Cap. 586

An Ordinance to give effect in Hong Kong to the Convention on International Trade in Endangered Species of Wild Fauna and Flora signed in Washington D.C. on 3 March 1973; to regulate the import, introduction from the sea, export, re-export, and possession or control of certain endangered species of animals and plants and parts and derivatives of those species; and to provide for incidental and connected matters. [1 December 2006] L.N. 206 of 2006(Format changes—E.R. 5 of 2021) (Enacting provision omitted—E.R. 5 of 2021) Part 1 Preliminary 1. Short title (Amended E.R. 5 of 2021)(1) This Ordinance may be cited as the Protection of Endangered Species of Animals and Plants Ordinance.(2) (Omitted as spent—E.R. 5 of 2021) 2. Interpretation (1) In this Ordinance, unless the context otherwise requires— advertisement (廣告), in relation to a specimen of a scheduled species, means any form of advertising that describes, makes reference or alludes in any other way to that scheduled species or specimen— (a) whether directly or indirectly; (b) whether orally, in writing in any language, diagrammatically, pictorially, by the use of symbols or photographs, or in any combination of them; and (c) whether or not the common name or the scientific name, or both, of that scheduled species or specimen appears in the advertisement; Appendices (《附錄》) means Appendix I, Appendix II and Appendix III;Appendix I (附錄I) means column 1 of Part 2 of Schedule 1;Appendix I species (附錄I物種) means a species, or a species included in a higher taxon, as specified in Appendix I;Appendix II (附錄II) means column 2 of Part 2 of Schedule 1;Appendix II species (附錄II物種) means a species, or a species included in a higher taxon, as specified in Appendix II;Appendix III (附錄III) means column 3 of Part 2 of Schedule 1;Appendix III species (附錄III物種) means a species, or a species included in a higher taxon, as specified in Appendix III;appropriate and acceptable destination (適當和可接受的目的地) has the meaning assigned to it in Part 1 of Schedule 3;artificially propagated (人工培植) has the meaning assigned to it in Part 1 of Schedule 3; authorized officer (獲授權人員) means— (a) a person holding an office specified in Schedule 1 to the Customs and Excise Service Ordinance (Cap. 342); or (b) a public officer authorized by the Director under section 27; bred in captivity (圈養繁殖) has the meaning assigned to it in Part 1 of Schedule 3; certificate in lieu (代用證明書), in relation to a specimen of a scheduled species brought into Hong Kong from a place outside Hong Kong, means a certificate of captive breeding or of artificial propagation— (a) that is issued by a relevant authority of that place in respect of that specimen and remains in force when relied on to show compliance with this Ordinance; and (b) that conforms to the provisions applicable to such a certificate in Part 2 of Schedule 3; commercial purposes (商業目的) means— (a) a purpose relating to trade or business; or (b) a purpose of obtaining profit or other economic benefit (whether in cash or in kind) and directed towards sale, resale, exchange, provision of a service or other form of economic use or benefit, whether direct or indirect, and non-commercial purposes (非商業目的) shall be construed accordingly; Conference of the Parties (締約國大會) means the Conference of the Parties provided for in the Convention;Convention (《公約》) means the Convention on International Trade in Endangered Species of Wild Fauna and Flora signed in Washington D.C. on 3 March 1973, as amended from time to time and as applied to Hong Kong; Convention certifying document (《公約》證明文件), in relation to a specimen of a scheduled species brought into Hong Kong from a place outside Hong Kong, means a permit, certificate or other document— (a) that is issued by a relevant authority of that place in respect of that specimen and remains in force when relied on to show compliance with this Ordinance; and (b) that conforms to the provisions applicable to such a permit, certificate or other document, as the case may be, in Part 2 of Schedule 3; Convention instrument (《公約》文書) means a resolution, decision or notification adopted or made by the Conference of the Parties, or issued by the Secretariat, in relation to the Convention;Director (署長) means the Director of Agriculture, Fisheries and Conservation, the Deputy Director of Agriculture, Fisheries and Conservation or an Assistant Director of Agriculture, Fisheries and Conservation;elephant hunting trophy (象狩獵品) has the meaning given by section 1(1) of Schedule 4; (Added 7 of 2018 s. 3)elephant ivory (象牙) has the meaning given by section 1(1) of Schedule 4; (Added 7 of 2018 s. 3)export (出口) means to take, or cause to be taken, out of Hong Kong but does not include to re-export;former licence (前許可證) means a licence within the meaning of section 7 of the repealed Ordinance;import (進口) means to bring, or cause to be brought, into Hong Kong but does not include to introduce from the sea;in transit (過境) has the meaning assigned to it in section 3;introduce from the sea (從公海引進) means to bring, or cause to be brought, into Hong Kong directly from a marine environment that is not under the jurisdiction of any state;part or derivative (部分或衍生物) includes any readily recognizable part or derivative within the meaning assigned to it in Part 1 of Schedule 3;Party (締約國) means a Contracting Party to the Convention and includes a place to which the Convention applies; pre-Convention certificate (《公約》前證明書), in relation to a specimen of a scheduled species, means a certificate— (a) that is issued by a relevant authority in respect of that specimen and remains in force when relied on to show compliance with this Ordinance; and (b) that conforms to the provisions applicable to such a certificate in Part 2 of Schedule 3; re-export (再出口), in relation to a specimen of a scheduled species, means to take, or cause to be taken, out of Hong Kong that specimen after it has been imported; relevant authority (有關主管當局)— (a) in relation to a place to which the Convention applies, means a Management Authority designated for that place under the Convention; or (b) in relation to any other place, means any person or organization designated as a competent authority by the government of that place for the purposes of registering scientific institutions, or of issuing documentation—(i) that is comparable to a document required to be produced or surrendered under this Ordinance; and(ii) that conforms substantially to the provisions applicable to that document in Part 2 of Schedule 3; repealed Ordinance (已廢除條例) means the Animals and Plants (Protection of Endangered Species) Ordinance (Cap. 187) repealed by section 54;scheduled species (列明物種) means an Appendix I species, Appendix II species or Appendix III species; scientific institution (科學機構)— (a) in the case of an institution established in Hong Kong, means a scientific institution that is registered in accordance with regulations made by the Secretary under section 53; or (b) in the case of an institution established in a place outside Hong Kong, means a scientific institution that is registered by a relevant authority of that place and has been acknowledged by the Secretariat as being so registered; Secretariat (秘書處) means the Secretariat provided for in the Convention;Secretary (局長) means the Secretary for Environment and Ecology; (Amended L.N. 130 of 2007; L.N. 144 of 2022)species (物種) means any species or subspecies of an animal or plant, or any geographically separate population of such species or subspecies;specified form (指明表格) means a form specified under section 51; specimen (標本) means— (a) any animal or plant, whether live or dead; (b) in the case of an animal of an Appendix I species or Appendix II species, any part or derivative of the animal; (c) in the case of an animal of an Appendix III species, any part or derivative of the animal designated in Appendix III in relation to that species; (d) in the case of a plant of an Appendix I species, any part or derivative of the plant; or (e) in the case of a plant of an Appendix II species or Appendix III species, any part or derivative of the plant designated in Appendix II or Appendix III, as the case may be, in relation to that species; thing (物品) includes any animal and plant, whether live or dead.(2) For the purposes of this Ordinance, a specimen of an Appendix I species shall be treated as a specimen of an Appendix II species if—(a) in the case of an animal or any part or derivative of an animal, the animal is bred in captivity for commercial purposes by a captive-breeding operation registered by the Secretariat for breeding animals of an Appendix I species; or(b) in the case of a plant or any part or derivative of a plant, the plant is artificially propagated for commercial purposes.(3) For the purposes of this Ordinance, a thing (including a thing contained in any receptacle)—(a) that is claimed, represented or held out by any person, whether by advertisement or in any other way, to be or to contain a specimen; or(b) that appears from an accompanying document, packaging, mark or label, or from other circumstances, to be or to contain a specimen,shall be treated as such a specimen.(4) The Appendices shall be construed in accordance with—(a) the interpretation provisions set out in Part 1 of Schedule 1;(b) the annotations contained in the Appendices; and(c) the annotations set out at the end of the Appendices.(5) A note located in the text of this Ordinance is provided for information only and has no legislative effect. (Added 7 of 2018 s. 3) 3. Meaning of in transit For the purposes of this Ordinance, a thing is in transit if—(a) it is brought into Hong Kong from a place outside Hong Kong;(b) it is in the process of being taken to another place outside Hong Kong; and(c) it remains under the control of the Director or an authorized officer from the time it is brought into Hong Kong up to the time it is taken outside Hong Kong. 4. Application to hybrids This Ordinance applies to a hybrid animal or hybrid plant in accordance with the provisions applicable to it as set out in Part 1 of Schedule 3. Part 2 Regulation of Appendix I Species 5. Restriction on import of specimens of Appendix I species (1) Subject to section 47, a person shall not import a specimen of an Appendix I species—(a) except as provided in section 17 or 22; or(b) except under and in accordance with—(i) a licence issued in respect of that specimen under section 23(1)(a) prior to the import; and(ii) a Convention certifying document issued in respect of that specimen.(2) A person who imports a specimen of an Appendix I species under and in accordance with the documents referred to in subsection (1)(b)(i) and (ii) shall, upon the landing of that specimen in Hong Kong—(a) produce, or cause to be produced, the relevant licence to an authorized officer; and(b) surrender, or cause to be surrendered, the relevant Convention certifying document to the authorized officer for retention and cancellation.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 4)(a) on summary conviction—to a fine of $5,000,000 and to imprisonment for 2 years; or(b) on conviction on indictment—to a fine of $10,000,000 and to imprisonment for 10 years. (Amended 7 of 2018 s. 4) 6. Restriction on introduction from the sea of specimens of Appendix I species (1) Subject to section 47, a person shall not introduce from the sea a specimen of an Appendix I species except under and in accordance with a licence issued in respect of that specimen under section 23(1)(b) prior to the introduction from the sea.(2) A person who introduces from the sea a specimen of an Appendix I species under and in accordance with the licence referred to in subsection (1) shall, upon the landing of that specimen in Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 5)(a) on summary conviction—to a fine of $5,000,000 and to imprisonment for 2 years; or(b) on conviction on indictment—to a fine of $10,000,000 and to imprisonment for 10 years. (Amended 7 of 2018 s. 5) 7. Restriction on export of specimens of Appendix I species (1) Subject to section 47, a person shall not export a specimen of an Appendix I species except under and in accordance with a licence issued in respect of that specimen under section 23(1)(c) prior to the export.(2) A person who exports a specimen of an Appendix I species under and in accordance with the licence referred to in subsection (1) shall, before the removal of that specimen from Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 6)(a) on summary conviction—to a fine of $5,000,000 and to imprisonment for 2 years; or(b) on conviction on indictment—to a fine of $10,000,000 and to imprisonment for 10 years. (Amended 7 of 2018 s. 6) 8. Restriction on re-export of specimens of Appendix I species (1) Subject to section 47, a person shall not re-export a specimen of an Appendix I species—(a) except as provided in section 22; or(b) except under and in accordance with a licence issued in respect of that specimen under section 23(1)(d) prior to the re-export.