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South Africa Order

North Gauteng High Court, Pretoria

Phaahla v Minister of Justice and Correctional Services and Another (97569/15) [2017] ZAGPPHC 1271 (24 October 2017)

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01

Holding and result

The respondents seek leave to appeal on the basis that the Full Bench erred in declaring sections 73(6)(b)(iv) and 136(1) of the Correctional Services Act 111 of 1998 inconsistent with section 9 of the Constitution. They argue that the differentiation between offenders sentenced before and after 1 October 2004 is rationally connected to legitimate government purposes, such as public safety and maintaining confidence in the criminal justice system. The respondents contend that the date of sentencing, rather than the date of commission, should determine the applicable parole regime, as the commission of offences may span periods before and after the Act's commencement, and sentences may encompass multiple counts. They further assert that the impugned provisions do not amount to unfair discrimination or impair human dignity, and any limitation of rights is reasonable and justifiable. The respondents also challenge the costs order, arguing that the applicant's main challenge under section 35(3)(n) was dismissed and the equality issue was raised mero motu by the court. Accordingly, they submit that there are reasonable prospects of success on appeal.

Court disposition

Application for leave to appeal filed by the respondents against the Full Bench judgment and orders.

Orders

  • Leave to appeal is sought to the Supreme Court of Appeal against the judgment and orders of the Full Bench delivered on 3 October 2017.
  • Respondents challenge the declaration of invalidity of sections 73(6)(b)(iv) and 136(1) of the Correctional Services Act 111 of 1998.
  • Respondents challenge the costs order granted by the Honourable Court.

02

Material facts

Parties

Oupa Chipane Phaahla

Applicant Counsel: Julian Knight@ Associates Inc

Minister of Justice and Correctional Services

Respondent Counsel: State Attorney (Pretoria)

Commissioner of Correctional Services

Respondent Counsel: State Attorney (Pretoria)

03

Procedural history

  1. Posture

    Leave to Appeal / Application for Leave to Appeal Against Full Bench Judgment and Orders

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant contended that the retroactive application of a new parole regime, as provided by section 73(6)(b)(iv) of the Correctional Services Act 111 of 1998, infringes his constitutional rights to equality and non-discrimination. He argued that offenders who committed offences before the Act came into force should be considered for parole under the previous regime, and that the differentiation based on the date of sentencing is arbitrary and unfair. The applicant also challenged the costs order and asserted that his rights under section 35(3)(n) of the Constitution were violated.
Respondent
The respondents argued that the court erred in finding section 73(6)(b)(iv) infringes the applicant's equality rights. They maintained that the distinction between offenders sentenced before and after 1 October 2004 is rational and serves legitimate government purposes, including public safety and confidence in the criminal justice system. The respondents asserted that parole should be determined by the date of sentencing, not the date of commission, and that the impugned provisions do not amount to unfair discrimination or impair human dignity. They further contended that any limitation of rights is reasonable and justifiable, and that the costs order was unjustified given the applicant's unsuccessful challenge under section 35(3)(n).

05

Court’s reasoning

  1. 01

    Section 9(1) of the Constitution of the Republic of South Africa, 1996

    A differentiation in law must be rationally connected to a legitimate government purpose to comply with the constitutional right to equality.

  2. 02

    Section 9(3) of the Constitution of the Republic of South Africa, 1996

    Unfair discrimination occurs when a legal provision impairs human dignity or adversely affects a person in a comparably serious manner, to be determined objectively.

  3. 03

    Correctional Services Act 111 of 1998, section 136(1)

    The retroactive application of parole regimes must respect the rule of law and pre-existing rights of offenders.

  4. 04

    Van Vuren v Minister of Justice 2010 (12) BCLR 1233 (CC)

    The test for constitutional validity is whether there is a rational connection to a legitimate government purpose, not whether the legislature could have achieved its purpose more effectively.

