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South Africa Judgment

Free State High Court, Bloemfontein

Ntepe v S (A151/2015) [2016] ZAFSHC 52 (22 March 2016)

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01

Holding and result

The appellate court found that the trial court materially erred by failing to consider the appellant's status as a first offender, his guilty plea, and his lengthy pre-trial incarceration as compelling and substantial circumstances justifying deviation from the prescribed minimum sentence of life imprisonment for rape. The absence of a Victim Impact Report was noted, but the court found that the attack, while serious, was not marked by extreme brutality. The court also held that count two was a duplication of charges and should be set aside. Consequently, the sentences for counts three and four were reduced to 10 and 18 years imprisonment, respectively, and the sentence for count two was set aside.

Court disposition

Appeal against sentence upheld in part; sentences reduced; conviction and sentence on count two set aside.

Orders

  • Conviction and sentence on count two are set aside as a duplication of charges.
  • Sentence on count three is substituted with 10 years imprisonment.
  • Sentence on count four is substituted with 18 years imprisonment.
  • All sentences are deemed to have been imposed on 28 February 2013.

02

Material facts

Parties

Thato Victorius Ntepe

Appellant Counsel: S.S Kambi

The State

Respondent Counsel: K.G. Mashamaite

Amounts and remedies

  • Appellant's Monthly Earnings: ZAR 1,500

03

Procedural history

  1. Posture

    Criminal Appeal / Appeal Against Conviction and Sentence

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant argued that the trial court materially misdirected itself by failing to consider compelling and substantial circumstances, including his guilty plea, pre-trial incarceration of 19 months without wrongdoing, status as a first offender, employment, and personal circumstances. He contended that these factors cumulatively justified deviation from the prescribed minimum sentences.
Respondent
The respondent submitted that aggravating factors existed, including the appellant's lack of genuine remorse, failure to explain his conduct, and the advanced age and vulnerability of the victim. The State argued that the trial court correctly found no compelling and substantial circumstances and imposed the legislatively prescribed sentences, with no misdirection warranting appellate interference.

05

Court’s reasoning

  1. 01

    S v Vilakazi 2009 (1) SACR 552 (SCA)

    Pre-trial incarceration is a relevant factor in determining whether compelling and substantial circumstances exist for deviation from prescribed minimum sentences.

  2. 02

    S v Vilakazi 2009 (1) SACR 552 (SCA); S v Matyityi 2011 (1) SACR 40 (SCA)

    The emotional impact of rape on the victim is a significant factor in sentencing and should be considered, preferably through a Victim Impact Report.

  3. 03

    Criminal Law Amendment Act 105 of 1997, s51(3)(Aa)(ii)

    The absence of physical injuries to the victim is no longer, on its own, a compelling and substantial circumstance for deviation from minimum sentences.

  4. 04

    S v Grobler en 'n ander 1966 (1) SA 507 (A); Whitehead and others v The State 2008 [2] All SA 527 (SCA)

    Duplication of charges should be avoided; convictions should not be entered on counts that are subsumed by other offences arising from the same conduct.

06

Ratio, limits and disposition

Ratio decidendi

The appellate court found that the trial court materially erred by failing to consider the appellant's status as a first offender, his guilty plea, and his lengthy pre-trial incarceration as compelling and substantial circumstances justifying deviation from the prescribed minimum sentence of life imprisonment for rape. The absence of a Victim Impact Report was noted, but the court found that the attack, while serious, was not marked by extreme brutality. The court also held that count two was a duplication of charges and should be set aside. Consequently, the sentences for counts three and four were reduced to 10 and 18 years imprisonment, respectively, and the sentence for count two was set aside.

Obiter and limits

  • The lack of a Victim Impact Report in rape cases is a recurring omission by the State and undermines the sentencing process by excluding the victim's voice.
  • Presiding officers have a duty to ensure that guilty pleas are properly canvassed and do not result in convictions on duplicated charges.
  • Rape against elderly women living alone is a rising and serious concern, warranting severe punishment for perpetrators.

Court disposition

Appeal against sentence upheld in part; sentences reduced; conviction and sentence on count two set aside.

  • Conviction and sentence on count two are set aside as a duplication of charges.
  • Sentence on count three is substituted with 10 years imprisonment.
  • Sentence on count four is substituted with 18 years imprisonment.
  • All sentences are deemed to have been imposed on 28 February 2013.

Source and reliance status

Free State High Court, Bloemfontein

This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.

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Judgment text

The complete available source text.

