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South Africa Judgment

Supreme Court of Appeal

Rennie v Kamby Farms (Pty) Ltd. (406/84) [1988] ZASCA 171; [1989] 2 All SA 155 (A) (1 December 1988)

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01

Holding and result

The court found that the appellant's attorneys were dilatory in reconstructing and lodging the appeal record, with significant periods of unexplained delay both before and after the record was approved. The application for condonation was not made promptly, despite clear indications from the respondent that it would be opposed. The record itself was incomplete, with essential photographic exhibits missing or inadequately duplicated, hampering the court's ability to assess the evidence. The supporting affidavit failed to set out any substantive reasons for the prospects of success, and the notice of appeal merely listed alleged errors without argument. The cumulative effect of these factors rendered the application for condonation unworthy of consideration, and the court refused condonation irrespective of the prospects of success.

Court disposition

Petition for condonation dismissed with costs, including costs of the appeal.

Orders

  • The application for condonation of the late lodging of the appeal record is dismissed with costs, including the respondent's costs of the appeal.

02

Material facts

Parties

Peter John Rennie

Appellant Counsel: Mr Gordon

Kamby Farms (Proprietary) Limited

Respondent Counsel: Mr Broster

Amounts and remedies

  • Agreed Loss: ZAR 22,000

03

Procedural history

  1. Posture

    Civil Appeal / Application for Condonation of Late Lodging of Appeal Record

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant argued that the delay in lodging the appeal record was due to difficulties in reconstructing missing portions of the trial record, caused by the theft of tapes and the cryptic nature of available notes. Efforts were made to obtain notes from counsel and the trial judge, and the reconstructed record was eventually completed and approved. The appellant asserted reasonable prospects of success, referencing the notice of appeal, and requested the court to condone the late filing.
Respondent
The respondent opposed condonation, contending that the delay was excessive and largely unexplained, especially after the reconstructed record was approved. The respondent argued that the appellant failed to apply for condonation promptly despite repeated requests and warnings. Furthermore, the respondent maintained that the prospects of success were poor and that the incomplete record and missing exhibits prejudiced the respondent and the court's ability to assess the merits.

05

Court’s reasoning

  1. 01

    Croeser v Standard Bank 1934 AD 77 at 79

    An appellant who fails to comply with a Rule of Court must apply for condonation without delay.

  2. 02

    Finbro Furnishers (Pty) Ltd v Registrar of Deeds Bloemfontein and Others 1985(4) SA 773(A) at 789(C)

    The prospects of success are an important, though not decisive, consideration in condonation applications.

  3. 03

    Mbutuma v Xhosa Development Corporation Ltd 1978(1) SA 681(A) at 687A; P E Bosman Transport Works Committee and Others v Piet Bosman Transport (Pty) Ltd 1980(4) SA 794(A) at 799D/E

    The cumulative effect of unexplained delays and procedural deficiencies may render an application for condonation unworthy of consideration, regardless of prospects of success.

06

Ratio, limits and disposition

Ratio decidendi

The court found that the appellant's attorneys were dilatory in reconstructing and lodging the appeal record, with significant periods of unexplained delay both before and after the record was approved. The application for condonation was not made promptly, despite clear indications from the respondent that it would be opposed. The record itself was incomplete, with essential photographic exhibits missing or inadequately duplicated, hampering the court's ability to assess the evidence. The supporting affidavit failed to set out any substantive reasons for the prospects of success, and the notice of appeal merely listed alleged errors without argument. The cumulative effect of these factors rendered the application for condonation unworthy of consideration, and the court refused condonation irrespective of the prospects of success.

Obiter and limits

  • The preparation of an appeal record requires closer attention than was given in this case.
  • The court permitted counsel to canvass the merits at length as part of the condonation application, but found the appellant's case to be flimsy and the prospects of success slender in the extreme.

Court disposition

Petition for condonation dismissed with costs, including costs of the appeal.

  • The application for condonation of the late lodging of the appeal record is dismissed with costs, including the respondent's costs of the appeal.