(2) A person who re-exports a specimen of an Appendix I species under and in accordance with the licence referred to in subsection (1)(b) shall, before the removal of that specimen from Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 7)(a) on summary conviction—to a fine of $5,000,000 and to imprisonment for 2 years; or(b) on conviction on indictment—to a fine of $10,000,000 and to imprisonment for 10 years. (Amended 7 of 2018 s. 7) 9. Restriction on possession or control of specimens of Appendix I species (1) Subject to section 47, a person shall not have in his possession or under his control a specimen of an Appendix I species—(a) except as provided in section 20 or 22; or(b) except under and in accordance with a licence issued in respect of that specimen under section 23(1)(e).(2) A person who contravenes subsection (1) commits an offence and is liable— (Amended 7 of 2018 s. 8)(a) on summary conviction—to a fine of $5,000,000 and to imprisonment for 2 years; or(b) on conviction on indictment—to a fine of $10,000,000 and to imprisonment for 10 years. (Amended 7 of 2018 s. 8) 10. (Repealed 7 of 2018 s. 9) Part 3 Regulation of Appendix II Species and Appendix III Species 11. Restriction on import of specimens of Appendix II species and Appendix III species (1) Subject to section 47, a person shall not import a specimen of an Appendix II species or Appendix III species—(a) except as provided in section 17, 18, 19 or 22; or(b) except under and in accordance with—(i) a licence issued in respect of that specimen under section 23(1)(a) prior to the import; and(ii) a Convention certifying document or certificate in lieu issued in respect of that specimen.(2) A person who imports a specimen of an Appendix II species or Appendix III species under and in accordance with the documents referred to in subsection (1)(b)(i) and (ii) shall, upon the landing of that specimen in Hong Kong—(a) produce, or cause to be produced, the relevant licence to an authorized officer; and(b) surrender, or cause to be surrendered, the relevant Convention certifying document or certificate in lieu to the authorized officer for retention and cancellation.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 10)(a) on summary conviction—to a fine of $500,000 and to imprisonment for 1 year; or(b) on conviction on indictment—to a fine of $1,000,000 and to imprisonment for 7 years. (Amended 7 of 2018 s. 10) 12. Restriction on introduction from the sea of specimens of Appendix II species (1) Subject to section 47, a person shall not introduce from the sea a specimen of an Appendix II species except under and in accordance with a licence issued in respect of that specimen under section 23(1)(b) prior to the introduction from the sea.(2) A person who introduces from the sea a specimen of an Appendix II species under and in accordance with the licence referred to in subsection (1) shall, upon the landing of that specimen in Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 11)(a) on summary conviction—to a fine of $500,000 and to imprisonment for 1 year; or(b) on conviction on indictment—to a fine of $1,000,000 and to imprisonment for 7 years. (Amended 7 of 2018 s. 11) 13. Restriction on export of specimens of Appendix II species and Appendix III species (1) Subject to section 47, a person shall not export a specimen of an Appendix II species or Appendix III species except under and in accordance with a licence issued in respect of that specimen under section 23(1)(c) prior to the export.(2) A person who exports a specimen of an Appendix II species or Appendix III species under and in accordance with the licence referred to in subsection (1) shall, before the removal of that specimen from Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 12)(a) on summary conviction—to a fine of $500,000 and to imprisonment for 1 year; or(b) on conviction on indictment—to a fine of $1,000,000 and to imprisonment for 7 years. (Amended 7 of 2018 s. 12) 14. Restriction on re-export of specimens of Appendix II species and Appendix III species (1) Subject to section 47, a person shall not re-export a specimen of an Appendix II species or Appendix III species—(a) except as provided in section 22; or(b) except under and in accordance with a licence issued in respect of that specimen under section 23(1)(d) prior to the re-export.(2) A person who re-exports a specimen of an Appendix II species or Appendix III species under and in accordance with the licence referred to in subsection (1)(b) shall, before the removal of that specimen from Hong Kong, produce, or cause to be produced, that licence to an authorized officer.(3) A person who contravenes subsection (1) or (2) commits an offence and is liable— (Amended 7 of 2018 s. 13)(a) on summary conviction—to a fine of $500,000 and to imprisonment for 1 year; or(b) on conviction on indictment—to a fine of $1,000,000 and to imprisonment for 7 years. (Amended 7 of 2018 s. 13) 15. Restriction on possession or control of specimens of Appendix II species (1) Subject to section 47, a person shall not have in his possession or under his control a specimen of an Appendix II species—(a) except as provided in section 20, 21 or 22; or(b) except under and in accordance with a licence issued in respect of that specimen under section 23(1)(e).(2) A person who contravenes subsection (1) commits an offence and is liable— (Amended 7 of 2018 s. 14)(a) on summary conviction—to a fine of $500,000 and to imprisonment for 1 year; or(b) on conviction on indictment—to a fine of $1,000,000 and to imprisonment for 7 years. (Amended 7 of 2018 s. 14) 16. (Repealed 7 of 2018 s. 15) Part 4 Circumstances in which Dealings in Scheduled Species without Licence are Permitted 17. Import of pre-Convention specimens A person may import a specimen of a scheduled species if, upon the landing of the specimen in Hong Kong—(a) he produces, or causes to be produced, to an authorized officer a pre-Convention certificate, or a Convention certifying document containing the particulars required to be specified in a pre-Convention certificate, in respect of the specimen;(b) an authorized officer has inspected the specimen to compare it with the particulars on that pre-Convention certificate or Convention certifying document and is satisfied that the particulars tally; and(c) where a Convention certifying document is produced under paragraph (a), that person surrenders, or causes to be surrendered, to the authorized officer that document for retention and cancellation.Note—For a specimen that is an elephant hunting trophy or elephant ivory, see section 2 of Schedule 4, which disapplies this section. (Added 7 of 2018 s. 16. Amended 7 of 2018 s. 16) 18. Import of specimens of Appendix II species A person may import a specimen of an Appendix II species if, upon the landing of the specimen in Hong Kong—(a) he produces, or causes to be produced, to an authorized officer a Convention certifying document or certificate in lieu in respect of the specimen, showing that—(i) the specimen is not a live animal or plant of wild origin, nor is it a live animal or plant that shall be treated as a specimen of an Appendix II species under section 2(2); and(ii) the species is not of a population included in Appendix I if the species is specified in both Appendix I and Appendix II;(b) an authorized officer has inspected the specimen to compare it with the particulars on that Convention certifying document or certificate in lieu and is satisfied that the particulars tally; and(c) that person surrenders, or causes to be surrendered, to the authorized officer that Convention certifying document or certificate in lieu for retention and cancellation.Note—For a specimen that is an elephant hunting trophy or elephant ivory, see section 3 of Schedule 4, which disapplies this section. (Added 7 of 2018 s. 17) 19. Import of specimens of Appendix III species (1) A person may import a specimen of an Appendix III species if, upon the landing of the specimen in Hong Kong—(a) he produces, or causes to be produced, to an authorized officer—(i) where the import is from a place specified in parentheses placed against the species in Appendix III, a Convention certifying document or certificate in lieu in respect of the specimen;(ii) where the import is from a place that is not so specified in Appendix III and the specimen originates from such a place, a certificate of origin in respect of the specimen; or(iii) in any other case, a certificate—(A) that is issued in respect of the specimen by a relevant authority of the place from which the specimen is imported and remains in force when relied on to show compliance with this Ordinance; and(B) that shows that the specimen was processed in that place, or has previously been taken into that place from another place;(b) an authorized officer has inspected the specimen to compare it with the particulars on that Convention certifying document, certificate in lieu, certificate of origin, or the certificate referred to in paragraph (a)(iii), as the case may be, and is satisfied that the particulars tally; and(c) that person surrenders, or causes to be surrendered, to the authorized officer the document referred to in paragraph (b) for retention and cancellation.(2) In this section, certificate of origin (產地來源證明書), in relation to a specimen originating from a place outside Hong Kong, means a certificate—(a) that is issued by a relevant authority of that place in respect of that specimen and remains in force when relied on to show compliance with this Ordinance; and(b) that conforms to the provisions applicable to such a certificate in Part 2 of Schedule 3. 20. Possession or control of pre-Convention specimens A person may have in his possession or under his control a specimen of an Appendix I species or Appendix II species if he proves the following to the satisfaction of the Director—(a) that he possesses a pre-Convention certificate in respect of the specimen;(b) that the specimen was imported, or introduced from the sea, before 6 August 1976; or(c) if the specimen was imported, or introduced from the sea, on or after that date, the import or introduction from the sea was not in contravention of any provision of the repealed Ordinance or this Ordinance, whichever was in force at that time.Note—For a specimen that is elephant ivory, see section 9A of Schedule 4, which limits the application of this section to antique elephant ivory only. (Added 7 of 2018 s. 18) 21. Possession or control of specimens of Appendix II species (1) A person may have in his possession or under his control a specimen of an Appendix II species if he proves the following to the satisfaction of the Director by documentary evidence or otherwise—(a) that the specimen is not a live animal or plant of wild origin, nor is it a live animal or plant that shall be treated as a specimen of an Appendix II species under section 2(2); and(b) that the species is not of a population included in Appendix I if the species is specified in both Appendix I and Appendix II.(2) In subsection (1), documentary evidence (文件證據) includes but is not limited to a former licence, a certificate in lieu or other Convention certifying document. 22. Import, re-export and possession or control of specimens in transit (1) A person may import, re-export or have in his possession or under his control a specimen of a scheduled species (other than a live animal) in transit if, upon the landing of the specimen in Hong Kong, he produces, or causes to be produced, to an authorized officer a Convention certifying document or certificate in lieu in respect of the specimen.(2) A person may import, re-export or have in his possession or under his control a live animal of a scheduled species in transit if—(a) upon the landing of the animal in Hong Kong, he produces, or causes to be produced, to an authorized officer a Convention certifying document or certificate in lieu in respect of the animal; and(b) subject to subsection (3), at least 3 working days before the intended date on which the animal is to be brought into Hong Kong, the Director receives a notification made to him in writing—(i) providing a description and the particulars of the animal;(ii) stating the intended date on which the animal is to be brought into Hong Kong; and(iii) where the animal is to be brought into Hong Kong by a vessel, vehicle, train or aircraft, providing particulars of the vessel, vehicle, train or aircraft so as to enable the Director to locate it immediately upon its arrival in Hong Kong.(3) The Director may, by notice published in the Gazette, specify a number of working days in substitution for the number of working days referred to in subsection (2)(b) in respect of a scheduled species, either generally or for any purposes or by reference to any special circumstances.(4) In this section, working day (工作天) means any day other than a public holiday or a black rainstorm warning day or gale warning day within the meaning of section 71 of the Interpretation and General Clauses Ordinance (Cap. 1). Part 5 Licences 23. Issue of licences (1) The Director may, on application made to him in the specified form and on payment of the fee prescribed in Schedule 2, issue a licence for the—(a) import;(b) introduction from the sea;(c) export;(d) re-export; or(e) possession or control,of a specimen of a scheduled species.