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South Africa Judgment

Supreme Court of Appeal

Shubane and Another v S (073/14) [2014] ZASCA 148 (26 September 2014)

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01

Holding and result

The Supreme Court of Appeal held that there is no legal requirement for a sentencing officer to forewarn an accused of the possibility of a sentence exceeding the statutory minimum. The court found that the Regional Magistrate had properly considered both aggravating and mitigating circumstances, including the appellants' personal circumstances, lack of previous convictions, and time spent in custody. However, the aggravating factors—premeditation, violence against an elderly woman and a child, and lack of remorse—were so severe that they justified a sentence above the minimum prescribed by law. The Magistrate provided adequate reasons for the sentence, and the factors advanced by the appellants did not constitute substantial and compelling circumstances warranting deviation. The appeal was therefore dismissed.

Court disposition

Appeal against sentence dismissed.

Orders

  • The appeal against sentence is dismissed.

02

Material facts

Parties

Madala Goodwill Shubane

Appellant Counsel: J Mojuto

George Mondlana

Appellant Counsel: J Mojuto

The State

Respondent Counsel: P W Coetzer

Amounts and remedies

  • Sentence Imposed (years Imprisonment): 17
  • Cash Stolen (zar): ZAR 200
  • First Appellant Monthly Earnings (zar): ZAR 1,000
  • Second Appellant Monthly Earnings (zar): ZAR 2,000

03

Procedural history

  1. Posture

    Criminal Appeal / Appeal Against Sentence

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellants argued that the Regional Magistrate misdirected himself by failing to forewarn them of his intention to impose a sentence exceeding the statutory minimum of 15 years for robbery with aggravating circumstances. They contended that their legal representatives should have been given an opportunity to make submissions on why a higher sentence should not be imposed. Additionally, they argued that the Magistrate failed to provide sufficient reasons for the increased sentence and that substantial and compelling circumstances existed, including their status as first offenders, time spent in custody awaiting trial, and the absence of evidence regarding the victims' injuries.
Respondent
The respondent maintained that there is no legal requirement for a sentencing officer to forewarn an accused of a contemplated sentence above the statutory minimum. The respondent argued that the aggravating circumstances, including the premeditated nature of the crime, violence against vulnerable victims, and lack of remorse, justified the sentence imposed. The respondent further submitted that the Magistrate provided detailed reasons for the sentence and that the factors cited by the appellants did not amount to substantial and compelling circumstances warranting deviation from the minimum sentence.

05

Court’s reasoning

  1. 01

    S v Mthembu 2012 (1) SACR 517 (SCA)

    There is no duty in South African law for a sentencing officer to forewarn an accused person of a contemplation to impose a sentence in excess of the statutorily prescribed minimum sentence.

  2. 02

    S v Maake 2011 (1) SACR 263 (SCA)

    A sentence imposed must be properly motivated, and appellate courts may interfere where a sentence is vitiated by a material misdirection or is shockingly inappropriate.

  3. 03

    Criminal Law Amendment Act 105 of 1997, Section 51(2)(a)(i) and (ii)

    The existence of substantial and compelling circumstances may justify deviation from the prescribed minimum sentence, but being a first offender and time spent in custody are not, on their own, sufficient.

06

Ratio, limits and disposition

Ratio decidendi

The Supreme Court of Appeal held that there is no legal requirement for a sentencing officer to forewarn an accused of the possibility of a sentence exceeding the statutory minimum. The court found that the Regional Magistrate had properly considered both aggravating and mitigating circumstances, including the appellants' personal circumstances, lack of previous convictions, and time spent in custody. However, the aggravating factors—premeditation, violence against an elderly woman and a child, and lack of remorse—were so severe that they justified a sentence above the minimum prescribed by law. The Magistrate provided adequate reasons for the sentence, and the factors advanced by the appellants did not constitute substantial and compelling circumstances warranting deviation. The appeal was therefore dismissed.

