M Rose Construction Ltd v Pensions Regulator [2025] UKFTT 282 (GRC) (07 March 2025)

M Rose Construction Ltd v Pensions Regulator [2025] UKFTT 282 (GRC) (07 March 2025)

The Regulator acted unfairly by failing to consider the Appellant's circumstances and representations, focusing solely on the existence of a pre-condition for penalty and disregarding the impact of the pandemic and bereavement. A waiver of the penalty is a just outcome.

Source-derived case information.

Citation
[2025] UKFTT 282 (GRC)
Parties
Appellant: M Rose Construction Ltd; Respondent: The Pensions Regulator
Jurisdiction
United Kingdom
Judgment Date
07 March 2025
Procedural Posture
Pensions Regulatory Penalty Appeal / First Tier Tribunal Decision Without a Hearing
Outcome
Appeal allowed
Legal Topics
Automatic Enrolment, Fixed Penalty Notice, Compliance Notice, Review of Penalty, Service of Documents
Pensions Regulatory Law Automatic Enrolment Fixed Penalty Notice Compliance Notice Review of Penalty Service of Documents

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Parties

M Rose Construction Ltd

Appellant

The Pensions Regulator

Respondent

Procedural Posture

Pensions Regulatory Penalty Appeal / First Tier Tribunal Decision Without a Hearing

  1. 1 Whether the penalty notice issued by The Pensions Regulator was fair and appropriate
  2. 2 Whether the Regulator properly considered the Appellant's circumstances and representations
  3. 3 Whether the penalty should be waived or varied

Ratio Decidendi

The Regulator acted unfairly by failing to consider the Appellant's circumstances and representations, focusing solely on the existence of a pre-condition for penalty and disregarding the impact of the pandemic and bereavement. A waiver of the penalty is a just outcome.

Court Disposition

Appeal allowed

Orders

  • The penalty is varied to £0.