S v Phalafala (44/10) [2011] ZANWHC 33 (10 March 2011)
- Citation
- [2011] ZANWHC 33
- Status
- Judgment
- Jurisdiction
- South Africa
- Court
- North West High Court, Mafikeng
- Panel
- A.M. Kgoele, R.D. Hendricks
- Case number
- 44/10
More details
- Court
- North West High Court, Mafikeng
- Panel
- A.M. Kgoele, R.D. Hendricks
- Case number
- 44/10
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The court found that the presiding officer unduly overemphasised the seriousness of the offence and the interests of the community above the personal circumstances of the accused. The value of the stolen goods was not proven and should not have influenced the sentence. The accused's youth, lack of previous convictions, guilty plea, and recovery of the stolen goods were significant mitigating factors. The court held that a proper balance of sentencing objectives could be achieved through alternative sentencing options rather than direct imprisonment. Accordingly, the sentence was set aside and substituted with a fine or imprisonment, half of which was suspended, conditional on the accused not committing a similar offence during the suspension period.
Court disposition
Conviction confirmed; sentence set aside and substituted with a fine or imprisonment, half suspended.
Orders
- The conviction of the accused is confirmed.
- The sentence imposed by the court a quo is set aside and substituted by the following: Five thousand rand (R5000-00) or three (3) years imprisonment, half of which is suspended for three (3) years on condition the accused is not convicted of housebreaking with intent to steal and theft committed during the period of suspension.
02
Material facts
Parties
THE STATE
ApplicantSAMUEL PHALAFALA
RespondentAmounts and remedies
- Value of Goods Alleged Stolen: ZAR 29,000
- Fine Imposed: ZAR 5,000
03
Procedural history
Posture
Review Application / Review of Sentence After Conviction
04
Questions and positions
Legal issues
- 01
Whether the presiding officer overemphasised the seriousness of the offence over the personal circumstances of the accused when imposing sentence.
- 02
Whether the value of the stolen goods, which was not proven, improperly influenced the sentence.
- 03
Whether alternative sentencing options should have been considered instead of direct imprisonment.
Party arguments
- Applicant
- The State argued that the value of the stolen goods was R29,000.00 and that the offence was serious and prevalent, warranting a custodial sentence. The prosecutor introduced the value during sentencing, although it was not reflected on the charge sheet or admitted by the accused.
- Respondent
- The accused pleaded guilty, had no previous convictions, was 20 years old, employed as a taxi driver, and the stolen goods were recovered. The pre-sentencing report did not recommend correctional supervision, but the accused's personal circumstances and the recovery of goods were presented as mitigating factors.
05
Court’s reasoning
Legal principles
- 01
S v Zinn 1969 (2) SA 537 (A)
In sentencing, the court must consider the crime, the offender, and the interests of the community, and must balance these factors without unduly emphasising one over the others.
- 02
S v Rabie 1975 (4) SA 855 (A)
Mercy is an element of justice and sentences should be blended with mercy.
- 03
S v Scheepens 1977 (2) SA 155 (A)
Imprisonment is justified only if the offender needs to be removed from society and if the purposes of punishment cannot be achieved through any other punishment. Alternative sentences should be preferred if they achieve the same objectives.
06
Ratio, limits and disposition
Ratio decidendi
The court found that the presiding officer unduly overemphasised the seriousness of the offence and the interests of the community above the personal circumstances of the accused. The value of the stolen goods was not proven and should not have influenced the sentence. The accused's youth, lack of previous convictions, guilty plea, and recovery of the stolen goods were significant mitigating factors. The court held that a proper balance of sentencing objectives could be achieved through alternative sentencing options rather than direct imprisonment. Accordingly, the sentence was set aside and substituted with a fine or imprisonment, half of which was suspended, conditional on the accused not committing a similar offence during the suspension period.
Obiter and limits
- Too harsh a punishment serves neither the interests of justice nor those of society, and courts should strive for a proper balance in sentencing.
- The seriousness and prevalence of an offence do not, by themselves, justify overlooking the personal circumstances of the accused.
- A sentence should be blended with mercy, as mercy is an element of justice itself.
Court disposition
Conviction confirmed; sentence set aside and substituted with a fine or imprisonment, half suspended.
- The conviction of the accused is confirmed.
- The sentence imposed by the court a quo is set aside and substituted by the following: Five thousand rand (R5000-00) or three (3) years imprisonment, half of which is suspended for three (3) years on condition the accused is not convicted of housebreaking with intent to steal and theft committed during the period of suspension.
Source and reliance status
North West High Court, Mafikeng
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
North West High Court, Mafikeng
Judgment
NORTH
WEST HIGH COURT
HIGH COURT REF: 44/10
In the matter between:
THE
STATE
and
SAMUEL
PHALAFALA
______________
REVIEW
JUDGMENT
_____________
KGOELE J.
[1] The accused in this matter was convicted of housebreaking with intent to steal and theft. He was sentenced to three (3) years direct imprisonment.