Source and reliance status

Supreme Court of Appeal

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Judgment text

The complete available source text.

Source document

Supreme Court of Appeal

Judgment

[1988] ZASCA 171

Case No. 406/84

IN THE SUPREME COURT OF SOUTH AFRICA APPELLATE

DIVISION

In the matter between:

PETER JOHN RENNIE Appellantand

KAMBY FARMS (PROPRIETARY) LIMITED Respondent

CORAM: HOEXTER, GROSSKOPF et STEYN, JJA

HEARD: 4 November 1988 DELIVERED: 1 December 1988

JUDGMENT

HOEXTER, JA

2

HOEXTER, JAThe late Peter John Rennie was the owner of the farm "Penavon" in the district of Richmond, Natal. Although "Penavon" itself consists mainly of land and grazing, it is bounded by forests owned by large forestry estates. To the north of "Penavon" is a property known as "Kamby Farms", of which the owner is a private company ("the defendant"). On 10 August 1981 a large part of "Penavon" was devastated by fast-moving forest fire, and the plaintiff suffered conside-rable losses. In August 1982 the plaintiff instituted an action for damages against the defendant in the Natal Provin-cial Division. The defendant resisted the action, and the trial came before NIENABER, J. The plaintiff's loss was agreed at R22 000. The broad issue in the case was thus described by the trial Judge in his judgment:-

"The Plaintiff blames an employee of the Defendant

for

3

for ordering a 'back-burn' to be drawn along their common boundary to his north which, he says, accounted for the damage to his property. The Defendant admits responsibility for starting a counter-fire but denies that the back-burn was the true cause of the damage to the Plaintiff's property. The back-burn was put in to meet the very real threat of a huge fire advancing from the north. The damage to the Plaintiff's farm, so the Defendant maintains, was caused by sparks and incandescent material wafted aloft by the updraught of the approaching fire, and carried forward by the strong wind that was blowing at the time, thereby setting the Plaintiff's farm alight. The Defendant furthermore claims that the 'back-burn' was put in as a matter of urgent necessity and it denies that there was any negligence on the part of any of its employees in doing so."

Having heard the evidence at the trial (in the coursc of whichhe undertook an inspection in loco) and argument, the trialJudge on 7 August 1984 gave judgment for the defendant with

costs, including the costs of two counsel. With leave of the

Court below (which was granted on 16 October 1984) the plain=

tiff noted an appeal to this Court against the whole of the

judgment

4

judgment of NIENABER, J.In terms of Rule 5(4)(b) of the Rules of this Court the necessary copies of the record of the proceedings in the trial Court should have been lodged with the Registrar of this Court within three months of 16 October 1984. An incomplete record of the proceedings was lodged on 21 November 1986; and on the same date a petition by the plaintiff for condonation of the late lodging of the record was also filed. The plain-tiff died on 18 March 1987. The application for condonation was heard on 4 November 1988 when this Court granted an order substituting the executor in the plaintiff's estate as the petitioner in the application and the appellant in the appeal.

I proceed to consider the application for condonation. On 11 December 1984 the plaintiff's Pietermaritzburg attorneys ("MBLW") applied to the defendant's Pietermaritzburg attorneys

("GLDL")

5

("GLDL") for an extension of the prescribed period of timewithin which the record had to be lodged with the Registrarof this Court. On 13 December 1984 GLDL informed MBLW by

letter that:-

" we are prepared to allow you a reasonable extension of time within which to obtain the record from Lubbe Recordings "

The evidence at the trial was recorded by means of a tape-

recording machine. A firm known as Sneller Recordings ("SR")

was responsible for the transcription thereof. After the

trial but before SR had begun the transcription a number of the

tapes concerned were stolen from the office of the Registrar

of the Provincial Division in Pietermaritzburg. MBLW received

an incomplete transcription of the record from SR in April

1985. Accordingly it became necessary to fill in the gaps

in the transcribed record by a process of reconstruction from

such materials as were available. In the record before us

the

6

the evidence at the trial appears at pages 2 to 236. Counselinformed us that what appears at pages 82 to 92, and again atpages 168 to 179 represents the reconstructed portion of therecord.

