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South Africa Judgment

South Gauteng High Court, Johannesburg

Makhubela v Khampepe and Others (2024-012921) [2024] ZAGPJHC 352 (10 April 2024)

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01

Holding and result

The court held that SERI and ICF, as parties who obtained the order for the applicant's recusal before the Commission, have a direct and substantial interest in the outcome of the review application. The audi alteram partem doctrine and principles of natural justice require that any party whose rights may be affected by a court's decision must be joined and given notice. The absence of SERI and ICF from the proceedings deprived them of the opportunity to defend a decision given in their favour. Accordingly, the court upheld the point of non-joinder and declined to entertain the merits of the review until proper joinder was effected. The application was brought as urgent, but the applicant failed to meet the threshold for urgency under Rule 6(12) of the Uniform Rules, as no case was made out for why the matter ought to have been enrolled before the urgent court. Nevertheless, due to the public interest in the Commission's work, the court determined the joinder point and provided a framework for further conduct of the matter.

Court disposition

The application was not entertained on the merits due to non-joinder. The court ordered the joinder of SERI and ICF as respondents and set a timetable for further conduct. Costs are to be costs in the cause.

Orders

  • The Socio-Economic Rights Institute of South Africa (SERI) and the Inner City Federation (ICF) are joined as the 4th and 5th respondents respectively.
  • The applicant’s attorneys are directed to forthwith cause a copy of the papers in this application and a copy of this judgment to be served on SERI and ICF.
  • SERI and ICF are called upon to deliver a notice of intention to oppose this application within one week of service of this application upon them, and, should a notice of intention to oppose be delivered, to deliver their answering affidavit, if any, within a further two weeks.
  • The costs of this application are to be costs in the cause.

02

Material facts

Parties

Thulani Makhubela

Applicant Counsel: D B Ntsebeza SC, M Qofa, A Mabentsela

Retired Justice Sisi Virginia Khampepe

Respondent Counsel: V Soni SC, B Sockiwa

The Commission of Enquiry into the Usindiso Building

Respondent Counsel: V Soni SC, B Sockiwa

The Premier of the Gauteng Province, Mr Andrek (Panyaza) Lesufi

Respondent Counsel: T Masevhe

03

Procedural history

  1. Posture

    Review Application / Joinder and Preliminary Review Application

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant argued that SERI and ICF only sought his recusal in respect of Part A of the Commission's work, and since the first respondent's ruling recused him from the entirety of the Commission, neither SERI nor ICF have a legal interest in the outcome of the review. The applicant also attempted to demonstrate urgency based on correspondence and the abridgement of time periods, contending that ordinary redress was unavailable.
Respondent
The respondents contended that SERI and ICF, as parties who obtained the order for the applicant's recusal, have a direct and substantial interest in the outcome of the review and must be joined. They argued that the audi alteram partem doctrine and principles of natural justice require that affected parties be given notice and an opportunity to be heard. The respondents also challenged the applicant's claim of urgency, asserting that no proper case for urgency was made out.

05

Court’s reasoning

  1. 01

    Attorney-General, Eastern Cape v Blom and Others 1988 (4) SA 645 (A)

    A person or entity whose interests may be detrimentally affected by a decision must be afforded notice and an opportunity to state its case, in accordance with the audi alteram partem doctrine.

  2. 02

    Steinberg v Cosmopolitan National Bank of Chicago 1973 (3) SA 885 (RA)

    Failure to give notice to a party against whom relief is sought constitutes a breach of the audi alteram partem doctrine.

  3. 03

    Clegg v Priestly 1985 (3) SA 950 (W)

    The court will not make a final order that may prejudice the rights of a person without notice to him.

  4. 04

    Fraind v Nothman 1991 (3) SA 837 (W)

    Even a fugitive defendant has a right to effective service of process and to defend himself against proceedings.

  5. 05

    Henri Viljoen (Pty) Ltd v Awerbach Bros 1953 (2) SA 151 (O)

    The audi alteram partem doctrine underpins both the requirement of joinder and service.

06

Ratio, limits and disposition

Ratio decidendi

The court held that SERI and ICF, as parties who obtained the order for the applicant's recusal before the Commission, have a direct and substantial interest in the outcome of the review application. The audi alteram partem doctrine and principles of natural justice require that any party whose rights may be affected by a court's decision must be joined and given notice. The absence of SERI and ICF from the proceedings deprived them of the opportunity to defend a decision given in their favour. Accordingly, the court upheld the point of non-joinder and declined to entertain the merits of the review until proper joinder was effected. The application was brought as urgent, but the applicant failed to meet the threshold for urgency under Rule 6(12) of the Uniform Rules, as no case was made out for why the matter ought to have been enrolled before the urgent court. Nevertheless, due to the public interest in the Commission's work, the court determined the joinder point and provided a framework for further conduct of the matter.