Obiter and limits

  • The emotional trauma suffered by the victims, particularly the elderly woman and young child, is unquestionable and aggravates the seriousness of the offence.
  • A first offender is already afforded a lesser sentence by statute; absence of previous convictions alone is not a compelling circumstance for deviation.
  • The practice of forewarning an accused of a higher sentence may be salutary, but its absence does not constitute a defect in proceedings.

Court disposition

Appeal against sentence dismissed.

  • The appeal against sentence is dismissed.

Source and reliance status

Supreme Court of Appeal

This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.

Judgment reading view

Judgment text

The complete available source text.

Source document

Supreme Court of Appeal

Judgment

[2014] ZASCA 148

THE SUPREME COURT OF APPEAL OF SOUTH AFRICA

JUDGMENT

Case No: 073/14

DATE: 26 SEPTEMBER 2014

Not Reportable

In the matter between

MADALA GOODWILL SHUBANE....................................................FIRST

APPELLANT

GEORGE MONDLANA.................................................................SECOND

APPELLANT

And

THE STATE...............................................................................................RESPONDENT

Neutral citation: Shubane v The State (073/14) [2014] ZASCA 148 (26 September 2014)

Coram: Shongwe, Majiedt and Mbha JJA

Heard: 10 SEPTEMBER 2014

Delivered: 26 SEPTEMBER 2014

Summary: Sentence – Robbery with aggravating circumstances – Premeditated, well planned robbery – Firearm and knives used – Violence inflicted upon, inter alia, elderly woman – Gun held against head of seven year old child – 17 years’ imprisonment appropriate – no requirement in our law that a sentencing officer should forewarn an accused person of a contemplation to impose a sentence in excess of the statutorily prescribed minimum sentence.

ORDER

On appeal from: North Gauteng High Court, Pretoria (Preller et Pretorius JJ, sitting as court of appeal):

The appeal against sentence is dismissed.

Majiedt JA (Shongwe and Mbha JJA concurring):

[1] The appellants, Mr Madala Goodwill Shubane and Mr George Mondlana, appeal against the sentence of 17 years’ imprisonment imposed upon them in the Benoni Regional Court for robbery with aggravating circumstances, confirmed on appeal to the North Gauteng High Court, Pretoria (Pretorius J, Preller J concurring). The first appellant appeals with the leave of the high court and the second appellant with the leave of this court.[1]

[2] The appellants and a confederate, the erstwhile accused number one, accosted Mr Mohammed Jogee in his garage at home during the early morning of 2 June 2004 as Mr Jogee was about to take his child to school. One of the robbers was armed with a firearm and the other two with knives. Mr Jogee was assaulted, tied up with a computer cable and pushed into his motor vehicle. Two of his assailants entered the house and he was later also taken there by the third attacker. Inside the house Mr Jogee’s wife and his elderly mother were also assaulted by the robbers. One of the robbers pointed the firearm at the Jogees’ seven year old son, demanding money. The boy directed the robbers to his coin collection, but they were not interested in it. The Jogee family’s ordeal ended when their neighbours who had heard the commotion intervened, causing the robbers to flee, taking with them a mobile phone, a wallet containing R200 in cash and bank cards, a ring and car keys. The wallet and the ring were never recovered.

[3] The Regional Magistrate took into account the aggravating and mitigating circumstances before imposing sentence. In respect of the latter he had regard to the appellants’ personal circumstances which were as follows:

(a) The first appellant was 28 years old, unemployed and single with no dependants. He earned approximately R1000 per month doing part-time jobs and lived with his unemployed brother;

(b) The second appellant was 31 years old, single and had three minor children. He ran a small business as a hawker from which he earned R2000 per month.

[4] Neither of the two appellants had any previous convictions and they had spent ten months (the first appellant) and just under 12 months (the second appellant) in custody before their trial was finalised. The Regional Magistrate pertinently took these factors into account in his deliberations on a suitable sentence.

[5] The following aggravating circumstances were taken into consideration by the Regional Magistrate for sentencing purposes:

(a) The fact that the wallet (and its contents) and the ring were never recovered;

(b) The invasion of the Jogees’ home, which is supposed to be their safe haven, by the armed robbers;

(c) The assaults on the victims, particularly on Mr Jogee’s elderly mother;

(d) The shocking act of holding a firearm against a seven year old child’s head.