(2) The Director shall not approve an application made under this section if such approval would contravene any requirement under the Convention.(3) On issuing any such licence, the Director may impose such conditions as he considers appropriate, including conditions that are more stringent than any requirement under the Convention.(4) A licence issued under this section shall—(a) be in the specified form;(b) specify the name and address of the holder of the licence;(c) specify the quantity and description of the specimen concerned;(d) specify the conditions, if any, of the licence; and(e) specify the period of validity of the licence.(5) If any condition of a licence issued under this section is contravened, the holder of the licence commits an offence and is liable on conviction to a fine at level 5.Note—For a licence in respect of a specimen that is an elephant hunting trophy or elephant ivory, see sections 4, 6 and 10 of Schedule 4, which restrict the Director’s power to approve an application under this section. (Added 7 of 2018 s. 19) 24. Extension, renewal and variation of licences (1) The Director may, on application made to him in the specified form and on payment of the fee prescribed in Schedule 2—(a) extend the period of validity of a licence issued under section 23(1)(a), (b), (c) or (d);(b) renew a licence issued under section 23(1)(e); or(c) vary a licence issued under section 23 in any other way.(2) The Director shall not approve an application made under this section if such approval would contravene any requirement under the Convention.Note—For a licence in respect of a specimen that is an elephant hunting trophy or elephant ivory, see sections 4, 6 and 10 of Schedule 4, which restrict the Director’s power to approve an application under this section. (Added 7 of 2018 s. 20) 25. Refusal of application made under section 23 or 24 If the Director refuses an application made under section 23 or 24, he shall give written notice of the refusal to the applicant stating the reason for the refusal. 26. Cancellation of licences (1) The Director may cancel a licence that is issued under section 23 or extended, renewed or varied under section 24 if—(a) any condition of the licence is contravened; or(b) the Director is satisfied that the licence was issued, extended, renewed or varied as a result of a false representation of any fact made by the applicant or an unlawful act of the applicant.(2) If the Director cancels a licence under subsection (1), he shall give written notice of the cancellation to the holder of the licence stating the reason for the cancellation.(3) After receipt of a notice of cancellation under subsection (2), the holder of the relevant licence shall immediately surrender the licence to the Director.(4) If that holder lodges an appeal under section 46(1) against the Director’s decision relating to the cancellation of the relevant licence, the Director shall return the licence to that holder pending the determination of the appeal by the Administrative Appeals Board.(5) If the Administrative Appeals Board confirms the Director’s decision relating to the cancellation of the relevant licence, that holder shall, immediately after receipt of a notice of the Administrative Appeals Board’s decision, surrender the licence to the Director.(6) A holder of a licence who without reasonable excuse fails to comply with subsection (3) or (5) commits an offence and is liable on conviction to a fine at level 6. Part 5A Special Provisions for Elephant Hunting Trophies and Elephant Ivory (Part 5A added 7 of 2018 s. 21) 26A. Specified provisions subject to Schedule 4 (1) A specified provision applies subject to Schedule 4 in relation to a specimen that is an elephant hunting trophy or elephant ivory.(2) For the purpose of providing information on any provision in Schedule 4 that relates to a specified provision, the Secretary may, by order published in the Gazette, amend the specified provision by adding or amending a note.(3) In this section— specified provision (指明條文) means any of the following provisions— (a) Part 4; (b) section 23; (c) section 24; (d) the Protection of Endangered Species of Animals and Plants (Exemption for Appendix I Species) Order (Cap. 586 sub. leg. A); (e) the Protection of Endangered Species of Animals and Plants (Exemption for Appendices II and III Species) Order (Cap. 586 sub. leg. B). Part 6 Authorized Officers 27. Authorized officers (1) The Director may in writing authorize any public officer to exercise any of the powers and perform any of the duties conferred or imposed on the Director or an authorized officer by this Ordinance.(2) The Director may exercise any of the powers or perform any of the duties conferred or imposed on an authorized officer by this Ordinance. 28. Power to require production of document or other evidence to show compliance with this Ordinance (1) If a person has in his possession or under his control a specimen of a scheduled species, an authorized officer may require the person to produce any document or other evidence on which the person relies to show that the possession or control is not in contravention of this Ordinance.(2) A person who without reasonable excuse fails to comply with a requirement made under subsection (1) commits an offence and is liable on conviction to a fine at level 6. 29. Power to require scientific names and common names (1) If an authorized officer reasonably suspects that an animal or plant, whether live or dead, or a part of an animal or plant—(a) is being or has been imported;(b) is being or has been introduced from the sea;(c) is in transit;(d) is being or is to be exported; or(e) is being or is to be re-exported,and is a specimen of a scheduled species, he may require the person who has the animal, plant or part in his possession or under his control to give its scientific name and common name.(2) A person who—(a) without reasonable excuse fails to comply with a requirement made under subsection (1); or(b) knowingly makes a false statement in purported compliance with such a requirement,commits an offence and is liable on conviction to a fine at level 5. 30. Power to require production of things for inspection If an authorized officer reasonably suspects that a thing—(a) is being or has been imported;(b) is being or has been introduced from the sea;(c) is in transit;(d) is being or is to be exported;(e) is being or is to be re-exported; or(f) is in the possession or under the control of any person,and is a specimen of a scheduled species, that officer may, for the purposes of verifying compliance with this Ordinance and on production of written evidence of his identity, stop the person who has the thing in his possession or under his control and require him to produce the thing for inspection. 31. Power to inspect place or premises (1) If an authorized officer reasonably suspects that a specimen of a scheduled species is being kept for commercial purposes in any place or premises, he may, for the purposes of verifying compliance with this Ordinance, without notice and on production of written evidence of his identity—(a) enter and inspect the place or premises during reasonable hours;(b) inspect the thing suspected to be a specimen of a scheduled species; and(c) require the production of, inspect, examine or take copies of any document that is related to compliance with this Ordinance and is in the place or premises.(2) An authorized officer shall not under subsection (1) enter—(a) any premises that are used exclusively as a dwelling-house; or(b) any part of any premises that is used exclusively as a dwelling-house. 32. Power of search and detention (1) An authorized officer may, on production of written evidence of his identity, stop, board and search any vessel, vehicle, train or aircraft (other than a ship of war, military aircraft or military vehicle) if he reasonably suspects that an offence under Part 2 or 3 has been, is being or is about to be committed in or on the vessel, vehicle, train or aircraft.(2) If an authorized officer reasonably suspects that a person has committed, is committing or is about to commit an offence under Part 2 or 3, that officer may, on production of written evidence of his identity—(a) stop and search the person, and search the property of the person, for anything that is likely to be of value (whether by itself or together with anything else) to the investigation of the offence; and(b) detain the person for a reasonable period while that officer inquires about the suspected commission of the offence. 33. Power of entry into place or premises (1) If it is shown to the satisfaction of a magistrate on information on oath that there is in any place or premises any thing liable to seizure, or any thing likely to be or to contain evidence of an offence under Part 2 or 3, the magistrate may by warrant authorize any authorized officer to enter, by force if necessary, and search the place or premises.(2) An authorized officer entering any place or premises under subsection (1) may take with him such persons as may be necessary, and on leaving any unoccupied place or premises that he has entered shall leave the place or premises as effectually secured against trespassers as he found them to be at the time of entry.(3) A warrant issued under subsection (1) continues in force until the purpose for which the entry is necessary has been satisfied. 34. Power of seizure (1) An authorized officer may seize, remove and detain—(a) a thing liable to seizure;(b) a receptacle in which a seized thing is contained or a handling device or other device used for or in connection with the thing;(c) any food or drink accompanying a seized animal; or(d) any thing that appears to that officer to be or to contain evidence that an offence under Part 2 or 3 has been committed.(2) For the purposes of this Part, a thing is liable to seizure—(a) if an authorized officer reasonably suspects that the thing—(i) is being or has been imported;(ii) is being or has been introduced from the sea;(iii) is being or is to be exported;(iv) is being or is to be re-exported; or(v) is in the possession or under the control of any person, in contravention of any provision of this Ordinance;(b) if the thing is an animal or plant, whether live or dead, or a part of an animal or plant in respect of which a person has failed to comply with a requirement made under section 29(1);(c) if it is a thing in respect of which a person has failed to comply with a requirement made under section 30; or(d) if it is a thing in respect of which an authorized officer reasonably suspects that a person has contravened section 44.(3) No civil liability shall be incurred by an authorized officer in respect of anything done or omitted to be done by that officer in good faith in the exercise or purported exercise of any power under this section. 35. Disposal of seized things (1) The Director may cause the following things seized under section 34(1) to be released, sold, or disposed of in any other way, immediately after the seizure—(a) any live animal—(i) that is impracticable for any reason for the Director to keep in captivity; or(ii) that is likely to die or be subjected to unnecessary suffering if it is kept in captivity;(b) any live plant that is impracticable for any reason for the Director to detain;(c) any thing that is perishable.(2) Subject to Part 7, the proceeds of sale of any thing sold under subsection (1) shall be paid into the general revenue. 36. Power to require identification (1) If an authorized officer reasonably suspects that a person has committed, is committing or is about to commit an offence under this Ordinance, he may, without warrant and on production of written evidence of his identity, stop the person or, where the person is in or on a vessel, vehicle, train or aircraft (other than a ship of war, military aircraft or military vehicle), stop and board the vessel, vehicle, train or aircraft, as the case may be, for the purposes of requiring that person—(a) to state his name and address; and(b) to produce his proof of identity for inspection.(2) A person who—(a) without reasonable excuse fails to comply with a requirement made under subsection (1); or(b) knowingly gives a false or misleading name or address in purported compliance with such a requirement, (Amended 7 of 2018 s. 22)commits an offence and is liable on conviction to a fine at level 6.(3) In this section, proof of identity (身分證明文件) means proof of identity within the meaning of section 17B of the Immigration Ordinance (Cap. 115). 37. Power of arrest (1) If an authorized officer reasonably suspects that a person has committed, is committing or is about to commit an offence under Part 2 or 3 or section 38, he may arrest the person without warrant.(2) If an authorized officer reasonably suspects that a person has committed, is committing or is about to commit any other offence under this Ordinance, he may arrest the person without warrant only in circumstances where it appears to the authorized officer that service of a summons is impracticable because—(a) the name of the person is unknown to, and cannot be readily ascertained by, that officer;(b) that officer has reasonable grounds for doubting whether a name given by the person as his name, when required to do so under section 36, is his real name;(c) the person has failed to give a satisfactory address for service, when required to do so under section 36; or(d) that officer has reasonable grounds for doubting whether an address given by the person, when required to do so under section 36, is a satisfactory address for service.