Obiter and limits

  • Ordinarily, an application brought in this manner would be struck from the roll with costs in accordance with the Practice Directives and authorities in this Division.
  • The public interest in the conclusion of the work of the Commission and the resolution of the impasse justified a determination on the joinder point despite procedural defects.
  • Applicants should not approach the court on an urgent basis without properly establishing the threshold for urgency as required by the Uniform Rules.

Court disposition

The application was not entertained on the merits due to non-joinder. The court ordered the joinder of SERI and ICF as respondents and set a timetable for further conduct. Costs are to be costs in the cause.

  • The Socio-Economic Rights Institute of South Africa (SERI) and the Inner City Federation (ICF) are joined as the 4th and 5th respondents respectively.
  • The applicant’s attorneys are directed to forthwith cause a copy of the papers in this application and a copy of this judgment to be served on SERI and ICF.
  • SERI and ICF are called upon to deliver a notice of intention to oppose this application within one week of service of this application upon them, and, should a notice of intention to oppose be delivered, to deliver their answering affidavit, if any, within a further two weeks.
  • The costs of this application are to be costs in the cause.

Source and reliance status

South Gauteng High Court, Johannesburg

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Judgment text

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Source document

South Gauteng High Court, Johannesburg

Judgment

[2024] ZAGPJHC 352

IN

THE HIGH COURT OF SOUTH AFRICA

GAUTENG DIVISION, JOHANNESBURG

Case number: 2024-012921

[1] REPORTABLE: NO

[2] OF INTEREST TO OTHER JUDGES: NO

[3] REVISED: NO

SIGNATURE

DATE: 10 April 2024

In the matter between:

THULANI

MAKHUBELA

Applicant

and

RETIRED

JUSTICE SISI VIRGINIA KHAMPEPE

First Respondent

THE

COMMISSION OF ENQUIRY INTO THE

USINDISO

BUILDING

Second Respondent

THE PREMIER OF THE GAUTENG PROVINCE,

MR ANDREK (PANYAZA)

LESUFI

Third Respondent

JUDGMENT

PULLINGER AJ

[1] On 13 September 2023 the third respondent, acting in terms of section 2(1) of the Provincial Commissioners Act, 1997 read together with section 127(2)(e) of the Constitution, promulgated a notice establishing a commission of enquiry (“the Commission”) into the circumstances of the deaths of various people at the Usindiso Building in Johannesburg.

[2] The first respondent was appointed by the third respondent as the Chairperson of the Commission and the applicant and Ms B.M. Mabena were appointed as additional members.

[3] In or about October 2023, the Socio Economic Rights Institute of South Africa ("SERI") and the Inner City Federation ("ICF") applied for the recusal of the applicant as an additional member of the Commission. The grounds upon which the applicant's recusal was sought is not material to this judgment.

[4] On 20 December 2023 the first respondent granted the application for the applicant's recusal.

[5] The applicant now applies to review and set aside that decision and seeks the removal of Mr Semenya SC as evidence leader. Again, the grounds upon which this relief is claimed, is not material to this judgment.

[6] Mr Semenya was not cited in this application and the prayer for his removal was correctly abandoned prior to the hearing of this matter.

[7] The main point of contention before me was that of the non-joinder of SERI and ICF as necessary parties.

[8] It was argued by Ms Qofa, on behalf of the applicant, that SERI and ICF only sought the recusal of the applicant in respect of Part A of the Commission's work whereas the first respondent's ruling has the effect of recusing the applicant for the entirety of the Commission. It was thus contended that neither SERI nor ICF have any interest in the outcome of the applicant’s review. I am unable to agree with this proposition. SERI and ICF, as representatives

before the Commission, obtained an order, rightly or wrongly, in the interests of their members, however, they are not before the Court in the review.

[9] It is the most fundamental principle of our rules of natural justice that a person or entity against whom a decision may be given, or whose interests stand to be detrimentally affected by a decision, must be afforded notice thereof and an opportunity to state its case. This is the audi alteram partem doctrine.

[10] The origins of this salutary rule are well established. In Blom[1] Corbett JA, as he then was, while dealing with the right to audi alteram partem in the context of a statute that vested a public official with the power to give a decision adverse to the property or liberty of an individual, said:

"The maxim audi alteram partem pithily expresses a principle of natural justice which is part of our law (see Perumal and Another v Minister of Public Health and Others 1950 (1) SA 631 (A) at 640; Pretoria City Council v Modimola 1966 (3) SA 250 (A) at 261C; S v Moroka en Andere 1969 (2) SA 394 (A) at 398B). It has ancient origins. When Nicodemus, the Pharisee, asked:

'Does our law permit us to pass judgment on a man unless we have first given him a hearing and learned the facts?'

he was obviously speaking rhetorically. (See New English Bible, John vii.51.) The principle (which for the sake of brevity I shall call 'the audi principle') has been variously formulated by this Court. In R v Ngwevela 1954 (1) SA 123 (A) Centlivres CJ referred (at 127F) to

'... the numerous judicial decisions in which it has been held that, when a statute empowers a public official to give a decision prejudicially affecting the property or liberty of an individual, that individual has a right to be heard before action is taken against him,... unless the statute expressly or by necessary implication indicates the contrary'."

