Rabe KHH (Estate) v Director-General, Department of Water Affairs and Forestry (WT8/R1) [2011] ZAWT 8 (1 January 2011)
- Citation
- [2011] ZAWT 8
- Status
- Judgment
- Jurisdiction
- South Africa
- Court
- Water Tribunal
- Panel
- E. Davey
- Case number
- WT8/R1
More details
- Court
- Water Tribunal
- Panel
- E. Davey
- Case number
- WT8/R1
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The tribunal found that the Chief Director and Director-General failed to exercise their discretion properly and did not apply their minds to all relevant facts. The refusal of the licence was based on a regional prescription rather than an individual assessment of the application, contrary to the recommendations of the technical advisory committee and the requirements of administrative justice. The tribunal held that the responsible authority did not comply with section 41(2) of the National Water Act, as it failed to consider the recommendations and evidence presented. The decision to refuse the licence was withdrawn, and the Department was ordered to issue a conditional licence for 50 hectares of Eucalyptus species, revisable after five years.
Court disposition
Appeal upheld; refusal decision withdrawn; Department ordered to issue conditional licence.
Orders
- The decision of the Chief Director: Water Use and Conservation dated 12 April 2001 is withdrawn.
- The Department of Water Affairs and Forestry is ordered to issue a licence to the appellant for the afforestation of 50 hectares of Eucalyptus species.
- The licence is revisable after five years and subject to other necessary conditions as per the recommendations.
02
Material facts
Parties
Rabe KHH (Estate)
AppellantDirector-General, Department of Water Affairs and Forestry
Respondent Counsel: H. KavinAmounts and remedies
- Area Approved for Afforestation (eucalyptus Species): 50
- Preliminary Hydrological Assessment (low Flow Reduction): 0.111
03
Procedural history
Posture
Civil Appeal / Appeal Against Administrative Refusal
04
Questions and positions
Legal issues
- 01
Whether the Chief Director exercised his discretion properly in refusing the stream flow reduction activity licence.
- 02
Whether the responsible authority applied its mind to all relevant factors in the licence application.
- 03
Whether the refusal complied with the requirements of administrative justice under the National Water Act.
Party arguments
- Applicant
- The appellant argued that the responsible authority failed to properly apply its mind to the licence application, did not consider all relevant facts, and acted contrary to the recommendations of the technical advisory committee. The refusal was based on a blanket regional prescription rather than an individual assessment, undermining the purpose of section 17 of the National Water Act. The appellant contended that a conditional licence, subject to revision, would balance economic and environmental interests.
- Respondent
- The respondent maintained that the property was situated in a critical catchment area where afforestation licences could no longer be issued. The refusal was justified on the basis of information from the Director: Water Utilization and the regional prescription. The respondent argued that the decision was consistent with departmental policy and environmental protection priorities.
05
Court’s reasoning
Legal principles
- 01
Baxter, Administrative Law (1984) at 88
Discretion must be exercised genuinely, not arbitrarily or under dictation, and the authority must address itself to all relevant facts.
- 02
De Smith, Judicial Review of Administrative Action (1980) at 285
Only the authority to which discretion is committed may exercise it, and must not act under the dictate of another body or person.
- 03
National Water Act, 1998 (Act No. 36 of 1998)
Section 41(2) of the National Water Act requires the responsible authority to afford the applicant an opportunity to make representations and to apply its mind to all relevant information before deciding.
06
Ratio, limits and disposition
Ratio decidendi
The tribunal found that the Chief Director and Director-General failed to exercise their discretion properly and did not apply their minds to all relevant facts. The refusal of the licence was based on a regional prescription rather than an individual assessment of the application, contrary to the recommendations of the technical advisory committee and the requirements of administrative justice. The tribunal held that the responsible authority did not comply with section 41(2) of the National Water Act, as it failed to consider the recommendations and evidence presented. The decision to refuse the licence was withdrawn, and the Department was ordered to issue a conditional licence for 50 hectares of Eucalyptus species, revisable after five years.
Obiter and limits
- The issuance of a conditional licence subject to revision would promote economic development while safeguarding environmental interests.
- Refusal of new licences based solely on regional prescriptions negates the purpose of preliminary reserve determinations under section 17 of the National Water Act.
- Technical recommendations should be given due consideration in administrative decision-making processes.
Court disposition
Appeal upheld; refusal decision withdrawn; Department ordered to issue conditional licence.