(3) If any person who is liable to be arrested under this section forcibly resists the endeavour to arrest him, or attempts to evade the arrest, an authorized officer may use all reasonable means necessary to effect the arrest.(4) If an authorized officer arrests a person under this section, he shall immediately take the person to the nearest police station or hand him over to the custody of a police officer to be dealt with in accordance with the Police Force Ordinance (Cap. 232). 38. Obstruction A person who without reasonable excuse obstructs an authorized officer exercising any power under section 30, 31, 32, 33, 34, 36 or 37 commits an offence and is liable on conviction to a fine at level 6 and to imprisonment for 1 year. Part 7 Forfeiture 39. Interpretation of Part 7 In this Part—proceeds of sale (售賣得益), in relation to a thing seized under section 34(1), means the proceeds of sale of that thing if already sold under section 35;thing seized under section 34(1) (根據第34(1)條檢取的物品) means a thing seized under section 34(1)(a) and includes any other thing seized under section 34(1)(b), (c) or (d) in connection with that thing. 40. Return or forfeiture of things seized in respect of offences charged under Part 2 or 3 (1) If a person is convicted of an offence under Part 2 or 3, the court or magistrate may order any thing seized under section 34(1) in connection with the offence that is not a specimen of a scheduled species, or any proceeds of sale of that thing—(a) to be returned to the person from whom it was seized or to its owner; or(b) to be forfeited to the Government.(2) If a person is convicted of an offence under Part 2 or 3, any specimen of a scheduled species seized under section 34(1) in connection with the offence, or any proceeds of sale of the specimen if already sold under section 35, shall, without order, be forfeited to the Government.(3) If an offence is prosecuted under Part 2 or 3 and no defendant in the proceedings is convicted of the offence, the court or magistrate may order any thing seized under section 34(1) in respect of which the prosecution was brought, or any proceeds of sale of that thing—(a) to be returned to the person from whom it was seized or to its owner; or(b) to be forfeited to the Government. 41. Return or forfeiture of things seized on prosecution of offences under section 29 or 44 If an offence is prosecuted under section 29 or 44, the court or magistrate may, whether or not any defendant in the proceedings is convicted of the offence, order any thing seized under section 34(1) in respect of which the prosecution was brought, or any proceeds of sale of that thing—(a) to be returned to the person from whom it was seized or to its owner; or(b) to be forfeited to the Government. 42. Return or forfeiture of things seized where no prosecution for offences (1) If a thing has been seized under section 34(1) but no prosecution for an offence under Part 2 or 3 or section 29 or 44 has been brought in respect of that thing, an authorized officer may apply to the court or magistrate for an order in respect of that thing or any proceeds of sale of that thing.(2) On an application under subsection (1), the court or magistrate may order the thing concerned or any proceeds of sale of that thing—(a) to be returned to the person from whom it was seized or to its owner; or(b) to be forfeited to the Government.(3) If a thing seized under section 34(1)—(a) is placed in the possession or under the control of the Director; and(b) is abandoned by its owner, or appears to the Director to have been so abandoned,an authorized officer may apply to the court or magistrate for an order in respect of that thing.(4) On an application under subsection (3), the court or magistrate may, if satisfied that the owner of the thing concerned is unknown or cannot be found, order that thing to be forfeited to the Government. 43. Disposal of forfeited things, etc. (1) The Director may sell, or dispose of in any other way, any thing that is seized under section 34(1) and forfeited to the Government under this Part in such manner as he thinks fit.(2) The proceeds of sale of any thing sold under subsection (1) shall be paid into the general revenue.(3) Any person who considers himself aggrieved by the sale or disposal of any thing that was ordered to be forfeited to the Government under section 42(4) may complain to the court or magistrate within 6 months of the sale or disposal.(4) On a complaint under subsection (3), the court or magistrate may, if satisfied as to the title of the complainant to the thing concerned, order that such sum by way of compensation be paid to the complainant as it may consider just. Part 8 Miscellaneous Provisions 44. Furnishing false information (1) A person commits an offence if he, on an application made under section 23 or 24 or in purported compliance with this Ordinance, furnishes any information that—(a) he knows or believes to be false or does not believe to be true; or(b) he knows or believes to be misleading in any material particular.(2) A person commits an offence if he claims, represents or holds out, whether by advertisement or in any other way, that a thing is a specimen of a scheduled species, without any belief in the truth of the claim, representation or holding out.(3) A person who commits an offence under subsection (1) or (2) is liable on conviction to a fine at level 6 and to imprisonment for 6 months. 45. Protection of informers (1) Except as provided in subsection (3)—(a) no information on the identity of an informer relating to an offence under this Ordinance shall be admitted in evidence in any civil or criminal proceedings; and(b) a witness in any civil or criminal proceedings is not obliged or permitted—(i) to disclose the name or address of any informer who has given information to the Director, any authorized officer or the police with respect to an offence under this Ordinance, or the name or address of any person who has assisted the Director, any authorized officer or the police in any way with respect to such an offence;

or(ii) to answer any question if the answer would lead, or would tend to lead, to discovery of the name or address of such informer or person, if, in either case, the informer or the person is not himself a witness in such proceedings.(2) If any books, documents or papers that are in evidence or liable to inspection in any civil or criminal proceedings contain an entry in which an informer or person referred to in subsection (1)(b)(i) is named or described or that might lead to his discovery, the court or magistrate shall cause all such passages to be concealed from view or to be obliterated so far as may be necessary to protect the informer or the person, as the case may be, from discovery.(3) If—(a) in any proceedings for an offence under this Ordinance the court or magistrate, after full inquiry into the case, is satisfied that an informer made a material statement that the informer knew or believed to be false or did not believe to be true; or(b) in any other proceedings the court or magistrate is of opinion that justice cannot be fully done between the parties concerned without disclosure of the name of an informer or of a person who has assisted the Director, any authorized officer or the police,the court or magistrate may require the production of the original information and permit inquiry and require full disclosure concerning the informer or the person. 46. Appeals to Administrative Appeals Board (1) A person aggrieved by a decision of the Director relating to—(a) the refusal to issue a licence under section 23;(b) an application to extend or renew a licence under section 24;(c) an application to vary a licence under section 24;(d) any condition specified in a licence issued under section 23 or extended, renewed or varied under section 24; or(e) the cancellation of a licence under section 26,may, within 21 days of receiving notice of the decision, appeal to the Administrative Appeals Board against the decision.(2) Where the appeal is against a decision relating to a matter mentioned in subsection (1)(b), the licence concerned shall, despite the expiry of its period of validity, be treated as continuing in force subject to its conditions until the determination of the appeal by the Administrative Appeals Board.(3) Where the appeal is against a decision relating to a matter mentioned in subsection (1)(c), the licence concerned shall not be varied pending the determination of the appeal by the Administrative Appeals Board.(4) Where the appeal is against a decision relating to a matter mentioned in subsection (1)(d) or (e), the decision shall not become effective pending the determination of the appeal by the Administrative Appeals Board. 47. Exemption orders (1) For the purposes of enabling any part of the Convention, or of a Convention instrument, relating to an exemption in respect of the import, introduction from the sea, export or re-export of any Appendix I species to have the force of law in Hong Kong, the Chief Executive in Council may, by order published in the Gazette, exempt from the application of section 5, 6, 7 or 8, either generally or for any purposes or by reference to any circumstances, and either conditionally or unconditionally—(a) any person or any group or description of persons; or(b) any specimen of any Appendix I species, or of any group or description of such species.(2) For the purposes of enabling any part of the Convention, or of a Convention instrument, relating to an exemption in respect of the import, introduction from the sea, export or re-export of any Appendix II species or Appendix III species to have the force of law in Hong Kong, the Secretary may, by order published in the Gazette, exempt from the application of section 11, 12, 13 or 14, as the case may be, either generally or for any purposes or by reference to any circumstances, and either conditionally or unconditionally—(a) any person or any group or description of persons; or (b) any specimen of any Appendix II species or Appendix III species, or of any group or description of such species.(3) The Chief Executive in Council may, in relation to the possession or control of any Appendix I species, by order published in the Gazette, exempt from the application of section 9, either generally or for any purposes or by reference to any circumstances, or in any particular case, and either conditionally or unconditionally—(a) any person or any group or description of persons; or(b) any specimen of any Appendix I species, or of any group or description of such species.(4) Without contravening any requirement under the Convention, the Secretary may, in relation to the import of any live specimen of Appendix II species, by order published in the Gazette, exempt from the application of section 11, either generally or for any purposes or by reference to any circumstances, or in any particular case, and either conditionally or unconditionally—(a) any person or any group or description of persons; or(b) any specimen of any Appendix II species, or of any group or description of such species.(5) The Secretary may, in relation to the possession or control of any Appendix II species, by order published in the Gazette, exempt from the application of section 15, either generally or for any purposes or by reference to any circumstances, or in any particular case, and either conditionally or unconditionally—(a) any person or any group or description of persons; or(b) any specimen of any Appendix II species, or of any group or description of such species. 48. Power to amend Schedules (1) The Secretary may, by order published in the Gazette, amend any Schedule.(2) If, at the commencement of an order amending Schedule 1—(a) a person has in his possession or under his control a specimen of an Appendix I species or Appendix II species; and(b) section 9(1) or 15(1) does not apply to the specimen prior to that commencement,section 9(1) or 15(1), as the case may be, shall apply in respect of the specimen only on the expiry of 3 months after that commencement unless otherwise stated in the order. 49. Advisory Committee (1) The Chief Executive may establish an Advisory Committee consisting of such members as he may appoint.(2) The Advisory Committee shall advise the Director upon any question that he may refer to it in connection with the administration of this Ordinance.(3) The Advisory Committee established under section 14 of the repealed Ordinance shall be treated as the Advisory Committee established under this section.(4) A person who was, immediately before the commencement* of this section, a member of the Advisory Committee established under section 14 of the repealed Ordinance shall be treated as a member of the Advisory Committee established under this section on the same terms and conditions as applied to the person immediately before that commencement. Editorial Note: * Commencement date: 1 December 2006. 