On 13 September 1985 GLDL wrote a letter to MBLW

in which, inter alia, the following was said:-

"Your client has now had some six months within which to reconstruct the missing portions of the record. Kindly by return advise -

(a) what steps you have taken to reconstruct the missing portions of the record; (b) how far you have progressed therewith?

We have available copious notes of the evidence at the trial as taken by our junior counsel, together with the notes taken by Attorney Sean Mullins. These are available to you if you require same We are furthermore not prepared to allow this matter to drag on indefinitely....and we must therefore request you to attend to this matter urgently and without delay. You have already had six months and unless the record is recon-structed by you not later than the 15th October 1985 for submission to the Trial Judge, applica-tion will be made for leave to execute on the judgment in favour of our client.

You

7

You may collect the notes referred to hereabove from our offices "

In a letter dated 20 September 1985 MBLW acknowledged receipt

of the above letter and intimated that:-

"We will immediately arrange to collect the notes from your office and will commence reconstructing the record."

According to an affidavit by the plaintiff's Pietermaritzburgattorney filed in support of the petition for condonation thenotes kept by defendant's junior counsel (Mr Broster) were

collected from GLDL "at the beginning of October, 1985". On

17 October MBLW wrote a letter to the trial Judge in which they

requested him to make his own notes of his evidence at the

trial available to the plaintiff. In support of this request

the letter stated:-

"Quite a number of persons at the trial did keep notes of the evidence, but none of the notes are presently available other than the notes of Advocate Broster. The notes kept by other

persons

8

persons have apparently been lost or destroyed. We have studied Advocate Broster's notes but these are extremely cryptic and do certainly not contain sufficient detail to use as a basis for reconstructing a record for an Appeal".

The trial Judge granted the request and his handwritten notesof the evidence at the trial were made available to MBLW on22 October 1985. Meanwhile, and still on 17 October 1985,MBLW sent a copy of their aforementioned letter to the trialJudge to GLDL. In the concluding paragraph of their covering

letter to GLDL they wrote:-

"Please be patient, failing which we will have no alternative but to apply to the Appellate Division for confirmation (condonation). We hope that you will not put us in the position that we have to do so, unless of course it becomes clear that we are being dilatory in our efforts which we assure you we are not."

The above letter evoked a sharp response from the defendant's

attorneys. On 22 October 1985 GLDL wrote to MBLW:-

"We have noted the comments you have made in your

letter

9

letter to Judge Nienaber with some astonishment, more specifically where you stated that the only notes are those of Advocate Broster in that the notes kept by other persons have apparently been lost or destroyed. You have been trying to reconstruct the record for the past approximately seven months and we ask you to now urgently let us know from what you have been trying to recon= struct the record "

In response to the above MBLW wrote a further letter to GLDLon 28 October 1985 stating that Mr Broster's notes were in-

sufficiently detailed for an adequate reconstruction of therecord. The letter conceded that there had been "a long delay

in dealing with this matter" which it attributed to a combina-

tion of factors which it listed. It expressed understanding

for the "frustration" experienced by GLDL but gave an assurance

"that we are now doing our utmost to put the matter right."

On 8 November 1985 GLDL addressed a letter in the following terms to MBLW:-

"Our client considers that the appellant has had

a

10

a more than reasonable time to reconstruct and file the record and is accordingly not prepared to grant any further extension for the filing thereof. Under the circumstances your client will have to make a substantive application for condonation and it is our instructions that such application will be opposed " MBLW experienced dífficulty in trying to decipher

the trial Judge's handwritten notes which had been madeavailable to them on 22 October 1985. At some time thereafter

(the date does not appear from the petition) MBLW reguestedGLDL to assist in this undertaking; and the latter agreed todo so after the Christmas vacation. On 20 January 1986 GLDLwrote to MBLW as follows:-

"We confirm that you have delivered to us the judge's notes which we in turn have handed to Advocate Broster with a view to reconstructing the missing portions of the record. Needless to say our co-operation in reconstruc-ting the missing portions of the record must in no way be construed as a waiver of our client's rights, more specifically its refusal to grant

any

11

any further extension as previously conveyed to you."