[2] When this matter came before me on review, I raised the following issues regarding the sentence that was meted out by the presiding officer:-
1. According to the prosecutor the value of the goods stolen is
R29 000 00. However, the charge sheet does not at all reflect the value of the goods stolen. The accused was never confronted with the value of the goods stolen during the 112 proceedings nor is there any indication that he admitted it. There is basically nothing in the record of the proceedings that indicates how the R29 000-00 was computed. It seems as if the magistrate took the value of the goods into consideration when sentencing the accused to a custodial sentence of (3) three years. If so, the presiding officer is requested to explain the reasons why the value of the goods stolen influenced him so much in sentencing the accused when there was no proof of it on record.
2. The following principles are trite and have been quoted in many cases countless times:-
* Direct imprisonment should not be imposed if it can be avoided
* A first offender should not be imprisoned if imprisonment “can legitimately” be avoided.
2.1 Did the presiding officer not overemphasize the seriousness of the offence over the personal circumstances of the accused by imposing an effective term of imprisonment of three (3) years without an option of a fine or any form of suspension?
[3] The presiding officer’s response was as follows:-
It has been noted that the record of the proceedings does not reflect the R29 000-00 value indicated by the prosecutor. The value of the goods did not influence me in coming to the sentence, that is why initially I requested for the pre-sentencing report as per Exhibit “A” and the accused did not qualify for correctional supervision sentence.
The principles have been noted and would be applied.
I do not think I have overemphasized the seriousness of the offence over the personal circumstances of the accused by imposing sentence, and a sentence with an option of a fine was according to me
not an appropriate sentence.
[4] The accused pleaded guilty to the charge he was facing and was correctly convicted by the presiding officer. The articles that he stole were reflected as follows on the charge sheet:- TV, Subhoover music system, cheese and meat. The articles were recovered. No previous convictions were proven against the accused. He is twenty (20) years of age. He said he works as a taxi driver and earns a living. A pre-sentencing report was handed in court but the officer that compiled it did not recommend correctional supervision.
[5] The value of the articles stolen was not reflected on the charge sheet. The presiding officer did not during the proceedings in terms of section 112 ask the accused about the value of the articles stolen. The value of the articles stolen came to the picture at the time the prosecutor addressed the court on sentence.
[6] At the time the presiding officer delivered his sentence judgment, he repeatedly made the following remarks:-
Page 6 line 7-11
“As accord by the state I also wonder why these cases of this nature, more particularly the amount of R29 000-00 involved coming to the District Court? This matter should have been referred to the Regional Court so that you get proper sentence.”
Page 7 line 4-7
“As I already said, I also wonder as to why this case was not taken to the Regional Court originally? Be as it may you have been convicted of a serious offence.“
[7] It seems as if the presiding officer placed much emphasis on the value of the articles stolen which was stated as R29 000-00 by the prosecutor when sentencing the accused despite the fact that it was not proven. In his reply to my query he only mention the fact that he is of the view that a sentence with an option of a fine is not appropriate without giving reasons. The presiding officer also did not provide any reasons why suspension of a sentence either partly or wholly could not be considered.
[8] It is trite law that in addition to the theories of punishment which are retributive, preventative, deterrence and reformatory, the court has also to consider the well known principles as laid down in the case of S v Zinn 1969 (2) SA 537 (A) namely:
the crime
the offender and
the interest of the community
[9] What is of utmost importance is for the court not only to take these factors into consideration, but to weigh and evenly balance all of them in determining the appropriate sentence it seeks to impose. None of these factors should be overly and unduly emphasized above the other by the court. It is also accepted that the sentence which is to be imposed should be blended with mercy because mercy is an element of justice itself. See S v Rabie 1975 (4) SA 855 (A).
[10] I am of the view that the personal circumstances of the accused before court, the fact that he pleaded guilty and further that the goods were recovered constitute mitigatory factors that counts strongly in his favour. One has to bear in mind that too harsh a punishment serves neither the interest of justice nor those of a society. Neither does the one that is too lenient. Courts should therefore strive for a proper balance that has regard to all the objects of sentencing.
[11] In the same case of Zinn quoted above, the following was also held at page 540 f-g:
“It is also a misdirection for the court to overemphasise the crime and underemphasise the personal circumstances of the offender or vice versa”.
[12] In S v Scheepens 1977(2) SA 155(A) at p159 A-D Viljoen J.A expressed a personal opinion that imprisonment is justified only if the offender needs to be removed from society in order to protect society and if the purposes of punishment cannot be achieved through any other punishment. In addition, the court also declared that if the same objects of punishment can be achieved through an alternative sentence, that alternative sentence should be preferred.
[13] Without overlooking the fact that the offence committed is serious and prevalent in our country, I am of the view that the seriousness of the offence and the prevalence thereof do not per se justify the presiding officer to overlook the personal circumstances of the accused.
[14] I therefore come to the conclusion that the presiding officer unduly overemphasised the seriousness of the offence and the interest of the community above the personal circumstance of the accused. The circumstances of this matter informs me that a proper balance of the object of sentencing in terms of punishment can be achieved in this matter through other alternative sentencing options than direct imprisonment
[15] Consequently the following order is made:-
The conviction of the accused is confirmed;
The sentence imposed by the court a quo is set aside and substituted by the following:-
Five thousand rand (R5000-00) or three (3) years imprisonment, half of which is suspended for three (3) years on condition the accused is not convicted of housebreaking with intent to steal and theft committed during the period of suspension.
A.M.
KGOELE
JUDGE
OF THE HIGH COURT
I agree
R.D.
HENDRICKS
DATED: 10/03/2011
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