50. Director and authorized officers to be subject to Chief Executive’s directions (1) The Chief Executive may give such directions as he thinks fit, either generally or in any particular case, with respect to the exercise or performance by the Director or an authorized officer of any powers or duties under this Ordinance.(2) The Director and every authorized officer shall, in the exercise or performance of any powers or duties under this Ordinance, comply with any directions given by the Chief Executive under subsection (1). 51. Director empowered to specify forms The Director may specify any form to be used for the purposes of this Ordinance. 52. Issue of re-export certificates The Director may, on application made to him in the specified form and on payment of the fee prescribed in Schedule 2, issue a re-export certificate in respect of an animal or plant, or any part or derivative of an animal or plant for the purpose of facilitating the applicant’s compliance with a requirement imposed in relation to the Convention by any Party. 53. Power of Secretary to make regulations The Secretary may by regulation provide for—(a) the registration of any scientific institution for the purposes of this Ordinance;(b) any matter so as to enable any part of a Convention instrument to have the force of law in Hong Kong with or without modification; and(c) any matter ancillary or incidental to those specified in paragraphs (a) and (b). Part 9 Transitional Provisions (Replaced 7 of 2018 s. 23) 54. Repeal of Animals and Plants (Protection of Endangered Species) Ordinance The Animals and Plants (Protection of Endangered Species) Ordinance (Cap. 187) and the Animals and Plants (Protection of Endangered Species) (Exemption) Order (Cap. 187 sub. leg. A) are repealed. 55. Transitional provisions relating to Animals and Plants (Protection of Endangered Species) Ordinance (1) In this section, relevant date (有關日期) means the date of commencement* of this Ordinance.(2) If, immediately before the relevant date, there was a pending application for—(a) a former licence; or(b) an extension, a renewal or a variation of a former licence,the application shall be treated as an application for a licence made under section 23(1)(a), (b), (c), (d) or (e), as the case may be.(3) A former licence that is in force immediately before the relevant date—(a) shall be treated as a licence issued under section 23(1)(a), (b), (c), (d) or (e), as the case may be; and(b) subject to section 26, continues in force until the expiration of the period of validity specified in the licence.(4) A right of appeal subsisting under section 17 of the repealed Ordinance immediately before the relevant date shall be treated as a right of appeal against a decision to the Administrative Appeals Board under section 46(1)(a), (b), (c), (d) or (e), as the case may be.(5) An appeal pending under section 17 of the repealed Ordinance immediately before the relevant date shall be treated and disposed of as if it were an appeal against a decision pending to the Administrative Appeals Board under section 46(1)(a), (b), (c), (d) or (e), as the case may be.(6) If—(a) immediately before the relevant date a person had in his possession or under his control a specimen of an Appendix I species or Appendix II species; and(b) there was no licensing requirement in respect of that specimen under section 6 of the repealed Ordinance in force immediately before the relevant date,section 9(1) or 15(1), as the case may be, shall apply in respect of that specimen only on the expiry of 6 months after the relevant date. Editorial Note: * Commencement date: 1 December 2006. 55A. Transitional provisions relating to Protection of Endangered Species of Animals and Plants (Amendment) Ordinance 2018 (1) This section applies in place of section 101J of the Criminal Procedure Ordinance (Cap. 221).(2) If a person commits an offence under section 5, 6, 7, 8 or 9 before the amendment date and is convicted of the offence on or after that date, the person is liable to the penalties under Part 2 as in force immediately before that date.(3) If a person commits an offence under section 11, 12, 13, 14 or 15 before the amendment date and is convicted of the offence on or after that date, the person is liable to the penalties under Part 3 as in force immediately before that date.(4) In this section—amendment date (修訂日期) means the date on which Parts 2 and 3 are amended by the Protection of Endangered Species of Animals and Plants (Amendment) Ordinance 2018 (7 of 2018).(Added 7 of 2018 s. 24) Part 10 (Omitted as spent—E.R. 5 of 2021) 56. (Omitted as spent—E.R. 5 of 2021) 57. (Omitted as spent—E.R. 5 of 2021) 58. (Omitted as spent—E.R. 5 of 2021) Schedule 1 [ss. 2 & 48]Scheduled Species Part 1 Interpretation of the Appendices 1. Species included in the Appendices are referred to—(a) by the name of the species; or(b) as being all of the species included in a higher taxon or designated part in that taxon. 2. The abbreviation “spp.” is used to denote all species of a higher taxon. 3. Other references to taxa higher than species are for the purposes of information or classification only. Common names in English, if known, are included within angle brackets (< >) after scientific names in the English text of this Ordinance. Common names in Chinese or Chinese translations of scientific names, if known, are included within angle brackets (< >) after scientific names in the Chinese text of this Ordinance. The common names included after the scientific names of orders, families and genera are intended to indicate the species within the order, family or genus concerned that are included in the Appendices. 4. The following abbreviations are used for plant taxa below the level of species—(a) “ssp.” is used to denote subspecies; and(b) “var(s).” is used to denote variety (varieties). 5. As none of the species or higher taxa of FLORA included in Appendix I is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article III of the Convention, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro and transported in sterile containers of these hybrids are not subject to the provisions of this Ordinance. (Amended L.N. 125 of 2023) 6. The names of the places in parentheses placed against the names of species in Appendix III are those of the Parties submitting these species for inclusion in that Appendix. 7. When a species is included in one of the Appendices, any whole animal or plant of the species, whether live or dead, is included. In addition, all parts and derivatives of the species are also included in the same Appendix, except for an animal species listed in Appendix III, or a plant species listed in Appendix II or Appendix III, that is annotated with the symbol (#) followed by a number to indicate that only specific parts and derivatives are included. Such a combination of symbol and number placed against the name of an Appendix II species or Appendix III species designates parts or derivatives that are specified in relation to that species for the purposes of this Ordinance as follows— (Amended L.N. 22 of 2021; L.N. 125 of 2023) #1 Designates all parts and derivatives, except—(a) seeds, spores and pollen (including pollinia);(b) seedling or tissue cultures obtained in vitro and transported in sterile containers; (Amended L.N. 125 of 2023)(c) cut flowers of artificially propagated plants; and(d) fruits, parts of fruits, and derivatives of fruits, of artificially propagated plants of the genus Vanilla. #2 Designates all parts and derivatives, except—(a) seeds and pollen; and(b) finished products packaged and ready for retail trade. #3 Designates whole and sliced roots and parts of roots excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery. (Amended L.N. 98 of 2014) #4 Designates all parts and derivatives, except—(a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar; (Replaced L.N. 36 of 2011. Amended L.N. 114 of 2018)(b) seedling or tissue cultures obtained in vitro and transported in sterile containers; (Amended L.N. 36 of 2011; L.N. 98 of 2014; L.N. 125 of 2023)(c) cut flowers of artificially propagated plants;(d) fruits, parts of fruits, and derivatives of fruits, of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; (Amended L.N. 36 of 2011)(e) stems, flowers, and parts and derivatives of them, of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); (Replaced L.N. 36 of 2011. Amended L.N. 125 of 2023)(f) finished products of Aloe ferox and Euphorbia antisyphilitica packaged and ready for retail trade; and (Added L.N. 36 of 2011. Amended L.N. 22 of 2021; L.N. 125 of 2023)(g) finished products that—(i) contain parts and derivatives of Bletilla striata, Cycnoches cooperi, Gastrodia elata, Phalaenopsis amabilis or P. lobbii derived from artificial propagation; and(ii) are packaged and ready for cosmetics retail trade. (Added L.N. 125 of 2023) #5 Designates logs, sawn wood and veneer sheets. #6 Designates logs, sawn wood, veneer sheets and plywood. #7 Designates logs, woodchips, powder and extracts. (Amended L.N. 98 of 2014) #8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered. #9 Designates all parts and derivatives except those bearing a label “Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx][Namibia under agreement No. NA/xxxxxx][South Africa under agreement No. ZA/xxxxxx]”. (Replaced L.N. 98 of 2014) #10 Designates all parts, derivatives and finished products, except those that are, or are contained in, finished musical instruments, finished musical instrument parts, and finished musical instrument accessories, that are to be re-exported. (Amended L.N. 125 of 2023) #11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing those extracts as ingredients, including fragrances, are not covered by this annotation. (Amended L.N. 114 of 2018) #12 Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing those extracts as ingredients, including fragrances, are not covered by this annotation. (Added L.N. 36 of 2011. Amended L.N. 98 of 2014) #13 Designates kernel (also known as “endosperm”, “pulp” or “copra”) and derivatives of them, except those that are, or are contained in, finished products packaged and ready for retail trade. (Added L.N. 36 of 2011. Amended L.N. 98 of 2014; L.N. 125 of 2023) #14 Designates all parts and derivatives, except—(a) seeds and pollen; (b) seedling or tissue cultures obtained in vitro and transported in sterile containers; (Amended L.N. 125 of 2023)(c) fruits; (d) leaves; (e) exhausted agarwood powder, including compressed powder in all shapes; and (f) finished products packaged and ready for retail trade (excluding woodchips, beads, prayer beads and carvings). (Added L.N. 98 of 2014. Amended L.N. 114 of 2018) #15 Designates—(a) for any species other than one referred to in paragraph (b) or (c)—all parts and derivatives, except—(i) leaves, flowers, pollen, fruits and seeds; (Amended L.N. 22 of 2021)(ii) finished products made partly or wholly of wood of the species, subject to an upper weight limit on wood of 10 kg per shipment; and (Replaced L.N. 22 of 2021. Amended L.N. 125 of 2023)(iii) finished musical instruments, finished musical instrument parts and finished musical instrument accessories; (Added L.N. 22 of 2021)(b) for Dalbergia cochinchinensis—parts and derivatives covered by annotation #4; or(c) for Dalbergia spp. originating and exported from Mexico—parts and derivatives covered by annotation #6. (Added L.N. 114 of 2018) #16 Designates seeds, fruits and oils. (Added L.N. 114 of 2018. Amended L.N. 22 of 2021) #17 Designates logs, sawn wood, veneer sheets, plywood and transformed wood. (Added L.N. 22 of 2021) #18 Designates eggs. (Added L.N. 22 of 2021) 8. For the purposes of section 7 of this Part—(a) an extract is a substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process; and (b) an extract may be in the form of solid (such as crystals, resin, fine particles and coarse particles), semi-solid (such as gums and waxes) or liquid (such as solutions, tinctures, oil and essential oils). (Added L.N. 98 of 2014) 9. For the purposes of section 7 of this Part, products, shipped singly or in bulk for final use or retail trade (purpose), are finished products packaged and ready for retail trade if—(a) the products do not require any further processing for the purpose; (b) the products are both packaged and labelled for the purpose; and (c) the products are in a state fit for being sold to or used by the general public. (Added L.N. 98 of 2014) 9A. For the purposes of section 7 of this Part—(a) the cargo transported under the terms of 1 single bill of lading or air waybill (irrespective of the quantity or number of containers or packages included) is to be treated as 1 shipment; and(b) the things transported by an individual on entering or leaving Hong Kong (irrespective of whether the things are worn or carried by the individual or included in the individual’s personal baggage, and the quantity or number of the things worn, carried or included) are to be treated as 1 shipment. (Added L.N. 22 of 2021) 9B. For the purposes of paragraph (a)(ii) of annotation #15 in section 7 of this Part, the upper weight limit