According to the affidavit filed in support of the petition bythe plaintiff's Pietermaritzburg attorney the trial Judge,Mr Broster and Mr De Villiers (who had appeared as junior counsel

for the plaintiff at the trial) met in Durban and on the strengthof the trial Judge's notes "they managed to reconstruct the saidmissing evidence in telegram form." Mr De Villiers then spent

some weeks in casting the reconstruction "into a more detailed

and understandable record." On 18 June 1986 GLDL wrote a

letter to MBLW in the following terms:-

"It is apparent that your client has no serious intention of pursuing the appeal as the record has not been filed and no application for condo-nation has been submitted. We accordingly call upon your client to effect payment of the costs which have already been taxed within fourteen (14) days from date hereof failing which applica-tion will be made for leave to execute.

We reiterate that our client is not prepared to

grant

12

grant any extension for the filing of the record and that any application for condonation will be opposed."

On 4 July 1986 GLDL wrote a further letter to MBLW pointingout that some three months had expired since the discussionsbetween the trial Judge and counsel. The letter proceeded

to say:-

"Advocate de Villiers communicated with writer last week and informed us that the record is now ready and would be filed forthwith. We reiterated to him that we are not prepared to condone the late filing and that we have been instructed to oppose any application for condonation. The record has not yet been filed and we are now applying to Court for leave to execute."

On 19 August 1986 MBLW wrote to GLDL enclosing a copy of the

record of the proceedings which included the reconstructed

portion, with a request that it be submitted to Mr Broster

for his approval. The record was approved by Mr Broster on

19 September 1986.

The

13

The plaintiff's petition for condonation was served on GLDL on 14 October 1986. In opposition thereto the defen-dant filed an answering affidavit to which the deponent was Mr R Liebetrau, a partner in GLDL.In resisting the application for condonation Mr Broster, who appeared for the defendant (respondent), was content to base his opposition thereto on the following grounds: (1) that, affecting the merits of the appeal, the plaintiff had no rea-sonable prospects of success; and (2) that in a case in which the lodging of the record was already hopelessly out of time there supervened after 19 September 1986 (on which date the reconstructed record had been approved by the defendant) and 21 November 1986 (on which date the record was ultimately lodged) a lengthy and wholly unexplained delay.

The issue of the plaintiff's prospects of success will be touched upon later. In regard to the delays in the

case

14

case there is much force in Mr Broster's second contention. It is a serious criticism of the plaintiff and his Pieter= maritzburg attorneys that after the defendant had approved the reconstructed record there was a further delay of more than two months before the record was lodged; and that no explanation whatever for this further and lengthy delay is proffered. But there is, I consider, a further example of unexplained dilatoriness on the part of the plaintiff and MBLW which represents an even greater stumbling block in the way of condonation. Whenever an appellant realises that he has not complied with a Rule of Court he should apply for condonation without delay. See: Croeser Standard Bank 1934 AD 77 at 79; Reeders v Jacobsz 1942 AD 395 at 397; CIR v Burger 1956(4) SA 446(A) at 449G/H; Meintjies v H D Combrinck (Edms) Bpk 1961(1) SA 262(A) at 264B. In the present case the defendant's attorneys agreed in December

1984.,

15

1984 to allow the plaintiff's attorneys "a reasonable exten= sion of time" in which to obtain the record. An examination . of the correspondence shows, I think, that the defendant's attorneys exercised considerable patience. They were prepared to wait for more than a year before informing the plaintiff's attorneys (in November 1985) that they considered that the plaintiff had had more than a reasonable time to reconstruct the record; that the plaintiff should make a substantive application for condonation; and that such application would be opposed. The fact that the defendant would oppose any application for condonation was stressed in subsequent letters (on 18 June 1986 and 4 July 1986) by GLDL to MBLW. The plaintiff nevertheless waited for more than a year before presenting his petition for condonation; and for this inordinate delay no explanation is offered.