[11] This is undoubtedly why our law of civil procedure requires that an affected party(ies) receive adequate notice of the relief being sought against it in the form of process being served on it.

[12] In Steinberg[2] the Rhodesian Appellate Division considered an appeal in a matter concerning the enforcement of a foreign judgment. The Court held,

citing English precedent, that failure to give notice to the party against whom relief is sought (notwithstanding the American

applicable law) is a breach of the audi alteram partem doctrine. Similarly, in Clegg[3] this Court held, with reference to the Appellate Division decision in Amalgamated Engineering,[4] and in the context of an application for rescission predicated on a want of effective service or notice, that:

"There are, it is true, cases in which the Court has, on an application without notice and without the issue of a rule nisi, granted a final order recognising a foreign trustee. They are collected in Mars (supra at 256). It does not appear, however, that in any of those cases the point was argued, and no reasons were given. In Ex parte Steyn 1979 (2) SA 309 (O) the Court granted a final order for the recognition of a foreign trustee, but the principle regarding notice was not referred to. I do not regard any of these cases as being authority for a departure from the fundamental principle of our law that the Court will not make a final order that may prejudice the rights of a person without notice to him. Cf Network Video (Pty) Ltd v Universal City Studios Inc and Others 1984 (4) SA 379 (C)."

[13] In Fraind[5] this Court, again citing English precedent, held that even where a defendant is a fugitive from justice, such a defendant has a right to effective service of process and to defend himself against proceedings brought against him.

[14] In all of the above cited judgments, the audi alteram partem doctrine underpinned the rationale.

[15] It thus our law that the audi alteram partem doctrine underpins both the requirement of joinder and service, since without joinder and service, any rights that party may have had in the proceedings could be defeated.

[16] It goes without saying that in the absence of SERI and ICF being joined to these proceedings, they are deprived of an opportunity to defend a decision given in their favour, whether that decision is given correctly or not. The position is amply explained by way of analogy. In an application for the review of a tender, an aggrieved tenderer will cite the decision-maker and all other tenderers, especially the successful party. It cannot be said that because the successful tenderer was awarded more than it tendered for, that it has no interest, in the legal sense, in an application to set aside that part of the award which it did not tender for.

[17] Now, it is trite that a Court cannot proceed to hear a matter[6] in the absence of a person or entity that has rights which stand to be affected by the decision of the Court.[7]

[18] It is for this reason that I uphold the point on non joiner and decline to entertain the merits of the review.

[19] Mr Soni SC, on behalf of the second and third respondents, proposed a draft order. In my view, the proposed draft order does not resolve the issue herein. I intend to order the joinder of SERI and ICF and simultaneously provide a framework for the further conduct of this matter.

[20] I will however caution the parties about the manner in which this application was brought. It is noted that:

[20.1] This application was brought by way of urgency. The threshold for urgency is that "absence of redress in the ordinary course"[8] exists for the applicant.

[20.2] Ms Qofa attempted to demonstrate, with regard to correspondence, the content of which was not pleaded and the inference to be drawn therefrom not stated, that the abridgement of time periods was commensurate with a degree of urgency. That may well be, and I express no view thereon, but aside from this being impermissible,[9] the threshold in Rule 6(12) of the Uniform Rules has not been passed. No case was made out by the applicant as to why this matter ought to have been enrolled before the urgent court at all.

[20.3] This should not be seen as the manner in which an applicant, regardless of the circumstances, ought to approach the Court. Ordinarily an application brought in this manner would be struck from the roll with costs in accordance with the Practice Directives and authorities in this Division. However, given the import of this matter, the public interest in the conclusion of the work of the Commission and the resolution of this impasse which stands in the way thereof, I will make a determination on the joinder point, and if that fails, determine the merits of the review.

[21] In the result, the costs of this application are to be costs in the cause.

[22] In the result, I make the following order:

1. The Socio-Economic Rights Institute of South Africa ("SERI") and the Inner City Federation ("ICF") are joined as the 4th and 5th respondents respectively.

2. The applicant’s attorneys are directed to forthwith cause a copy of the papers in this application and a copy of this judgment to be served on SERI and ICF;

3. SERI and ICF are called upon to:

(i) deliver a notice of intention to oppose this application within one (1) week of service of this application upon them; and

(ii) should a notice of intention to oppose be delivered, to deliver their answering affidavit, if any, within a further two (2) weeks.