on wood of 10 kg per shipment is an upper limit of 10 kg imposed on the weight of wood of each individual species present in the items in the shipment. Accordingly—(a) the limit is to be assessed against the individual weights of the portions of the wood contained in each item of the shipment, and not against the total weight of the shipment; and(b) the weights of the wood of different individual species are not to be added together for determining whether the limit is exceeded. (Added L.N. 125 of 2023) 10. For the purposes of section 7 of this Part— finished musical instrument (樂器製成品)— (a) means a musical instrument (as referenced by Chapter 92 of the Harmonized System of the World Customs Organization (Musical instruments; parts and accessories of such articles)) that is ready to play or needs only the installation of parts to make it playable; and (b) includes antique musical instruments (as defined by headings 97.05 and 97.06 in Chapter 97 of the Harmonized System of the World Customs Organization (Works of art, collectors’ pieces and antiques)); (Added L.N. 22 of 2021) finished musical instrument accessory (樂器附件製成品) means a musical instrument accessory (as referenced by Chapter 92 of the Harmonized System of the World Customs Organization (Musical instruments; parts and accessories of such articles)) that— (a) is separate from a musical instrument; (b) is specifically designed or shaped to be used explicitly in association with a musical instrument; and (c) requires no further modification to be used; (Added L.N. 22 of 2021) finished musical instrument part (樂器零件製成品) means a part of a musical instrument (as referenced by Chapter 92 of the Harmonized System of the World Customs Organization (Musical instruments; parts and accessories of such articles)) that— (a) is ready to install; and (b) is specifically designed and shaped to be used explicitly in association with the instrument to make it playable; (Added L.N. 22 of 2021) powder (粉末) means a dry, solid substance in the form of fine particles or coarse particles; transformed wood (成型木) means wood (including strips and friezes for parquet flooring, not assembled) continuously shaped (tongued, grooved, rebated, chamfered, V-jointed, beaded, moulded, rounded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed (as defined by heading 44.09 in Chapter 44 of the Harmonized System of the World Customs Organization (Wood and articles of wood; wood charcoal)); (Added L.N. 22 of 2021. Amended L.N. 125 of 2023)woodchips (木片) means wood that has been reduced to small pieces. (Added L.N. 98 of 2014)(Replaced L.N. 4 of 2009) Part 2 Appendices Appendix I Appendix II Appendix III FAUNA <ANIMALS> PHYLUM CHORDATA CLASS MAMMALIA<MAMMALS> ARTIODACTYLA Antilocapridae Antilocapra americana <Mexican pronghorn> (Only the population of Mexico; no other population is included in the Appendices) Bovidae Addax nasomaculatus <Addax> Ammotragus lervia <Aoudad, barbary sheep> Antilope cervicapra <Blackbuck> (Nepal, Pakistan) Appendix I Appendix II Appendix III Bos gaurus <Gaur, saladang> (Excludes the domesticated form, which is referenced as Bos frontalis and is not subject to the provisions of this Ordinance) Bos mutus <Wild yak> (Excludes the domesticated form, which is referenced as Bos grunniens and is not subject to the provisions of this Ordinance) Bos sauveli <Kouprey> Boselaphus tragocamelus <Nilgai> (Pakistan) Bubalus arnee <Wild Asiatic buffalo> (Nepal) (Excludes the domesticated form, which is referenced as Bubalus bubalis and is not subject to the provisions of this Ordinance) Appendix I Appendix II Appendix III Bubalus depressicornis <Lowland anoa> Bubalus mindorensis <Tamaraw> Bubalus quarlesi <Mountain anoa> Budorcas taxicolor <Takin> Capra caucasica <Western tur> Capra falconeri <Markhor> Capra hircus aegagrusA1 <Wild goat> (Pakistan) Capra sibirica <Siberian ibex> (Pakistan) Capricornis milneedwardsii <Chinese serow> Capricornis rubidus <Red serow> Appendix I Appendix II Appendix III Capricornis sumatraensis <Mainland serow> Capricornis thar <Himalayan serow> Cephalophus brookei <Brooke’s duiker> Cephalophus dorsalis <Bay duiker> Cephalophus jentinki <Jentink’s duiker> Cephalophus ogilbyi <Ogilby’s duiker> Cephalophus silvicultor <Yellow-backed duiker> Cephalophus zebra <Banded duiker> Damaliscus pygargus pygargus <Bontebok> Gazella bennettii <Indian gazelle> (Pakistan) Gazella cuvieri <Cuvier’s gazelle, edmi gazelle> Appendix I Appendix II Appendix III Gazella dorcas <Dorcas gazelle> (Algeria, Tunisia) Gazella leptoceros <Rhim gazelle, sand gazelle> Hippotragus niger variani <Giant sable antelope> Kobus leche <Lechwe> Naemorhedus baileyi <Red goral> Naemorhedus caudatus <Chinese goral> Naemorhedus goral <Goral> Naemorhedus griseus <South China goral> Nanger dama <Addra gazelle> Oryx dammah <Sahara oryx> Appendix I Appendix II Appendix III Oryx leucoryx <Arabian oryx> Ovis ammon <Altai argali, wild sheep> Ovis arabica <Arabian wild sheep> Ovis bochariensis <Bukhara urial> Ovis canadensis <Bighorn sheep> (Only the population of Mexico; no other population is included in the Appendices) Ovis collium <Kazakhstan argali> Ovis cycloceros Ovis darwini <Gobi argali> Ovis gmelini <Cyprian wild sheep, Cyprus mouflon> (Only the population of Cyprus; no other population is included in the Appendices) Appendix I Appendix II Appendix III Ovis hodgsoni <Great Tibetan sheep, Tibetan argali, nyan> Ovis jubata <Shansi argali> Ovis karelini <Tianshan argali> Ovis nigrimontana <Kara Tau argali> Ovis polii <Marco Polo argali> Ovis punjabiensis <Punjab urial> Ovis severtzovi <Severtzov’s argali> Ovis vignei <Ladakh urial> Appendix I Appendix II Appendix III Pantholops hodgsonii <Chiru, Tibetan antelope> Philantomba maxwelli <Maxwell’s duiker> Philantomba monticola <Blue duiker> Pseudois nayaur <Bharal> (Pakistan) Pseudoryx nghetinhensis <Saola> Rupicapra pyrenaica ornata <Abruzzo chamois> Saiga borealisA2 <Mongolian saiga> Saiga tataricaA2 <Saiga> Tetracerus quadricornis <Chousingha, four-horned antelope> (Nepal) Appendix I Appendix II Appendix III Camelidae Lama guanicoe <Guanaco> Vicugna vicugna <Vicugna> (Except the populations of Argentina [the populations of the Provinces of Catamarca, Jujuy and Salta, and the semi-captive populations of the Provinces of Catamarca, Jujuy, La Rioja, Salta and San Juan], Chile [the populations of the region of Arica and Parinacota and of the region of Tarapacá], Ecuador, Peru and Plurinational State of Bolivia, which are included in Appendix II) Appendix I Appendix II Appendix III Vicugna vicugnaA3 <Vicugna> (Only the populations of Argentina [the populations of the Provinces of Catamarca, Jujuy and Salta, and the semi-captive populations of the Provinces of Catamarca, Jujuy, La Rioja, Salta and San Juan], Chile [the populations of the region of Arica and Parinacota and of the region of Tarapacá], Ecuador, Peru and Plurinational State of Bolivia; all other populations are included in Appendix I) Cervidae Axis calamianensis <Calamian deer> Appendix I Appendix II Appendix III Axis kuhlii <Bawean deer, Kuhl’s hog deer> Axis porcinus <Hog deer> (Except the subspecies included in Appendix I) (Pakistan) Axis porcinus annamiticus <Ganges hog deer, Thai hog deer> Blastocerus dichotomus <Marsh deer> Cervus elaphus bactrianus <Bactrian deer> Cervus elaphus barbarus <Atlas deer, Barbary red deer> (Algeria, Tunisia) Cervus elaphus hanglu <Hangul, Kashmir deer> Dama dama mesopotamica <Mesopotamian fallow deer, Persian fallow deer> Appendix I Appendix II Appendix III Hippocamelus spp. <Huemuls, Andean guemals> Mazama temama cerasina <Guatemalan red brocket> (Guatemala) Muntiacus crinifrons <Black muntjac> Muntiacus vuquangensis <Giant muntjac> Odocoileus virginianus mayensis <Guatemalan white-tailed deer> (Guatemala) Ozotoceros bezoarticus <Pampas deer> Pudu mephistophiles <Northern pudu> Pudu puda <Chilean pudu> Rucervus duvaucelii <Barasingha, swamp deer> Rucervus eldii <Brow-antlered deer> Appendix I Appendix II Appendix III Giraffidae Giraffa camelopardalis <Giraffe> Hippopotamidae Hexaprotodon liberiensis <Pygmy hippopotamus> Hippopotamus amphibius <Hippopotamus> Moschidae Moschus spp. <Musk deer> (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Appendix II) Moschus spp. <Musk deer> (Except the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Appendix I) Appendix I Appendix II Appendix III Suidae Babyrousa babyrussa <Babiroussa> Babyrousa bolabatuensis <Bola batu babirusa> Babyrousa celebensis <North Sulawesi babirusa> Babyrousa togeanensis <Malenge babirusa> Sus salvanius <Pygmy hog> Tayassuidae Tayassuidae spp. <Peccaries> (Except the species included in Appendix I and the populations of Pecari tajacu of Mexico and the United States of America, which are not included in the Appendices) Appendix I Appendix II Appendix III Catagonus wagneri <Chacoan peccary> CARNIVORA Ailuridae Ailurus fulgens <Lesser panda> Canidae Canis aureus <Golden jackal> (India) Canis lupus <Common wolf, timber wolf> (Only the populations of Bhutan, India, Nepal and Pakistan; all other populations are included in Appendix II. Excludes the domesticated form and the dingo, which are referenced as Canis lupus familiaris and Canis lupus dingo respectively and are not subject to the provisions of this Ordinance) Appendix I Appendix II Appendix III Canis lupus <Common wolf, timber wolf> (Except the populations of Bhutan, India, Nepal and Pakistan, which are included in Appendix I. Excludes the domesticated form and the dingo, which are referenced as Canis lupus familiaris and Canis lupus dingo respectively and are not subject to the provisions of this Ordinance) Cerdocyon thous <Common zorro, forest fox> Chrysocyon brachyurus <Maned wolf> Cuon alpinus <Asiatic wild dog, red dog> Lycalopex culpaeus <Andean wolf, colpeo fox> Lycalopex fulvipes Appendix I Appendix II Appendix III Lycalopex griseus <Argentine grey fox> Lycalopex gymnocercus <Azara’s zorro, pampa fox> Speothos venaticus <Bush dog> Vulpes bengalensis <Bengal fox> (India) Vulpes cana <Afghan fox> Vulpes vulpes griffithi <Red fox> (India) Vulpes vulpes montana <Mountain red fox> (India) Vulpes vulpes pusilla <Red fox> (India) Vulpes zerda <Fennec fox> Eupleridae Cryptoprocta ferox <Fosa> Eupleres goudotii <Falanouc> Fossa fossana <Fanaloka> Appendix I Appendix II Appendix III Felidae Felidae spp.A1, A4 <Cats> (Except the species included in Appendix I) Acinonyx jubatusA5 <Cheetah> Caracal caracal <African caracal> (Only the population of Asia; all other populations are included in Appendix II) Catopuma temminckii <Asiatic golden cat> Appendix I Appendix II Appendix III Felis nigripes <Black-footed cat> Herpailurus yagouaroundi <Eyra cat, jaguarundi> (Only the populations of Central and North America; all other populations are included in Appendix II) Leopardus geoffroyi <Geoffroy’s cat> Leopardus guttulus <Southern tigrina> Leopardus jacobita <Andean cat> Leopardus pardalis <Ocelot> Leopardus tigrinus <Little spotted cat> Leopardus wiedii <Margay> Lynx pardinus <Iberian lynx> Neofelis diardi <Sunda clouded leopard, clouded leopard> Appendix I Appendix II Appendix III Neofelis nebulosa <Clouded leopard> Panthera leo <Lion> (Only the population of India; all other populations are included in Appendix II) Panthera onca <Jaguar> Panthera pardus <Leopard> Panthera tigris <Tiger> Panthera uncia <Ounce, snow leopard> Pardofelis marmorata <Marbled cat> Prionailurus bengalensis bengalensis <Bengal leopard cat> (Only the populations of Bangladesh, India and Thailand; all other populations are included in Appendix II) Prionailurus planiceps <Flat-headed cat> Appendix I Appendix II Appendix III Prionailurus rubiginosus <Rusty-spotted cat> (Only the population of India; all other populations are included in Appendix II) Puma concolor <Puma, cougar> (Only the populations of Costa Rica and Panama; all other populations are included in Appendix II) Herpestidae Herpestes edwardsi <Indian grey mongoose> (India, Pakistan) Herpestes fuscus <Indian brown mongoose> (India) Herpestes javanicus <Javan mongoose> (Pakistan) Herpestes javanicus auropunctatus <Small Indian mongoose> (India) Appendix I Appendix II Appendix III Herpestes smithii <Ruddy mongoose> (India) Herpestes urva <Crab-eating mongoose> (India) Herpestes vitticollis <Stripe-necked mongoose> (India) Hyaenidae Hyaena hyaena <Striped hyaena> (Pakistan) Proteles cristata <Aardwolf> (Botswana) Mephitidae Conepatus humboldtii <Humboldt’s hog-nosed skunk, Patagonian hog-nosed skunk> Mustelidae Lutrinae Lutrinae spp. <Otters> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Aonyx capensis microdon <Cameroon clawless otter> (Only the populations of Cameroon and Nigeria; all other populations are included in Appendix II) Aonyx cinereus <Small-clawed otter, oriental small-clawed otter> Enhydra lutris nereis <California sea otter, southern sea otter> Lontra felina <Chingungo, marine otter> Lontra longicaudis <Long-tailed otter, South American river otter> Lontra provocax <Huillin, southern river otter> Lutra lutra <Common otter, Eurasian otter> Lutra nippon Appendix I Appendix II Appendix III Lutrogale perspicillata <Smooth-coated otter, Indian smooth-coated otter> Pteronura brasiliensis <Giant Brazilian