- The decision of the Chief Director: Water Use and Conservation dated 12 April 2001 is withdrawn.
- The Department of Water Affairs and Forestry is ordered to issue a licence to the appellant for the afforestation of 50 hectares of Eucalyptus species.
- The licence is revisable after five years and subject to other necessary conditions as per the recommendations.
Source and reliance status
Water Tribunal
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Water Tribunal
Judgment
IN THE WATER TRIBUNAL
CASE NO.: WT8/R1
IN THE APPEAL OF:
RABE K H H (ESTATE) ….....................................................................APPELLANT
AND
THE DIRECTOR-GENERAL
DEPARTMENT
WATER AFFAIRS AND FORESTRY …...........................RESPONDENT
DECISION
1. The Appellant submitted an application for a stream flow reduction activity licencefor afforestation purposes on Portion 1 and 2 of the farm Mahamba No. 7 HU.
The Respondent refused to grant a licence to the Appellant on the grounds that the Appellants property is situated in a critical catchment area where licences for afforestation can no longer be issued.
The matter came before this tribunal by way of appeal against the decision of the Respondent. The main ground of the appeal is failure by the Respondent to apply his mind on the matter before taking a decision or failure by the Respondent to exercise his discretion properly.
2. The application made for a stream flow reduction activity licence for 173.8 haEucalyptus afforestation purposes served before the Stream Flow Reduction ActivityLicence Assessment Advisory Committee (SFRALAAC) on the 7th December 2000in the offices of the Department of Water Affairs and Forestry (DWAF).
No objection was made:
The SFRALAAC resolved to recommend the application to DWAF Head Office subject to the following condition:
(1) Only disturbed soils with regards to old agricultural patches may be planted.
(2) No areas may be planted within 30 m from the edge of the temporary wetland, including areas, which has been disturbed. The delineation of the wetland must be verified by an authorised official of DWAF and DACE before any establishment of any plantation may take place, as various forms of agriculture had taken place in the wetland in the past.
(3) Awaiting finalisation of the Reserve with regards to the water balance model, before a final recommendation can be made to DWAF Head Office.
On the 22nd February 2001 the Regional Director for Mpumalanga addressed a letter to the Director-General: Department of Water Affairs and Forestry (Pretoria) wherein the Regional Director conveyed to the Director-General the recommendations of SFRALAAC as follows:
During the SFRALAAC meeting held on the 7th December 2000, it was decided to recommend the application for the afforestation of 50 ha on the mentioned property of the farm Mahamba 7 HU in the quaternary catchment W42K.
The favourable consideration for the issuing of a licence for the afforestation of 50 ha on MAHAMBA 7 HU for a valid period of 40 (forty) years is recommended provided that water is available in the quaternary catchment for development (with regard to the water balance model).
In the letter dated 2nd April 2001 the Chief Director: Water Use and Conservation disapproved of the application. The Chief Director's decision was based on the information received from the Director: Water Utilization.
The information is as follows:
The applicant has complied with the various directives as laid down by the Department. However, the local Stream Flow Reduction Activity Licence Assessment Advisory Committee has recommended that the licence be refused as this property is situated in a critical
catchment area where afforestation licences can no longer be issued. A letter to the applicant to this effect is supplied herewith for your signature, if you concur.
3. The issue is whether or not the Chief Director exercised his discretion properly.
4. Firstly, discretion is understood to mean a choice between alternative course of action and that such choice should not be made arbitrarily, wantonly, or carelessly, but in accordance with the requirements of the situation (See Baxter, 1984: Administrative Law at 88).
Secondly, only the authority to which it is committed to. That authority must genuinely address itself to the matter before it and must exercise discretion. It must not act under the dictate of another body or person and must have regard to the relevant situation (See De Smith, 1980 Judicial Review of Administrative Action at 285) over the above. Section 41(2) of the National Water Act, 1998 (Act No. 36 of 1998) provides that a responsible authority must afford the applicant an opportunity to make representation on any aspect of the application. The intention of this is to ensure that the responsible authority apply its mind to the matter before it taking into account all relevant information submitted for consideration.