Source document

Free State High Court, Bloemfontein

Judgment

[2016] ZAFSHC 52

IN THE HIGH COURT

OF SOUTH AFRICA

FREE STATE DIVISION, BLOEMFONTEIN

Appeal number: A151/2015

In the matter between:

THATO

VICTORIUS

NTEPE

Appellant

and

THE

STATE

Respondent

CORAM: MOCUMIE, J et MOHALE, AJ

HEARD ON: 26 OCTOBER, 2015

DELIVERED ON: 22 MARCH 2016

MOCUMIE, J

[1] The appellant appeared in the regional court, Kroonstad, Free State on four counts. Count 1: Impersonating a police official in contravention of the provisions of the South African Police Service Act 68 of 1995 (the Police Act).Count 2: House breaking with intent to commit an offence unknown to the prosecutor. Count 3: House breaking with intent to rob and robbery read with s1 of the Criminal Procedure Act 51 of 1977 (the CPA). Count 4 rape as defined in terms of s3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007 (the Sexual Offences Act ) and rape read with the provisions of s51 (1) (a) (ii) Part 1 Schedule 2 of the Criminal Law Amendment Act 105 of 1997 (the Criminal Law Amendment Act).

‘1. Count 1[Impersonating a police official]: 12 months imprisonment

2. Count 2 [housebreaking with intent to commit an offence unknown to the prosecutor] and Count 3 [house breaking with intent to commit robbery with aggravating circumstances] (taken as one for purposes of sentence): 15 years imprisonment

3. Count 4[rape]: Life imprisonment

4. Count 1, 2, 3 will run concurrently with count 4.’

[3] The accepted evidence of the State is that on 31 July 2010,the appellant went to Mrs M’s home and knocked on her door

pretending to be a police official in contravention of the Police Act . Mrs M did not believe him and refused to open the door. The appellant then hit a window pane with a brick and gained entry into Mrs M’s house. Inside the house, the appellant had sexual intercourse with Mrs M without her consent and even inserted his finger in her private part without her consent, thereby raping her as defined in s3 of the Sexual Offences Act. He also robbed her of her cellphone.

[4] Mr Kambi, for the appellant, submitted that the trial court misdirected itself materially by not taking into account the following factors as compelling and substantial circumstances. The appellant pleaded guilty which is a sign of remorse. He was incarcerated, on no wrong doing on his part, for almost 19 months, a year and seven months, from 4 August 2009 to 28 February 2011. This, he submitted, the trial court failed to take into account contrary to precedent decisions of the Supreme Court of Appeal which dictate that such incarceration ought to be taken into account in determining whether compelling and circumstantial circumstances exist and the length of incarceration.[1]

[5] He submitted further that the trial court failed to take into consideration the following mitigatory factors cumulatively with the factors mentioned above as compelling and substantial circumstances. The appellant was a first offender. He was employed and earning an amount of R1500 per month. He has one child although not married. He attained grade 12 but did not proceed to tertiary due to financial constraints.

[6] Mr Pretorius for the State submitted that there were aggravating factors. These were that the appellant failed to play open cards with the trial court and indicate what made him, with all his favourable circumstances, commit such heinous offences. He pleaded guilty but did not testify under oath to indicate that he was truly remorseful. Mrs M was 81 years of age when this rape was perpetuated against her in the sanctity of her home. She stayed alone. Mrs M suffered trauma after the rape ordeal in that she could no longer be left on her own as she used to. The appellant was sufficiently educated. Rape against elderly women who stayed on their own is becoming a frequent occurrence.

[7] Mr Pretorius submitted further, with reliance on S v Matyityi[2] that the trial court did not err in any manner in its finding that there were no compelling and substantial circumstances which

justified the imposition of a lesser sentence than life imprisonment on count 4 and fifteen years in respect of count 3. It took into account all the factors, both mitigatory and aggravating and imposed the sentence the legislature prescribed. The appellant could point to no misdirection in the exercise of the trial court’s discretion. Thus there was no need for this court to interfere with the sentence imposed.

[8] It is relevant to mention at this early stage that the record of the trial proceeding shows that no attempt was made by the State to elicit any evidence on the emotional impact of these offences on Mrs M. No Victim Impact Report was submitted during the trial and in this court. Such a report might have cast some light on this question and beyond that. This happens too often on the part of the State in cases of rape despite the reprimand by the Supreme Court of Appeal in many cases including S v Vilakazi[3] and S v Matyityi[4]. The emotional impact of rape on a rape victim is a relevant and significant factor to be taken into account in the adjudicative

process of determining an appropriate punishment for a rape offender. Without a report on that, the sentence imposed is skewed because it lacks the voice of the victim in her own process.