otter> Mustelinae Eira barbara <Tayra> (Honduras) Martes flavigula <Central Asian stone marten> (India) Martes foina intermedia <Central Asian stone marten> (India) Martes gwatkinsii <Nilgiri marten> (India) Mellivora capensis <Honey badger> (Botswana) Mustela altaica <Mountain weasel> (India) Mustela erminea ferghanae <Ermine> (India) Appendix I Appendix II Appendix III Mustela kathiah <Yellow-bellied weasel> (India) Mustela nigripes <Black-footed ferret> Mustela sibirica <Siberian weasel> (India) Odobenidae Odobenus rosmarus <Walrus> (Canada) Otariidae Arctocephalus spp. <Southern fur seals> (Except the species included in Appendix I) Arctocephalus townsendi <Guadalupe fur seal> Phocidae Mirounga leonina <South Atlantic elephant-seal> Monachus spp. <Monk seals> Appendix I Appendix II Appendix III Procyonidae Nasua narica <Coati> (Honduras) Nasua nasua solitaria <South Brazilian coati> (Uruguay) Potos flavus <Kinkajou> (Honduras) Ursidae Ursidae spp. <Bears> (Except the species included in Appendix I) Ailuropoda melanoleuca <Giant panda> Helarctos malayanus <Malayan sun bear> Melursus ursinus <Sloth bear> Tremarctos ornatus <Andean bear, spectacled bear> Appendix I Appendix II Appendix III Ursus arctos <Brown bear> (Only the populations of Bhutan, China, Mexico and Mongolia; all other populations are included in Appendix II) Ursus arctos isabellinus <Himalayan brown bear> Ursus thibetanus <Asiatic black bear> Viverridae Arctictis binturong <Binturong> (India) Civettictis civetta <African civet> (Botswana) Cynogale bennettii <Otter-civet> Hemigalus derbyanus <Banded musang, banded palm civet> Paguma larvata <Masked palm civet> (India) Appendix I Appendix II Appendix III Paradoxurus hermaphroditus <Common palm civet> (India) Paradoxurus jerdoni <Jerdon’s palm civet> (India) Prionodon linsang <Banded linsang> Prionodon pardicolor <Spotted linsang> Viverra civettina <Malabar large-spotted civet> (India) Viverra zibetha <Large Indian civet> (India) Viverricula indica <Small Indian civet> (India) Appendix I Appendix II Appendix III CETACEA CETACEA spp.A6 <e.g. Cetaceans, dolphins, porpoises, whales> (Except the species included in Appendix I) Balaenidae Balaena mysticetus <Bowhead whale, Greenland right whale> Eubalaena spp. <Right whales> Appendix I Appendix II Appendix III Balaenopteridae Balaenoptera acutorostrata <Lesser rorqual, minke whale> (Except the population of West Greenland, which is included in Appendix II) Balaenoptera bonaerensis <Antarctic minke whale> Balaenoptera borealis <Coalfish whale, sei whale> Balaenoptera edeni <Bryde’s whale> Balaenoptera musculus <Blue whale> Balaenoptera omurai <Omura’s whale> Balaenoptera physalus <Common rorqual, fin whale> Megaptera novaeangliae <Bunch, humpback whale> Appendix I Appendix II Appendix III Delphinidae Orcaella brevirostris <Irrawaddy dolphin> Orcaella heinsohni <Australian snubfin dolphin> Sotalia spp. <River dolphins> Sousa spp. <Humpback dolphins> Eschrichtiidae Eschrichtius robustus <Devil fish, grey whale> Iniidae Lipotes vexillifer <Baiji, white flat dolphin> Neobalaenidae Caperea marginata <Pygmy right whale> Phocoenidae Neophocaena asiaeorientalis <Black finless porpoise> Neophocaena phocaenoides <Black finless porpoise> Appendix I Appendix II Appendix III Phocoena sinus <Cochito> Physeteridae Physeter macrocephalus <Cachelot, sperm whale> Platanistidae Platanista spp. <Susus> Ziphiidae Berardius spp. <Beaked whales> Hyperoodon spp. <Bottlenose whales> CHIROPTERA Phyllostomidae Platyrrhinus lineatus <White-lined bat> (Uruguay) Pteropodidae Acerodon spp. <Flying-foxes> (Except the species included in Appendix I) Acerodon jubatus <Golden-capped fruit bat> Appendix I Appendix II Appendix III Pteropus spp. <Flying-foxes> (Except the species included in Appendix I and Pteropus brunneus <Dusky flying-fox>, which is not included in the Appendices) Pteropus insularis <Chuuk flying-fox> Pteropus loochoensis <Japanese flying-fox> Pteropus mariannus <Marianas flying-fox> Pteropus molossinus <Caroline flying-fox> Pteropus pelewensis <Palau flying-fox> Pteropus pilosus <Large Palau flying-fox> Pteropus samoensis <Samoan flying-fox> Pteropus tonganus <Insular flying-fox> Pteropus ualanus <Kosrae flying-fox> Pteropus yapensis <Yap flying-fox> Appendix I Appendix II Appendix III CINGULATA Dasypodidae Cabassous tatouay <Greater naked-tailed armadillo> (Uruguay) Chaetophractus nationiA7 <Andean hairy armadillo> Priodontes maximus <Giant armadillo> DASYUROMORPHIA Dasyuridae Sminthopsis longicaudata <Long-tailed dunnart> Appendix I Appendix II Appendix III Sminthopsis psammophila <Large desert marsupial-mouse> DIPROTODONTIA Macropodidae Dendrolagus inustus <Grizzled tree-kangaroo> Dendrolagus ursinus <Black tree-kangaroo> Lagorchestes hirsutus <Ormala> Lagostrophus fasciatus <Banded hare-wallaby> Onychogalea fraenata <Bridled nailtail wallaby> Phalangeridae Phalanger intercastellanus <Eastern common cuscus> Phalanger mimicus <Cryptic cuscus> Appendix I Appendix II Appendix III Phalanger orientalis <Common phalanger, grey cuscus> Spilocuscus kraemeri <Admiralty cuscus> Spilocuscus maculatus <Common spotted cuscus> Spilocuscus papuensis <Waigeo cuscus> Potoroidae Bettongia spp. <Bettongs> Vombatidae Lasiorhinus krefftii <Northern hairy-nosed wombat> LAGOMORPHA Leporidae Caprolagus hispidus <Assam rabbit> Romerolagus diazi <Volcano rabbit> Appendix I Appendix II Appendix III MONOTREMATA Tachyglossidae Zaglossus spp. <Long-nosed echidnas> PERAMELEMORPHIA Peramelidae Perameles bougainville <Barred bandicoot> Thylacomyidae Macrotis lagotis <Bilby> PERISSODACTYLA Equidae Equus africanus <African ass> (Excludes the domesticated form, which is referenced as Equus asinus and is not subject to the provisions of this Ordinance) Equus grevyi <Grevy’s zebra> Equus hemionus <Asian wild ass> (Except the subspecies included in Appendix I) Appendix I Appendix II Appendix III Equus hemionus hemionus <Dziggetai, Mongolian wild ass> Equus hemionus khur <Ghor-khar, Indian wild ass> Equus hemionus luteus <North Mongolian kulan> Equus kiang <Kiang> Equus przewalskii <Mongolian wild horse, Przewalski’s horse> Equus zebra hartmannae <Hartmann’s mountain zebra> Equus zebra zebra <Cape mountain zebra> Rhinocerotidae Rhinocerotidae spp. <Rhinoceroses> (Except the subspecies included in Appendix II) Appendix I Appendix II Appendix III Ceratotherium simum simumA8, A9 <Southern square-lipped rhinoceros> (Only the populations of Eswatini, Namibia and South Africa; all other populations are included in Appendix I) Tapiridae Tapiridae spp. <Tapirs> (Except the species included in Appendix II) Appendix I Appendix II Appendix III Tapirus terrestris <Brazilian tapir> PHOLIDOTA Manidae Manis spp. <Pangolins> (Except the species included in Appendix I) Manis crassicaudata <Indian pangolin> Manis culionensis <Philippine pangolin> Manis gigantea <Giant pangolin> Manis javanica <Sunda pangolin> Manis pentadactyla <Chinese pangolin> Manis temminckii <South African pangolin> Manis tetradactyla <Long-tailed pangolin> Manis tricuspis <White-bellied pangolin> Appendix I Appendix II Appendix III PILOSA Bradypodidae Bradypus pygmaeus <Pygmy three-toed sloth> Bradypus variegatus <Bolivian three-toed sloth> Myrmecophagidae Myrmecophaga tridactyla <Giant anteater> Tamandua mexicana <Northern tamandua> (Guatemala) PRIMATES PRIMATES spp. <e.g. Apes, monkeys, primates> (Except the species included in Appendix I) Atelidae Appendix I Appendix II Appendix III Alouatta palliata <Mantled howler> Alouatta pigra <Guatemalan howler> Ateles geoffroyi frontatus <Black-browed spider monkey> Ateles geoffroyi ornatus <Panama spider monkey> Brachyteles arachnoides <Muriqui> Brachyteles hypoxanthus <Northern muriqui> Oreonax flavicauda <Yellow-tailed woolly monkey> Cebidae Callimico goeldii <Goeldi’s marmoset> Callithrix aurita <Buffy-tufted-ear marmoset> Callithrix flaviceps <Buffy-headed marmoset> Appendix I Appendix II Appendix III Leontopithecus spp. <Lion tamarins> Saguinus bicolor <Bare-faced tamarin> Saguinus geoffroyi <Cotton-top marmoset> Saguinus leucopus <White-footed tamarin> Saguinus martinsi <Martins’s bared-faced tamarin> Saguinus oedipus <Cotton-headed tamarin> Saimiri oerstedii <Central American squirrel monkey> Cercopithecidae Cercocebus galeritus <Tana river mangabey> Cercopithecus diana <Diana guenon> Cercopithecus roloway <Roloway monkey> Macaca silenus <Lion-tailed macaque> Appendix I Appendix II Appendix III Macaca sylvanus <Barbary macaque> Mandrillus leucophaeus <Drill> Mandrillus sphinx <Mandrill> Nasalis larvatus <Long-nosed monkey> Piliocolobus kirkii <Kirk’s colobus> Piliocolobus rufomitratus <Tana river colobus> Presbytis potenziani <Long-tailed langur> Pygathrix spp. <Douc langurs> Rhinopithecus spp. <Snub-nosed monkeys> Semnopithecus ajax <Kashmir grey langur> Semnopithecus dussumieri <Southern plains grey langur> Semnopithecus entellus <Common langur> Appendix I Appendix II Appendix III Semnopithecus hector <Tarai grey langur> Semnopithecus hypoleucos <Black-footed grey langur> Semnopithecus priam <Tufted grey langur> Semnopithecus schistaceus <Nepal grey langur> Simias concolor <Mentawi Islands snub-nosed langur> Trachypithecus geei <Golden langur> Trachypithecus pileatus <Bonneted langur> Trachypithecus shortridgei <Shortridge’s langur; Shortridge’s leaf monkey> Cheirogaleidae Cheirogaleidae spp. <Dwarf lemurs> Appendix I Appendix II Appendix III Daubentoniidae Daubentonia madagascariensis <Aye-aye> Hominidae Gorilla beringei <Eastern gorilla> Gorilla gorilla <Gorilla> Pan spp. <Chimpanzees> Pongo abelii <Sumatran orang-utan> Pongo pygmaeus <Orang-utan> Pongo tapanuliensis <Tapanuli orang-utan> Hylobatidae Hylobatidae spp. <Gibbons> Indriidae Indriidae spp. <Indris> Lemuridae Lemuridae spp. <Lemurs> Appendix I Appendix II Appendix III Lepilemuridae Lepilemuridae spp. <Sportive lemurs> Lorisidae Nycticebus spp. <Slow lorises> Pitheciidae Cacajao spp. <Uakaris> Chiropotes albinasus <Red-nosed saki> PROBOSCIDEA Elephantidae Elephas maximus <Asian elephant> Loxodonta africana <African elephant> (Except the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Appendix II and subject to section A10 of this Part) Appendix I Appendix II Appendix III Loxodonta africanaA10 <African elephant> (Only the populations of Botswana, Namibia, South Africa and Zimbabwe; all other populations are included in Appendix I) RODENTIA Chinchillidae Chinchilla spp.A1 <Chinchillas> Cuniculidae Cuniculus paca <Spotted paca> (Honduras) Dasyproctidae Dasyprocta punctata <Central American agouti> (Honduras) Appendix I Appendix II Appendix III Erethizontidae Sphiggurus mexicanus <Mexican tree porcupine> (Honduras) Sphiggurus spinosus <Spiny tree porcupine> (Uruguay) Muridae Leporillus conditor <Greater stick-nest rat> Pseudomys fieldi <Shark Bay mouse> Xeromys myoides <False swamp rat> Zyzomys pedunculatus <Central rock-rat> Sciuridae Cynomys mexicanus <Mexican prairie marmot> Marmota caudata <Long-tailed marmot> (India) Appendix I Appendix II Appendix III Marmota himalayana <Himalayan marmot> (India) Ratufa spp. <Giant squirrels> SCANDENTIA SCANDENTIA spp. <Tree shrews> SIRENIA Dugongidae Dugong dugon <Dugong> Trichechidae Trichechus inunguis <Amazonian manatee> Trichechus manatus <American manatee, West Indian manatee> Trichechus senegalensis <African manatee, West African manatee> Appendix I Appendix II Appendix III CLASS AVES<BIRDS> ANSERIFORMES Anatidae Anas aucklandica <Brown teal> Anas bernieri <Madagascar teal> Anas chlorotis <New Zealand brown duck, New Zealand brown teal> Anas formosa <Baikal teal> Anas laysanensis <Laysan duck> Anas nesiotis <Campbell Island flightless teal, Campbell Island teal> Asarcornis scutulata <White-winged duck> Branta canadensis leucopareia <Aleutian Canada goose> Branta ruficollis <Red-breasted goose> Appendix I Appendix II Appendix III Branta sandvicensis <Hawaiian goose> Coscoroba coscoroba <Coscoroba swan> Cygnus melancoryphus <Black-necked swan> Dendrocygna arborea <Black-billed wood-duck> Dendrocygna autumnalis <Black-bellied whistling-duck> (Honduras) Dendrocygna bicolor <Fulvous tree-duck> (Honduras) Oxyura leucocephala <White-headed duck> Rhodonessa caryophyllacea <Pink-headed duck> Sarkidiornis melanotos <Comb duck> Appendix I Appendix II Appendix III APODIFORMES Trochilidae Trochilidae spp. <Hummingbirds> (Except the species included in Appendix I) Glaucis dohrnii <Hook-billed hermit> CHARADRIIFORMES Burhinidae Burhinus bistriatus <Double-striped thick knee> (Guatemala) Laridae Larus relictus <Relict gull> Scolopacidae Numenius borealis <Eskimo curlew> Numenius tenuirostris <Slender-billed curlew> Tringa guttifer <Nordmann’s greenshank> Appendix I Appendix II Appendix III CICONIIFORMES Balaenicipitidae Balaeniceps rex <Shoebill, whale-headed stork> Ciconiidae Ciconia boyciana <Japanese white stork> Ciconia nigra <Black stork> Jabiru mycteria <Jabiru> Mycteria cinerea <Milky stork> Phoenicopteridae Phoenicopteridae spp. <Flamingos> Threskiornithidae Eudocimus ruber <Scarlet ibis> Geronticus calvus <Bald ibis> Geronticus eremita <Bald ibis, hermit ibis> Appendix I Appendix II Appendix III Nipponia nippon <Crested ibis, Japanese crested ibis> Platalea leucorodia <Eurasian spoonbill, spoonbill> COLUMBIFORMES Columbidae Caloenas nicobarica <Nicobar dove> Ducula mindorensis <Mindoro imperial-pigeon> Gallicolumba luzonica <Bleeding heart dove> Goura spp.