[6] In addition to these aggravating factors enumerated by the Regional Magistrate, one also discerns from the record that the appellants

have not shown any remorse at all. A further aggravating factor is the fact that on the evidence on record the robbery had clearly been carefully planned and was thus premeditated.

[7] It was contended on behalf of the appellants that the Regional Magistrate had misdirected himself by not forewarning the appellants

that he contemplated imposing a sentence in excess of the minimum sentence of 15 years statutorily prescribed for this type of

offence.[2] The appellants’ legal representatives should have been given an opportunity to make submissions on why a sentence in excess of the prescribed minimum sentence should not be imposed, so it was contended. These contentions are misplaced. There is no duty in our law upon a sentencing officer to forewarn an accused person of such a contemplation or to grant an opportunity for submissions to be made in this regard. In Mthembu[3] this court endorsed the view of the high court in that matter (the Full Court consisting of Jappie, Swain and Gorven JJ)[4] that no such forewarning is required.[5] And this court also upheld that Full Court’s finding that Mbatha,[6] in which the contrary was earlier held, was wrongly decided.[7]

[8] We are bound by this court’s judgment in Mthembu which was, with respect, correctly decided. Having earlier alluded to the divergent judgments of the Full Courts in Mbatha and Mthembu, Ponnan JA and Petse AJA held as follows:[8]

‘It may well be a salutary practice for a court, if it holds a view adverse to a particular litigant, to put that to the litigant or such litigant’s representative during argument. But we cannot imagine that where a view is just in its embryonic stage, a failure to do so, without more, would constitute a defect in the proceedings. In particular Wallis J’s approach, that the failure to apprise the defence of the fact that a higher sentence than the minimum was in contemplation constitutes, without more, a defect in the proceedings, cannot be endorsed. In our view such failure in and of itself will not result in a failure of justice which vitiates the sentence. After all, any sentence imposed, like any other conclusion, should be properly motivated (S v Maake 2011 (1) SACR 263 (SCA). And we should not lose from sight that our appellate courts have, in terms of long standing practice, reserved for themselves the right to interfere where a sentence has been vitiated by a material misdirection or where it is shocking or startlingly inappropriate. As both Legoa and Ndlovu make plain, a “vigilant examination of the relevant circumstances” is required. Here, the indictment was explicit.

It stated: “MURDER read with the relevant provisions of section 51 and Schedule 2 of the Criminal Law Amendment Act 105 of 1997”. Thus, right from the outset, the accused was informed in unambiguous terms that the state intended to rely on the minimum sentencing provisions. No specific irregularity was alluded to in argument. A careful perusal of the record reveals that there was none.’

Counsel for the appellants sought to place reliance for his contentions on this court’s judgment in Maake.[9] But, as this court demonstrated in Mthembu, the Mbatha judgment was cited in Maake in a completely different context.[10] The reliance on Maake is therefore misconceived. In any event, when an accused person is at the commencement of a trial apprised of the sentencing provisions in sections 51 and 52 of the Act, read with Schedule 2, that by necessary implication includes the provisions relating to a Regional Magistrate’s power to impose a sentence not exceeding five years more than the prescribed minimum sentence of imprisonment.

[9] The second arrow to the appellants’ bow was the contention that the Regional Magistrate had failed to furnish reasons for imposing a sentence in excess of the minimum prescribed by law. If correct, that would justify a conclusion that the sentence was arrived at arbitrarily and may very well result in interference on appeal.[11] But this submission is devoid of merit. The record reflects that the Regional Magistrate set out in his judgment on sentence in some detail the aggravating factors referred to above which impelled him not to deviate from the prescribed minimum sentence. He then made reference to the subsection in the Act which vested in him the power to impose a sentence in excess of the prescribed minimum. He regarded these aggravating factors, particularly the violent assault on an elderly lady and the pointing of a firearm at a seven year old boy’s head, as so heinous that it warranted a sentence in excess of the 15 years’ imprisonment prescribed by law. This ground of appeal must therefore also fail.