06

Ratio, limits and disposition

Ratio decidendi

The respondents seek leave to appeal on the basis that the Full Bench erred in declaring sections 73(6)(b)(iv) and 136(1) of the Correctional Services Act 111 of 1998 inconsistent with section 9 of the Constitution. They argue that the differentiation between offenders sentenced before and after 1 October 2004 is rationally connected to legitimate government purposes, such as public safety and maintaining confidence in the criminal justice system. The respondents contend that the date of sentencing, rather than the date of commission, should determine the applicable parole regime, as the commission of offences may span periods before and after the Act's commencement, and sentences may encompass multiple counts. They further assert that the impugned provisions do not amount to unfair discrimination or impair human dignity, and any limitation of rights is reasonable and justifiable. The respondents also challenge the costs order, arguing that the applicant's main challenge under section 35(3)(n) was dismissed and the equality issue was raised mero motu by the court. Accordingly, they submit that there are reasonable prospects of success on appeal.

Obiter and limits

  • The judgment may cause confusion in the administration of parole, as section 136(1) applies to both determinate and indeterminate sentences.
  • The declaration of invalidity is inconsistent with the Constitutional Court's interpretation in Van Vuren v Minister of Justice.
  • The Department of Correctional Services bases parole regimes on the date of sentence, not the date of commission of the offence.

Court disposition

Application for leave to appeal filed by the respondents against the Full Bench judgment and orders.

  • Leave to appeal is sought to the Supreme Court of Appeal against the judgment and orders of the Full Bench delivered on 3 October 2017.
  • Respondents challenge the declaration of invalidity of sections 73(6)(b)(iv) and 136(1) of the Correctional Services Act 111 of 1998.
  • Respondents challenge the costs order granted by the Honourable Court.

Source and reliance status

North Gauteng High Court, Pretoria

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Judgment reading view

Judgment text

The complete available source text.

Source document

North Gauteng High Court, Pretoria

Order

[2017] ZAGPPHC 1271

IN THE HIGH COURT OF SOUTH AFRICA

(GAUTENG DIVISION, PRETORIA)

CASE NUMBER: 97569/15

24/10/2017

ln the matter between:-

OUPA

CHIPANE

PHAAHLA

Applicant

and

MINISTER

OF JUSTICE AND CORRECTIONAL

SERVICES

First Respondent

COMMISSIONER

OF CORRECTIONAL SERVICES Second Respondent

APPLICATION

FOR LEAVE TO APPEAL

KINDLY TAKE NOTICE that the Respondents apply for leave to appeal to the Supreme Court of Appeal of South Africa against-

(i.) the judgment of the Full Bench of the above Honourable Court delivered on 3 October 2017, in finding that section 73(6)(b)(iv) of the Correctional Services Act 111 of 1998 infringes upon the Applicant's rights in terms of section 9(1) and section 9(3) of the Constitution of the Republic of South Africa, 1996 ("the Constitution");

(ii.) the orders granted by the Honourable Court that-

(a) section 136(1) and section 73(6)(b)(iv) of the Correctional Services Act 111 of 1998 are declared inconsistent with section 9 of the Constitution insofar as such sections apply a parole regime after 1 October 2004 that was not of application at the time that the offence was committed;..

(b) the Applicant is entitled to be considered for placement on parole in terms of the provisions of the Correctional Services Act 8 of 1959 and in terms of the policy and guidelines applied by the former parole boards prior to the commencement of Chapters VI and VII of the Correctional Services Act 111 of 1998 ("the Act"), in the event that he committed the offences for which he is serving a sentence of life incarceration prior to the Act coming into force;

(iii.) the costs order granted by the Honourable Court.

The grounds on which leave to appeal is sought are as follows:

1.

1.1 The Honourable Court erred in finding that section 73(6)(b)(iv) of the Act infringes

upon the Applicant's right to equality in terms of section 9(1) of the Constitution.