[9] However, there are sufficient compelling and substantial circumstances in this case which justify the imposition of a lesser

sentence. These are that the appellant was a first offender. He pleaded guilty; in that way accepted responsibility immediately. He was incarcerated for a year and a half without trial; as a result of no wrong doing on his part. It is trite that the ordinary length of such period remains a cumulatively relevant factor and not an insignificant factor in the deviation equation. Although it is a fact that the Legislature specifically provides under s51(3) (Aa)(ii) that the fact that the victim sustained no physical injuries can no longer be regarded as compelling and substantial circumstances; the fact that Mrs M did not sustain physical injuries is a fact together with other factors that has to be taken into account. The attack is not what the court in S v Matyityi described as breathtakingly and brazenly brutal[5]. This case was not marred with brutal horror.[6]

[10] Having considered all the mitigatory and aggravating factors placed before the trial court and this court; there is nothing in the appellant’s personal circumstances which is suspiciously indicative of an inherently lawless character. It is

significant to note that the trial court did not consider whether the appellant could be expected to offend again. The fact that he did not show any sign of remorse as the trial court found, despite his plea of guilty, is not in itself an absolute indication that, given a chance, he would offend again. There is no evidence that the State presented that suggested that the appellant is likely to commit these offences again unless he is permanently removed from society. That, on its own, is a material misdirection.

[11] To the extent that the trial court found that there were no compelling and substantial circumstances which justified a lesser

sentence in this case, it erred materially. The sentence of life imprisonment imposed on the appellant is exceedingly retributive and disturbingly disproportionate given his favourable circumstances. This material misdirection calls for this court to interfere.

[12] A substantial lengthy term of imprisonment will address the seriousness of the offences which he has been convicted of, but

justly balance such against his personal circumstances and the interests of society.

[13] Lastly, count two is clearly a duplication of charges because the plea which the State accepted unreservedly indicated that the accused person broke into Mrs M’s house with the intent to rob and rape her. In line with a long list of precedents in this regard, the trial court should not have convicted him on the second count; despite his guilty plea or the State accepting the plea of guilty thereon.[7] If anything, this anomaly should have been drawn to the attention of the defence. Presiding officers are duty bound not to convict an accused person on his or her guilty plea tendered without ensuring what the accused person is really pleading guilty to. Count two and its sentence automatically fall away.

[14] To indicate the fact that these are serious offences for which perpetrators must be punished severely, taking into account this rising barbaric attack on elderly women, there will be no order made on the concurrent running of the sentences imposed in respect of counts 2 and 4.

[15] In the result the following order is granted

‘1. Count 2 - the conviction and sentence automatically fall away;

2. Count 3 - the appeal against sentence succeeds and the sentence is substituted with the following:

‘Accused 3 is sentenced to 10 years imprisonment.’

3. Count 4 - the appeal against the sentence succeeds and the sentence is substituted with the following:

‘Accused 3 is sentenced to 18 years imprisonment’.

4. The sentence imposed is deemed to have been imposed on 28 February 2013.’

___

I concur

MOHALE, AJ

On behalf of appellant: Attorney S.S Kambi

Instructed by:

Bloemfontein Justice Centre

Bloemfontein

On behalf of respondent: Adv. K.G. Mashamaite

Instructed by:

Director of Public Prosecutions

[1] S v Vilakazi 2009 (1) SACR 552 (SCA) para [60].

[2] S v Matyityi 2011 (1) SACR 40 (SCA).

[3] S v Vilakazi, above para [56] – [57].

[4] S v Matyityi above para [16] – [17]

[5] S v Matyityi above para [19]

[6] Compare with the brutality and violence in S v Nkomo 2007 (2) SACR 198 (SCA) at 207. S v Matyityi 2011 (1) SACR 40 (SCA). S v Mosia 2012 (2) SACR 537 (FB).

[7] S v Grobler en ‘n ander 1966 (1) SA 507 (A) at 516E-H. See also Whitehead and others v The State 2008 [2] All SA 527 (SCA) para [35].

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

S v Vilakazi 2009 (1) SACR 552 (SCA)

Case cited

S v Matyityi 2011 (1) SACR 40 (SCA)

Case cited

S v Nkomo 2007 (2) SACR 198 (SCA)

Case cited

S v Mosia 2012 (2) SACR 537 (FB)

Case cited

S v Grobler en 'n ander 1966 (1) SA 507 (A)

Case cited

Whitehead and others v The State 2008 [2] All SA 527 (SCA)

Case cited

South African Police Service Act 68 of 1995

Legislation

Legislation referenced in the available case record.

Criminal Procedure Act 51 of 1977

Legislation

Legislation referenced in the available case record.

Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007

Legislation

Legislation referenced in the available case record.

Criminal Law Amendment Act 105 of 1997

Legislation

Legislation referenced in the available case record.

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