5. From the evidence on record, the Chief Director disapproved of the application onthe basis of the information, which he received from the office of the Director:Water Utilization. There is no evidence from the record suggesting that the ChiefDirector considered the recommendation of the SFRALAAC when taking thedecision not to approve of the said application. The last paragraph of the letterdated 2001-04-12, which was addressed to the Chief Director reads as follows:
"A letter to the applicant to this effect is supplied herewith for your signature, if you concur"
We understand this letter to be the one informing the applicant of unsuccessful application. The Chief Director was asked to sign the letter, if he concurs. This we understand to imply that the Chief Director was asked to sign the letter if he concurs with the decision already taken. Moreover it is stated in the said letter that the SFRALAAC recommended that licence be refused whereas there is no such evidence on record.
Minutes of the meeting held on the 7th December 2000, point 7.1.8, page 6 read as follows: An application was made for 173.8 ha Eucalyptus sp. No objection was made. The application will be recommended to DWAF Head Office subject to the following conditions.
(2) No areas may be planted within 30 m from the water edge of the temporary wetland, including areas, which has been disturbed. The delineation of the wetland must be verified by an authorised official of DWAF and DACE before any establishment of any plantation may take place, as various forms of agriculture had taken place in the wetland in the past.
Contrary to the reason given in the letter of refusal, the minute state clearly the recommendation will be made subject to the conditions, as abovementioned.
The Department of Water Affairs and Forestry's legal representative (Mr H. Kavin) on the 19th July 2002 informed the Water Tribunal, according to their knowledge the finalisation of the Reserve has not been determined. No date is given as to when the finalisation will be completed.
The Regional Director Mpumalanga
However, it is on record the Regional Director (letter dated 22nd February 2001) Mpumalanga made recommendation of the issuing of a licence was for 50 ha (fifty) on Mahamba 7 HU for a valid period of 40 (forty) years. Provided that the water is available in this quaternary catchment for development (with regards to the Water Balance Model.
Industrial Technician: SFRA Control Mpumalanga Report
The Appellant's property is situated in the Usutu/Mhlantuze Water Management Area. This forms part of the Mozana stream, which flows to the Pongola River, then flows into the Jozini Dam and is situated in the quaternary catchment W42K.
There is no mention of weather the existing approximately 16 ha of Eucalyptus species presently on the property is included in the recommendation regarding the 50 ha (fifty) licence. There has been no mention of the 16 ha in the recommendation for the 50 ha licence, we therefore conclude that the recommendation does not include the existing 16 ha.
The preliminary hydrological assessment or low-flow determination made indicated this development would reduce the catchment's low-flow by 0.11058%.
No preliminary reserve determination has been done for the catchment. The D: WRP decided not to provide the information of a Water Balance Model for the catchment until its verification process is complete (no date as to when this process will be complete).
In view of the above the Industrial Technician (Naomi Fourie) still recommended that a water use licence for 50 ha (fifty) be issued if the Reserve determines that water is available.
The Director-General, acting on behalf of the Department of Water Affairs and Forestry, issued a letter dated 18/04/2001 to the appellant informing him of his unsuccessful application.
It is clear from all the evidence on record that the Director-General signed the letter, which, was already prepared for him. From the above, it is clear that both Chief-Director and Director-General failed to comply with the principles governing discretionary power in that they failed to consider all the facts surrounding the application.
6. (a) The Responsible Authority, being the Chief Director: Water Use and
Conservation, did not apply its mind to all the factors surrounding the licence application, and did not do administrative justice;
The refusal of the licence was not in line with the recommendations of the technical adviser, who did a thorough investigation of all relevant factors, and who recommended the issue of the licence if the final factors, and who recommended the issue of the licence if the final Reserve determined that water is available for this development;
The refusal of new licences on the basis of a regional prescription that all licence applications be refused, negates the very purpose of section 17 which provides for the determination of a preliminary reserve to facilitate the licensing process pending the final Reserve Determination;
The issuance of a licence on condition that such licence is revised on a five-year basis, would have promoted economical development while reserving environmental interests, and would allow for the licence to be amended in the event that the eventual final Reserve determination so prescribes.
7. (1) The decision of the Chief Director: Water Use and Conservation
F21/1/1/4/700 dated 12 April 2001, is withdrawn.
(2) The Department of Water Affairs and Forestry is ordered to issues a licence to the appellant for the afforestation of 50 ha.
(a) Eucalyptus species 50 ha (fifty)
(b) Pinus species 0 ha (zero)
Revisable after 5 years, and on the other conditions regarded necessary in view of the recommendations made for purpose of the application.
E. DAVEY
(Other members concur)
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