1.2 The need to re-visit the minimum period of incarceration to be served by an

offender sentenced to life incarceration, by way of the enactment of section 73(6)(b)(iv) of the Act, arose in the light of various

factors, inter alia:

1.2.1 the abolition of the death penalty pursuant to which the distinction which had hitherto existed between

offenders who were sentenced to life incarceration due to extenuating circumstances, on the one hand, and offenders who were sentenced to death due to the lack of extenuating circumstances on the other, no longer existed;

1.2.2 the risk of danger to the public upon the early release of offenders sentenced to life incarceration;

1.2.3 the need to protect the public against dangerous criminals when considering offenders sentenced to life

incarceration for placement on parole;

1.2.4 the need to maintain public confidence in the criminal justice system when placing offenders sentenced to life incarceration on parole;

1.2.5 the increase in the prevalence of crimes, by way of a spiralling crime rate, for which offenders may be sentenced to life incarceration.

1.3 In the context of correctional law, the retroactive application of a change in parole policy does not conform to the principles of the rule of law. The purpose of section 136(1) of the Act was to ensure that the pre-existing right of offenders to be considered for placement on parole was not disturbed. In accordance with such pre-existing right of offenders to be considered for placement on parole, section 136(1) refers to offenders who were sentenced prior to 1 October 2004 (rather than offenders who committed the crime prior to 1 October 2004).

1.4 Section 73(6)(b)(iv) and section 136(1) of the Act involve a balancing of the

competing considerations of the need to re-visit the minimum period of incarceration henceforth to be served prior to consideration for placement on parole of offenders sentenced to life incarceration, and the need to ensure that the pre-existing right to be considered for placement on parole of offender? who were already serving a sentence of life incarceration was not disturbed. This is the basis for the differentiation between offenders sentenced before 1 October 2004, on the one hand, and those sentenced after 1 October 2004.

1.5 The Honourable Court accordingly erred in finding that there was no rational

connection to a legitimate government purpose in differentiating between offenders who were sentenced prior to 1 October 2004, on the one hand, and offenders who were sentenced after 1 October 2004 for crimes committed before the Act passed into law on the other [by way of finding that the right to equality of the latter category of offenders is infringed by section 73(6)(b)(iv)].

2.

2.1 The Honourable Court erred in finding that it is the date of commission of the crime which should govern the parole regime applicable to offenders.

2.2 Firstly, it is so that the commission of a crime may extend over a period of time (e.g. in cases of conspiracy to commit a crime and continuing offences). Accordingly, the commission of a crime may extend over the period before and after the commencement of the Act. Were the date of commission of the crime to be determinative of the parole regime applicable to an offender, one would in such cases not know which parole regime was applicable.

2.3 Secondly, it not infrequently happens that the court in imposing sentence takes

several counts as one for purposes of sentence. By way of example, counts 1 - 2 may have been committed before the Act passed into law, whilst counts 3 - 5 may have been committed after the Act passed into law. Once again, in the event of the court taking counts 1 - 5 as one for purposes of sentence, were the date of commission of the crime to be determinative of the parole regime applicable to an offender, one would not know which parole regime was applicable.

2.4 Thirdly, to determine the parole regime applicable to an offender with reference

to the date of the commission of the crime rather than the date of sentence could entail that an offender would be entitled to demand the implementation of a parole regime that no longer exists (e.g. the system of remission of sentence, which has long since no longer existed).

2.5 In determining whether the differentiation between the categories of offenders which formed the subject-matter of the application was rational, the Honourable Court stated that there are three logical points by reference to which a change in the regime of parole might apply (to wit, the date of sentencing, the d te of conviction or the date of commission of the crime).

2.6 In determining whether the equality right in terms of section 9(1) of the Constitution of offenders who were sentenced after 1 October 2004 for crimes committed before the Act passed into law is infringed by section 73(6)(b)(iv) (read with section 136(1)), the question is not whether the legislature may have achieved its purposes more effectively in a different manner, or whether legislation could have been more closely connected to the purpose sought to be achieved. The test is simply whether there is a reason for the differentiation that is rationally connected to a legitimate government purpose.

2.7 Finally, parole is premised on an offender having been sentenced, rather that the offender having committed an offence.

2.8 In the premises, the Honourable Court erred in finding that to adopt the date of sentencing to determine the parole regime applicable to an offender involves an arbitrary approach.

3.

3.1 The Honourable Court erred in finding that section 73(6)(b)(iv) of the Act infringes upon the Applicant's right in terms of section 9(3) of the Constitution not to be unfairly discriminated against.

