly;

(c) The Second Respondent is aware of the cases in pari materia where the Tribunal held that persons in the position of the appellants herein lacked locus standi such as Gideon Anderson t/a Zonnebloem Boerdery and Department of Water and Environmental Affairs and Vuna Enterprises (Pty) Ltd Case No. WT 24/02/2010;

(d) If the Tribunal were to follow the reasoning in the Gideon Anderson matter, the appellants would not fall within the ambit of an objector as contemplated by Section 148(1 )(f) of NWA:

(e) Owing to the good prospects of success in having appellants' appeal dismissed on merits, the Second Respondent would prefer the matter to be decided on the merits so as to avoid a further appeal to the High Court on the question of locus standi alone.

ANALYSIS OF EVIDENCE AND ARGUMENT: [11] As correctly contended for the First Respondent, the Tribunal is a creature of statute and exercises sporadic as opposed to inherent jurisdiction. It can only do that which its enabling legislation empowers it to do. [12] It is common cause that the First Respondent never required the Second Respondent to and the Second Respondent, in fact, did not call for objections in the media as contemplated by section 41(4) of NWA before the licence was issued. [13] As the Tribunal found in, inter alia, Carolyn Nicola Shear v The Regional Head: Gauteng Regional Department of Water Affairs and Eye of Africa Development (Pty) Ltd (supra), section 148(1) of NWA and the whole appeal scheme of NWA envisage the following: [13.1] that appeals may only be lodged by the persons mentioned in section 148(1) of NWA; [13.2] that where no notice calling for objections was published in the media as contemplated by section 41(4) of NWA no right to lodge an appeal in terms of section 148(1)(f) of NWA arises in favour of any objector. [14] Mr Wilks for the appellant feels that the aforegoing Interpretation is not in conformity with the Constitution and relies on, Sntor alia, the following dictum cv L&riga DP in liv*Gs$iige&ng Directorate: SEO v Hyundai Motor Distributors 2001(1) SA 545 (cc) @ para 23: "Accordingly judicial officials must prefer interpretations of

legislation that fall within constitutional bounds over those that do not, provided that such an interpretation can be reasonably ascribed to the section." [15] The said dictum is, however, no authority for proposing or implying that the Tribunal may usurp the powers not bestowed, either expressly or by necessary implication, on it by NWA as its enabling statute. [16] The relevant interpretation, in the Tribunal's view, does not, in any way, offend the Constitution and only recognises the extension of the right to appeal to the Tribunal to a class of persons specified by NWA. [17] There further exists no justification, in the Tribunal's opinion, for subjecting the provisions of NWA to NEMA when both statutes are of equal standing and seek to achieve and regulate different situations. [18] The Promotion of Administrative Justice Act (PAJA) was passed in order to give effect to section 33(3) of the Constitution. PAJA does not confer or make provision for the right to internal appeal procedures. Anyone who wishes to review an administrative action remains free to approach a court of law or an independent tribunal established for that purpose. The interpretation herein does not curtail any such right of recourse to courts of law. The Tribunal is further not a tribunal established for purposes of administrative review contemplated by PAJA. [19] In conclusion the Tribunal may note that an interpretation which extends the right of appeal to any person or objector other than the one contemplated by Section 148(1 )(f) of NWA would unduly strain the words of the statute and cannot reasonably be ascribed to that section. DECISION: [19] in the result the appellants are non-suited to bring the relevant appeal; [20] The appeal is, therefore, dismissed.

L J

LEKALE (CHAIRPERSON)

(e) Owing to the good prospects of success in having appellants' appeal dismissed on merits, the Second Respondent would prefer the matter to be decided on the merits so as to avoid a further appeal to the High Court on the question of locus standi alone.

ANALYSIS OF EVIDENCE AND ARGUMENT:

[11] As correctly contended for the First Respondent, the Tribunal is a creature of statute and exercises sporadic as opposed to inherent jurisdiction. It can only do that which its enabling legislation empowers it to do.

[12] It is common cause that the First Respondent never required the Second Respondent to and the Second Respondent, in fact, did not call for objections in the media as contemplated by section 41(4) of NWA before the licence was issued.

[13] As the Tribunal found in, inter alia, Carolyn Nicola Shear v The Regional Head: Gauteng Regional Department of Water Affairs and Eye of Africa Development (Pty) Ltd (supra), section 148(1) of NWA and the whole appeal scheme of NWA envisage the following:

[13.1] that appeals may only be lodged by the persons mentioned in

section 148(1) of NWA;

[13.2] that where no notice calling for objections was published in the

media as contemplated by section 41(4) of NWA no right to lodge an appeal in terms of section 148(1)(f) of NWA arises in favour of any objector.

[14] Mr Wilks for the appellant feels that the aforegoing Interpretation is not in conformity with the Constitution and relies on, Sntor alia, the following dictum cv L&riga DP in liv*Gs$iige&ng Directorate: SEO v Hyundai Motor Distributors 2001(1) SA 545 (cc) @ para 23:

"Accordingly judicial officials must prefer interpretations of legislation that fall within constitutional bounds over those that do not, provided that such an interpretation can be reasonably ascribed to the section."

[15] The said dictum is, however, no authority for proposing or implying that the Tribunal may usurp the powers not bestowed, either expressly or by necessary implication, on it by NWA as its enabling statute.

[16] The relevant interpretation, in the Tribunal's view, does not, in any way, offend the Constitution and only recognises the extension of the right to appeal to the Tribunal to a class of persons specified by NWA.

[17] There further exists no justification, in the Tribunal's opinion, for subjecting the provisions of NWA to NEMA when both statutes are of equal standing and seek to achieve and regulate different situations.

[18] The Promotion of Administrative Justice Act (PAJA) was passed in order to give effect to section 33(3) of the Constitution. PAJA does not confer or make provision for the right to internal appeal procedures. Anyone who wishes to review an administrative action remains free to approach a court of law or an independent tribunal established for that purpose. The interpretation herein does not curtail any such right of recourse to courts of law. The Tribunal is further not a tribunal established for purposes of administrative review contemplated by PAJA.

[19] In conclusion the Tribunal may note that an interpretation which extends the right of appeal to any person or objector other than the one contemplated by Section 148(1 )(f) of NWA would unduly strain the words of the statute and cannot reasonably be ascribed to that section.

DECISION:

[19] in the result the appellants are non-suited to bring the relevant appeal;

[20] The appeal is, therefore, dismissed.

L J

LEKALE

(CHAIRPERSON)

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Carolyn Nicola Shear v The Regional Head: Gauteng Region - Department of Water Affairs and Eye of Africa Development (Pty) Ltd Case No. WT 19/02/2009

Case cited

Gideon Anderson t/a Zonnebloem Boerdery and Department of Water and Environmental Affairs and Vuna Enterprises (Pty) Ltd Case No. WT 24/02/2010

Case cited

Directorate: SEO v Hyundai Motor Distributors 2001(1) SA 545 (CC)

Case cited

National Water Act, 36 of 1998

Legislation

Legislation referenced in the available case record.

National Environmental Management Act, 107 of 1998

Legislation

Legislation referenced in the available case record.

Promotion of Administrative Justice Act, 3 of 2000

Legislation

Legislation referenced in the available case record.

Constitution of the Republic of South Africa, 1996

Legislation

Legislation referenced in the available case record.

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