Nor do the petitioner's problems end here. Mention

has

16

has already been made of the fact that the record eventually

lodged in November 1986 was incomplete. It is necessary here

to indicate the extent of the deficiency and its unfortunate

practical consequences. At the trial various photographic

exhibits were handed in. The record was lodged under cover

of a letter dated 21 November 1986 written by BMLW's Bloem=

fontein correspondents to the Registrar of this Court. I

preface what follows by pointing out that no blame attaches

to the Bloemfontein attorneys who were acting on instructions

of their Pietermaritzburg correspondents. In par 1.3 of the

letter to the Registrar the Bloemfontein attorneys stated

that, whereas six copies of the record were being lodged, but

a single copy of each of exhs "B", "C", "D", "E" and "F"

accompanied the record, the reason for this step being:-

" ons verstaan van ons opdraggewende

korrespondente dat hulle met Mev Botha gereël het dat, vanweë die grootte van hierdie betrokke

bewysstukke,....

17

bewysstukke, slegs een eksemplaar van elk

ingedien mag word vir gebruik deur

al die Regters." (My underlining.)

The record also comprised, as exh "H", seven colour photographstaken from various vantage points visited during the inspectionin loco. Concerning exh "H" par 1.4 of the letter to the

Registrar said:-

"In elke afskrif van die Oorkonde is fotostatiese afdrukke van hierdie bewysstuk wel ingesluit, maar die fotostatiese afdrukke is beswaarlik leesbaar en die oorspronklike word dus afsonderlik ingehan-dig; die betrokke fotos kan ongelukkig nie gedupliseer word nie." Certain comments are necessary. As far as exh "H"

is concerned the plaintiff's legal representatives in factmanaged to produce, very shortiy before the date of the hearing

of the appeal, three perfectly acceptable duplicates or copies

of the seven photographs. Of the remaining photographic

exhibits the most important is exh "E", which is a composite

aerial

18

aerial photograph of "Penavon" and the properties to the north of it, upon which photograph the extent of the area devastated by the fire is to be seen. During the trial reference by witnesses to exh "E" was facilitated by super-imposing a grid upon it. In fact the single exhibit originally lodged in this Court as exh "E" was not the original exhibit but a smaller version of it without a grid. None of the five exhibits mentioned in para 1.3 of the letter to the Registrar was in fact in any way larger or bulkier than the average photographic exhibits which, in the proper fashion, are regularly lodged in sufficient number with the appeal record in many of the innumerable appeals heard by this Court; and there was no valid or sufficient reason for not lodging the required number of exhibits in the instant case. The failure to do so seriously hampered the members of this Court in their reading and understanding of the evidence at the trial. I

should

19

should mention that for a reason which was not explained the original of exh "E" was unearthed only very shortly before the hearing of the appeal. It was found in the possession of the -defendant's attorneys and was brought to Bloemfontein by counsel on the very eve of the appeal. The preparation of an appeal record requires closer attention than was given to it in this case.

By way of summary, the woeful picture which so far emerges is the following: (1) The record of the proceedings, in incomplete form, was lodged with the Registrar of this Court more than two years after the trial had ended. (2) Pho-tographic exhibits handed in during the trial constitute an integral part of the record of proceedings on appeal. In the present case the photographic exhibits were quite essential for a proper understanding of the evidence. These fundamental considerations notwithstanding the record lodged was signifi-

cantly

20

cantly incomplete in the respects mentioned. (3) The plaintiff's Pietermaritzburg attorneys appreciated as early as October 1985 (a) that an application for condonation of the late lodging of the record had become an essential pro-ceeding in the prosecution of the appeal and (b) that such an application would be resisted by the defendant; but BMLW nevertheless waited for more than a year before presen-ting the application for condonation. No explanation whatsoever for this extraordinary procrastinaticn is offered. (4) Even if full allowance be made for the difficulties presen-ted by reconstruction of portion of the record, the steps ini-tially taken to this end were characterised by more than a little torpor and tardiness. (5) The record as reconstructed was ready for lodging on 19 September 1986. In fact it was only lodged on 21 November 1986; and there is no explanation for such further and lengthy delay.