3.2 Whether or not section 73(6)(b)(iv) (read with section 136(1)) amounts to discrimination depends upon whether the impugned provisions impair the fundamental human dignity of the Applicant, or affect him adversely in a comparably serious manner. This must be determined

objectively. Viewed objectively, regard being had to the purpose thereof, the impugned provisions do not impair the fundamental human dignity of the Applicant (or other offenders who fall into the same category as him).

3.3 In the premises, the Honourable Court erred in finding that section 73(6)(b)(iv) amounts to discrimination against the Applicant (or other offenders in the same category as him).·

3.4 In the alternative to paragraphs 3.1 - 3.3 above, regard being had to the history and purpose thereof, section 73(6)(b)(iv) of the Act is directed to a legitimate government purpose, rather than impairing the human dignity of the Applicant (or offenders in the same category as him). In the premises, section 73(6)(b)(iv) (read together with section 136(1)) does not amount to unfair discrimination.

4.

In the alternative to paragraphs 1 - 3 above, section 73(6)(b)(iv) of the Act [read together with section 136(1)] constitutes a limitation of the rights in· terms of section 9(1) and section 9(3) of the Constitution of offenders (such as the Applicant) who were sentenced to life incarceration after 1 October 2004 for crimes committed before the Act passed into law, which is reasonable and justifiable in an open and democratic society based on human dignity, equality and freedom, by way of the pursuit of a legitimate

government purpose.

5.

5.1 The judgment throws the administration of parole into confusion. The issue before the Honourable Court a quo related to an offender serving an indeterminate sentence (life sentence). Section 136(1) of the Act deals with both determinate and indeterminate sentences. The declaration of invalidity, therefore, applies to both determinate and indeterminate sentences.

5.2 Firstly, the declaration of invalidity of section 136(1) of the Constitution is inconsistent

with the interpretation of the said section by the Constitutional Court in Van Vuren v Minister of Justice 2010 (12) BCLR 1233.

5.3 Secondly, the declaration granted by the Honourable Court a quo is rendered impractical, in that, in administering parole, the Department of Correctional Services bases the parole regime on the date of sentence, and not the date of commission of the offence.

6.

6.1 The Respondents were initially brought before Court on the basis that section 73(6)(b)(iv) of the Act (read with section 136(1)) infringed the Applicant's right in terms of section 35(3)(n) of the Constitution to a fair trial. The bulk of the case (and the judgment) centred around the Applicant's challenge to the impugned provisions in the light of section 35(3)(n) of the Constitution.

6.2 The Honourable Court dismissed the pleaded application insofar as it was alleged by the Applicant that the impugned provisions infringed his rights in terms of section 35(3)(n) of the Constitution. The application

succeeded, however, based on an alleged infringement of section 9 of the Constitution (being an issue which was raised mero motu by the Honourable Court by way of inviting the parties to file supplementary papers in this regard).

6.3 In the premises, the Honourable Court reached an unjustifiable conclusion in ordering the Respondents to pay the costs of the application.

7.

The Respondents accordingly apply for leave to appeal on the basis that there exist reasonable prospects of success on appeal.

SIGNED AT PRETORIA ON THIS 24TH DAY OF OCTOBER 2017

State Attorney (Pretoria)

Attorney for the Respondents

316 Salu Building

316 Thabo Sehume Street

PRETORIA

Ref: Mr M Masenamela

2670/15/:Z4/NT

Tel: (012) 309 1559

Fax: (012) 309 1649/50

To: The Registrar,

North Gauteng High Court

And To: Julian Knight@ Associates Inc

Attorneys for the Applicant

129 Murray Street

Brooklyn

Ref: Mr Knight/P124

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Van Vuren v Minister of Justice 2010 (12) BCLR 1233 (CC)

Case cited

Constitution of the Republic of South Africa, 1996

Legislation

Legislation referenced in the available case record.

Correctional Services Act 111 of 1998

Legislation

Legislation referenced in the available case record.

Correctional Services Act 8 of 1959

Legislation

Legislation referenced in the available case record.

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