4. The costs of this application are to be costs in the cause.

A

W PULLINGER

ACTING

JUDGE OF THE HIGH COURT

This judgment was handed down electronically by circulation to the parties’ and/or parties’ representatives by email and by being uploaded to CaseLines. The date and time for hand-down is deemed to be 12h00 on 10 April 2024.

DATE OF HEARING: 27 MARCH 2024

DATE OF JUDGMENT: 10 APRIL 2024

APPEARANCES:

COUNSEL FOR THE APPLICANT:

D

B NTSEBEZA SC

M

QOFA

A

MABENTSELA

ATTORNEY FOR THE APPLICANT:

NYAPOSTE

INCORPORATED ATTORNEYS

COUNSEL FOR THE 1st AND 2nd RESPONDENTS:

V

SONI SC

B

SOCKIWA

ATTORNEY FOR THE 1st AND 2nd RESPONDENTS:

P

H ATTORNEYS

COUNSEL FOR THE 3rd RESPONDENT:

T

MASEVHE

ATTORNEY FOR THE 3rd RESPONDENT:

STATE

ATTORNEY

[1] Attorney-General, Eastern Cape v Blom and Others 1988 (4) SA 645 (A) at 460 F to I

[2] Steinberg v Cosmopolitan National Bank of Chicago 1973 (3) SA 885 (RA) at

[3] Clegg v Priestly 1985 (3) SA 950 (W) at 945 F; Interactive Trading 115 CC and Another v South African Securitisation Programme and Others 2019 (5) SA 174 (LP) at [7]

[4] Amalgamated Engineering Union v Minister of Labour 1949 (3) SA 637 (A) at 651

[5] Fraind v Nothman 1991 (3) SA 837 (W) at 841 G - I

[6] Bekker v Meyring, Bekker’s Executor (1828 – 1849) 2 Menz 436 approved and applied in Gordon v Department of health, KwaZulu Natal [2008] ZASCA 99; 2008 (6) SA 522 (SCA) at [9]

[7] Henri Viljoen (Pty) Ltd v Awerbach Bros 1953 (2) SA 151 (O) at 168 – 70; Amalgamated Engineering (supra)

[8] Chung-Fung (Pty) Ltd and Another v Mayfair Residents Association and Others [2023] ZAGPJHC 1162 at [19]

[9] Lipschitz and Swartz, NNO v Markowitz 1976 (3) SA 772 (W) at 775 H; Swissborough Diamond Mines (Pty) Ltd and Others v Government of the Republic of South Africa and Others 1999 (2) SA 279 (T) at 324 F – H; Hunter v Financial Sector Conduct Authority and Others 2018 (6) SA 348 (CC) at [172]

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Attorney-General, Eastern Cape v Blom and Others 1988 (4) SA 645 (A)

Case cited

Steinberg v Cosmopolitan National Bank of Chicago 1973 (3) SA 885 (RA)

Case cited

Clegg v Priestly 1985 (3) SA 950 (W)

Case cited

Interactive Trading 115 CC and Another v South African Securitisation Programme and Others 2019 (5) SA 174 (LP)

Case cited

Amalgamated Engineering Union v Minister of Labour 1949 (3) SA 637 (A)

Case cited

Fraind v Nothman 1991 (3) SA 837 (W)

Case cited

Bekker v Meyring, Bekker’s Executor (1828 – 1849) 2 Menz 436

Case cited

Gordon v Department of Health, KwaZulu Natal [2008] ZASCA 99; 2008 (6) SA 522 (SCA)

Case cited

Henri Viljoen (Pty) Ltd v Awerbach Bros 1953 (2) SA 151 (O)

Case cited

Network Video (Pty) Ltd v Universal City Studios Inc and Others 1984 (4) SA 379 (C)

Case cited

Ex parte Steyn 1979 (2) SA 309 (O)

Case cited

Chung-Fung (Pty) Ltd and Another v Mayfair Residents Association and Others [2023] ZAGPJHC 1162

Case cited

Lipschitz and Swartz, NNO v Markowitz 1976 (3) SA 772 (W)

Case cited

Swissborough Diamond Mines (Pty) Ltd and Others v Government of the Republic of South Africa and Others 1999 (2) SA 279 (T)

Case cited

Hunter v Financial Sector Conduct Authority and Others 2018 (6) SA 348 (CC)

Case cited

Provincial Commissioners Act, 1997

Legislation

Legislation referenced in the available case record.

Constitution of the Republic of South Africa, 1996

Legislation

Legislation referenced in the available case record.

Uniform Rules of Court

Legislation

Legislation referenced in the available case record.

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