[10] The last aspect for consideration is whether the sentence of 17 years’ imprisonment warrants interference on appeal. Counsel for the appellants argued without much vigour that there are substantial and compelling circumstances to deviate from the

prescribed minimum sentence. These were contended to be the fact that the appellants had spent more than a year in custody awaiting trial, that they were first offenders and that the State had failed to adduce any evidence regarding the injuries sustained by the victims. Short shrift can be made of the first two aspects. As stated, the Regional Magistrate pertinently took into consideration the time the appellants had spent in custody before sentencing. And the contention is also factually incorrect – as indicated above the first appellant had spent ten months and the second appellant just under a year in custody at the time when they were sentenced. As far as the second aspect is concerned, the Act specifically provides for harsher sentences to be imposed on second and third offenders.[12] A first offender is therefore already given the benefit of a lesser sentence by the Act itself. The fact that the appellants have no previous convictions is most certainly a positive mitigating factor in their favour, but it can hardly be a compelling or substantial

circumstance on its own.

[11] The last factor contended for is somewhat startling. While it is true that no evidence was led regarding the victims’ physical injuries, the emotional trauma which they must have suffered is unquestionable. This is particularly so in the case of Mr Jogee’s mother and his seven year old son. One can hardly imagine more reprehensible conduct than the assault of an elderly lady and the pointing of a firearm against the head of a young child in the course of an armed robbery inside a private home. I am satisfied on the facts of this case that the Regional Magistrate was correct in finding that no substantial and compelling circumstances exist and that a sentence in excess of the prescribed minimum is warranted. The gravity of the offence and the circumstances under which it has been committed justify the sentence imposed. And the high court was correct in dismissing the appeal. The appeal is thus devoid of merit.

[12] I issue the following order:

S

A MAJIEDT

JUDGE

OF APPEAL

APPEARANCES

For Appellants: J Mojuto

Instructed by: Legal Aid SA, Pretoria

Bloemfontein Justice Centre, Bloemfontein

For Respondent: P W Coetzer

Instructed by: Director of Public Prosecutions, Pretoria

Director of Public Prosecutions, Bloemfontein

[1] The high court initially refused the second appellant’s application for leave to appeal, but purported to ‘recall’ that order when subsequently granting the first appellant leave to appeal. The high court was functus officio when it purported to ‘recall’ its first order and granted the second appellant leave to appeal to this court, having earlier granted such leave to the first appellant. The second appellant’s subsequent petition for leave to appeal was granted by this court.

[2] Section 51(2)(a)(i) of the Criminal Law Amendment Act 105 of 1997 (the Act) read with Part II of Schedule 2 thereof.

[3] S v Mthembu 2012 (1) SACR 517 (SCA).

[4] S v Mthembu 2011 (1) SACR 272 (KZP).

[5] S v Mthembu fn 3 above para 18.

[6] S v Mbatha 2009 (2) SACR 623 (KZP) – a decision of the Full Court (Wallis J, van der Reyden and Niles-Duner JJ concurring).

[7] S v Mthembu fn 3 above para 18.

[8] S v Mthembu fn 3 above para 18.

[9] S v Maake 2011 (1) SACR 263 (SCA).

[10] S V Mthembu fn 3 above para 19.

[11] S v Maake above para 28; S v Mathebula & another 2012 (1) SACR 374 (SCA) paras 11 and 12.

[12] Section 51(2)(a)(ii) and (iii) of the Act, read with Part II of Schedule 2.

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

S v Mthembu 2012 (1) SACR 517 (SCA)

Case cited

S v Mthembu 2011 (1) SACR 272 (KZP)

Case cited

S v Mbatha 2009 (2) SACR 623 (KZP)

Case cited

S v Maake 2011 (1) SACR 263 (SCA)

Case cited

S v Mathebula & another 2012 (1) SACR 374 (SCA)

Case cited

Criminal Law Amendment Act 105 of 1997, Section 51(2)(a)(i) and (ii)

Legislation

Legislation referenced in the available case record.

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