I

21

I turn to the matter of the petitioner's prospects

of success in the appeal. Here again the petition is defec-tive. Where application is made for condonation of anappellant's failure to lodge the record timeously it is advi-

sable (more particularly where, as in the present case, theexplanation is palpably wanting) that the petition should

set forth briefly and succinctly such essential informationas may enabie the Court to assess the appellant's prospectsof success. See Meintiies v H D Combrink (Edms) Bpk (supra)

at 265C. The sole averment made in this respect (which is

to be found in the supporting affidavit by the plaintiff's

Pietermaritzburg attorney) is:-

"....that the Appellant has a reasonable prospect of success for reasons set out in the Appellant's Notice of Appeal."

The notice of appeal, however, states no reasons for conclu-

ding that the appeal is likely to succeed. It does no more

than

22 than to recile that the trial Court erred in making the findings on which its judgment is based; and to list those findings which, so it is suggested, the learned Judge should have made.

In applicationsof this sort the prospects of success are in general an important, although not decisive, consideration. It has been pointed out (Finbro Furnishers (Pty) Ltd v Registrar of Deeds Bloemfontein and Others 1985(4) SA 773(A) at 789(C)) that the Court is bound to make an assessment of the petitioner's pro-spects of success as one of the factors relevant to the exercise of the Court's discretion unless the cumulative effect of the other relevant factors in the case is such as to render the applica-tion for condonation obviously unworthy of consideration. It seems to me that in the instant case the cumulative effect of the factors which I have summarised in paragraphs (1) to (5) above is by itself sufficient to render the application unworthy of consideration; and that this is a case in which the Court

23

should refuse the application irrespective of the prospects of success. (Cf Mbutuma v Xhosa Development Corporation Ltd 1978(1) 681(A) at 687A; P E Bosman Transport Works Committee and Others v Piet Bosman Transport (Pty) Ltd 1980(4) SA 794(A) at 799D/E). For the sake of completeness, however, I mention the following. In this instance the Court adopted the usual procedure of permitting counsel on both sides to canvass the merits at length as part of the application for condonation. The judgment of the Court below is a careful and reasoned one. Having considered everything said on behaif of the appellant by Mr Gordon in the course of his full and fair argument, I have formed the impression that the case for the plaintiff is a flimsy one and that the prospects of success on appeal are slender in the extreme.

For the reasons aforegoing I conclude that the petitioner has not shown sufficient cause for the condonation

of

24

of the plaintiff's non-compliance with the Rule governing the lodging of the record of the trial proceedings; and that the application must fail. Counsel for the defendant (respondent) had to come to Court prepared to argue not only the application for condonation but the appeal as well. The costs to be borne by the appellant will therefore include the respondent's costs of the appeal.

In the result the petition for condonation is dis-missed with costs.

G G HOEXTER, JA GROSSKOPF,JA )

STEYN,JA ) Concur

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Croeser v Standard Bank 1934 AD 77

Case cited

Reeders v Jacobsz 1942 AD 395

Case cited

CIR v Burger 1956(4) SA 446(A)

Case cited

Meintjies v H D Combrinck (Edms) Bpk 1961(1) SA 262(A)

Case cited

Finbro Furnishers (Pty) Ltd v Registrar of Deeds Bloemfontein and Others 1985(4) SA 773(A)

Case cited

Mbutuma v Xhosa Development Corporation Ltd 1978(1) SA 681(A)

Case cited

P E Bosman Transport Works Committee and Others v Piet Bosman Transport (Pty) Ltd 1980(4) SA 794(A)

Case cited

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