<Crowned-pigeons> Nesoenas mayeri <Pink pigeon> (Mauritius) CORACIIFORMES Bucerotidae Aceros spp. <Hornbills> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Aceros nipalensis <Rufous-cheeked hornbill> Anorrhinus spp. <Hornbills> Anthracoceros spp. <Hornbills> Berenicornis spp. <Hornbills> Buceros spp. <Hornbills> (Except the species included in Appendix I) Buceros bicornis <Concave-casqued hornbill, great hornbill> Penelopides spp. <Hornbills> Rhinoplax vigil <Helmeted hornbill> Rhyticeros spp. <Hornbills> (Except the species included in Appendix I) Rhyticeros subruficollis <Blyth’s hornbill, plain-pouched hornbill> Appendix I Appendix II Appendix III CUCULIFORMES Musophagidae Tauraco spp. <Turacos> FALCONIFORMES FALCONIFORMES spp. <Birds of prey, raptors (e.g. eagles, hawks, falcons, vultures)> (Except the species included in Appendix I and Appendix III, and Caracara lutosa <Guadalupe caracara>, Cathartes aura, Cathartes burrovianus, Cathartes melambrotus and Coragyps atratus, which are not included in the Appendices) Accipitridae Aquila adalberti <Adalbert’s eagle> Aquila heliaca <Eastern imperial eagle, imperial eagle> Appendix I Appendix II Appendix III Chondrohierax wilsonii <Cuban hook-billed kite> Haliaeetus albicilla <Grey sea eagle, white-tailed eagle> Harpia harpyja <American harpy eagle> Pithecophaga jefferyi <Great Philippine eagle> Cathartidae Gymnogyps californianus <California condor> Sarcoramphus papa <King vulture> (Honduras) Vultur gryphus <Andean condor> Falconidae Falco araeus <Seychelles kestrel> Falco jugger <Laggar falcon> Appendix I Appendix II Appendix III Falco newtoni <Madagascar kestrel, Aldabra kestrel> (Only the population of Seychelles; all other populations are included in Appendix II) Falco peregrinus <Duck hawk, peregrine falcon> Falco punctatus <Mauritius kestrel> Falco rusticolus <Gyr falcon> GALLIFORMES Cracidae Crax alberti <Blue-billed curassow> (Colombia) Crax blumenbachii <Blumenbach’s curassow, red-billed curassow> Crax daubentoni <Yellow-knobbed curassow> (Colombia) Appendix I Appendix II Appendix III Crax globulosa <Wattled curassow> (Colombia) Crax rubra <Great curassow> (Colombia, Guatemala, Honduras) Mitu mitu <Alagoas curassow, razor-billed curassow> Oreophasis derbianus <Derby’s guan, horned guan> Ortalis vetula <Plain chachalaca> (Guatemala, Honduras) Pauxi pauxi <Helmeted curassow> (Colombia) Penelope albipennis <White-winged guan> Penelope purpurascens <Crested guan> (Honduras) Penelopina nigra <Highland guan> (Guatemala) Appendix I Appendix II Appendix III Pipile jacutinga <Black-fronted curassow, black-fronted piping guan> Pipile pipile <Trinidad piping-guan, Trinidad white-headed curassow> Megapodiidae Macrocephalon maleo <Celebes maleo> Phasianidae Argusianus argus <Argus pheasant, great argus> Catreus wallichii <Cheer pheasant> Colinus virginianus ridgwayi <Masked bobwhite> Crossoptilon crossoptilon <White eared-pheasant> Crossoptilon mantchuricum <Brown eared-pheasant> Gallus sonneratii <Grey junglefowl> Appendix I Appendix II Appendix III Ithaginis cruentus <Blood pheasant> Lophophorus impejanus <Himalayan monal> Lophophorus lhuysii <Chinese impeyan, Chinese monal> Lophophorus sclateri <Crestless monal, Sclater’s monal> Lophura edwardsi <Edward’s pheasant> Lophura leucomelanos <Kalij pheasant> (Pakistan) Lophura swinhoii <Swinhoe’s pheasant> Meleagris ocellata <Ocellated turkey> (Guatemala) Pavo cristatus <Indian peafowl> (Pakistan) Pavo muticus <Green peafowl> Appendix I Appendix II Appendix III Polyplectron bicalcaratum <Common peacock-pheasant, grey peacock-pheasant> Polyplectron germaini <Germain’s peacock-pheasant> Polyplectron malacense <Crested peacock-pheasant> Polyplectron napoleonis <Napoleon’s peacock-pheasant, Palawan peacock-pheasant> Polyplectron schleiermacheri <Bornean peacock-pheasant> Pucrasia macrolopha <Koklass pheasant> (Pakistan) Rheinardia ocellata <Crested argus> Appendix I Appendix II Appendix III Syrmaticus ellioti <Chinese barred-backed pheasant, Elliot’s pheasant> Syrmaticus humiae <Hume’s bar-tailed pheasant> Syrmaticus mikado <Mikado pheasant> Syrmaticus reevesii <Reeves’s pheasant> Tetraogallus caspius <Caspian snowcock> Tetraogallus tibetanus <Tibetan snowcock> Tragopan blythii <Blyth’s tragopan> Tragopan caboti <Cabot’s tragopan> Tragopan melanocephalus <Black-headed tragopan, western tragopan> Appendix I Appendix II Appendix III Tragopan satyra <Crimson horned-pheasant, satyr tragopan> (Nepal) Tympanuchus cupido attwateri <Attwater’s prairie-chicken> GRUIFORMES Gruidae Gruidae spp. <Cranes> (Except the species included in Appendix I) Antigone canadensis nesiotes <Cuban sandhill crane> Antigone canadensis pulla <Mississippi sandhill crane> Antigone vipio <White-naped crane> Balearica pavonina <Black crowned crane, West African crowned crane, northern crowned crane> Grus americana <Whooping crane> Appendix I Appendix II Appendix III Grus japonensis <Japanese crane, red-crowned crane> Grus monacha <Hooded crane> Grus nigricollis <Black-necked crane> Leucogeranus leucogeranus <Siberian crane> Otididae Otididae spp. <Bustards> (Except the species included in Appendix I) Ardeotis nigriceps <Great Indian bustard> Chlamydotis macqueenii <MacQueen’s bustard> Chlamydotis undulata <Houbara bustard> Houbaropsis bengalensis <Bengal bustard, Bengal florican> Appendix I Appendix II Appendix III Rallidae Hypotaenidia sylvestris <Lord Howe Island rail> Rhynochetidae Rhynochetos jubatus <Kagu> PASSERIFORMES Alaudidae Alauda arvensis <Eurasian skylark> (Ukraine) (Only the population of Ukraine) Galerida cristata <Crested lark> (Ukraine) (Only the population of Ukraine) Lullula arborea <Wood lark> (Ukraine) (Only the population of Ukraine) Melanocorypha calandra <Calandra lark> (Ukraine) (Only the population of Ukraine) Atrichornithidae Atrichornis clamosus <Noisy scrub-bird> Appendix I Appendix II Appendix III Cotingidae Cephalopterus ornatus <Amazonian umbrellabird> (Colombia) Cephalopterus penduliger <Long-wattled umbrellabird> (Colombia) Cotinga maculata <Banded cotinga> Rupicola spp. <Cocks-of-the-rock> Xipholena atropurpurea <White-winged cotinga> Appendix I Appendix II Appendix III Emberizidae Emberiza citrinella <Eurasian yellow bunting> (Ukraine) (Only the population of Ukraine) Emberiza hortulana <Ortolan bunting> (Ukraine) (Only the population of Ukraine) Gubernatrix cristata <Yellow cardinal> Melopyrrha nigra <Cuban bullfinch> (Cuba) Paroaria capitata <Yellow-billed cardinal> Paroaria coronata <Red-crested cardinal> Tangara fastuosa <Seven-colored tanager> Tiaris canorus <Cuban grassquit> (Cuba) Estrildidae Amandava formosa <Green avadavat> Appendix I Appendix II Appendix III Lonchura oryzivora <Java sparrow> Poephila cincta cincta <Southern black-throated finch> Fringillidae Carduelis cannabina <Common linnet> (Ukraine) (Only the population of Ukraine) Carduelis carduelis <European goldfinch> (Ukraine) (Only the population of Ukraine) Carduelis cucullata <Red siskin> Carduelis flammea <Common redpoll> (Ukraine) (Only the population of Ukraine) Carduelis hornemanni <Hoary redpoll> (Ukraine) (Only the population of Ukraine) Carduelis spinus <Eurasian siskin> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Carduelis yarrellii <Yellow-faced siskin> Carpodacus erythrinus <Common rosefinch> (Ukraine) (Only the population of Ukraine) Loxia curvirostra <Common crossbill> (Ukraine) (Only the population of Ukraine) Pyrrhula pyrrhula <Eurasian bullfinch> (Ukraine) (Only the population of Ukraine) Serinus serinus <European serin> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Hirundinidae Pseudochelidon sirintarae <White-eyed river martin> Icteridae Xanthopsar flavus <Saffron-cowled blackbrid> Meliphagidae Lichenostomus melanops cassidix <Helmeted honeyeater> Muscicapidae Acrocephalus rodericanus <Rodrigues brush-warbler> (Mauritius) Copsychus malabaricus <White-rumped shama> Cyornis ruckii <Rueck’s blue-flycatcher> Dasyornis broadbenti litoralis <Lesser rufous bristlebird> Dasyornis longirostris <Long-billed bristlebird> Appendix I Appendix II Appendix III Erithacus rubecula <European robin> (Ukraine) (Only the population of Ukraine) Ficedula parva <Red-breasted flycatcher> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Garrulax canorus <Hwamei> Garrulax taewanus <Taiwan hwamei> Hippolais icterina <Icterine warbler> (Ukraine) (Only the population of Ukraine) Leiothrix argentauris <Silver-eared mesia> Leiothrix lutea <Red-billed leiothrix> Liocichla omeiensis <Mount Omei liocichla, Omei Shan liocichla> Luscinia luscinia <Thrush nightingale> (Ukraine) (Only the population of Ukraine) Luscinia megarhynchos <Common nightingale> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Luscinia svecica <Bluethroat> (Ukraine) (Only the population of Ukraine) Monticola saxatilis <Common rock thrush> (Ukraine) (Only the population of Ukraine) Picathartes gymnocephalus <Bare-headed rockfowl, white-necked rockfowl> Picathartes oreas <Grey-necked picathartes, grey-necked rockfowl> Sylvia atricapilla <Eurasian blackcap> (Ukraine) (Only the population of Ukraine) Sylvia borin <Garden warbler> (Ukraine) (Only the population of Ukraine) Sylvia curruca <Lesser whitethroat> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Sylvia nisoria <Barred warbler> (Ukraine) (Only the population of Ukraine) Terpsiphone bourbonnensis <Rodrigues brush-warbler> (Mauritius) Appendix I Appendix II Appendix III Turdus merula <Eurasian blackbird> (Ukraine) (Only the population of Ukraine) Turdus philomelos <Song thrush> (Ukraine) (Only the population of Ukraine) Oriolidae Oriolus oriolus <Eurasian golden oriole> (Ukraine) (Only the population of Ukraine) Paradisaeidae Paradisaeidae spp. <Birds-of-paradise> Paridae Parus ater <Coal tit> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Pittidae Pitta guajana <Banded pitta> Pitta gurneyi <Gurney’s pitta> Pitta kochi <Koch’s pitta> Pitta nympha <Fairy pitta> Pycnonotidae Pycnonotus zeylanicus <Straw-crowned bulbul, straw-headed bulbul> Sturnidae Gracula religiosa <Hill myna> Leucopsar rothschildi <Bali myna> Troglodytidae Troglodytes troglodytes <Eurasian wren> (Ukraine) (Only the population of Ukraine) Appendix I Appendix II Appendix III Zosteropidae Zosterops albogularis <White-breasted silvereye, white-chested white-eye> Appendix I Appendix II Appendix III PELECANIFORMES Fregatidae Fregata andrewsi <Andrew’s frigatebird> Pelecanidae Pelecanus crispus <Dalmatian pelican> Sulidae Papasula abbotti <Abbott’s booby> PICIFORMES Capitonidae Semnornis ramphastinus <Toucan barbet> (Colombia) Picidae Dryocopus javensis richardsi <Tristram’s woodpecker> Ramphastidae Baillonius bailloni <Saffron toucanet> (Argentina) Pteroglossus aracari <Black-necked aracari> Appendix I Appendix II Appendix III Pteroglossus castanotis <Chestnut-eared aracari> (Argentina) Pteroglossus viridis <Green aracari> Ramphastos dicolorus <Red-breasted toucan> (Argentina) Ramphastos sulfuratus <Keel-billed toucan> Ramphastos toco <Toco toucan> Ramphastos tucanus <Red-billed toucan> Ramphastos vitellinus <Channel-billed toucan> Selenidera maculirostris <Spot-billed toucanet> (Argentina) PODICIPEDIFORMES Podicipedidae Podilymbus gigas <Atitlan grebe> Appendix I Appendix II Appendix III PROCELLARIIFORMES Diomedeidae Phoebastria albatrus <Short-tailed albatross> PSITTACIFORMES PSITTACIFORMES spp. <Parrots, psittacines (e.g. parakeets, cockatoos, macaws)> (Except the species included in Appendix I and Agapornis roseicollis <Peach-faced lovebird>, Melopsittacus undulatus <Budgerigar>, Nymphicus hollandicus <Cockatiel> and Psittacula krameri <Rose-ringed parakeet>, which are not included in the Appendices) Cacatuidae Cacatua goffiniana <Goffin’s cockatoo> Appendix I Appendix II Appendix III Cacatua haematuropygia <Philippine cockatoo, red-vented cockatoo> Cacatua moluccensis <Moluccan cockatoo> Cacatua sulphurea <Lesser sulphur-crested cockatoo, yellow-crested cockatoo> Probosciger aterrimus <Palm cockatoo> Loriidae Eos histrio <Red-and-blue lory> Vini ultramarina <Ultramarine lorikeet> Psittacidae Amazona arausiaca <Jacquot, red-necked amazon> Amazona auropalliata <Yellow-naped amazon> Amazona barbadensis <Yellow-shouldered amazon> Appendix I Appendix II Appendix III Amazona brasiliensis <Red-tailed amazon> Amazona finschi <Lilac-crowned parrot> Amazona guildingii <Saint Vincent amazon> Amazona imperialis <Imperial Amazon> Amazona leucocephala <Bahamas parrot, Cuban amazon> Amazona oratrix <Yellow-headed amazon> Amazona pretrei <Red-spectacled amazon> Amazona rhodocorytha <Red-browed amazon> Amazona tucumana <Alder parrot, Tucuman amazon> Amazona versicolor <Saint Lucia amazon> Amazona vinacea <Vinaceous amazon> Appendix I Appendix II Appendix III Amazona viridigenalis <Green-cheeked amazon> Amazona vittata <Puerto Rican amazon> Anodorhynchus spp. <Blue macaws> Ara ambiguus <Buffon’s macaw> Ara glaucogularis <Blue-throated macaw> Ara macao <Scarlet macaw> Ara militaris <Military macaw> Ara rubrogenys <Red-fronted macaw> Cyanopsitta spixii <Little blue macaw, Spix’s macaw> Cyanoramphus cookii <Norfolk Island parakee> Appendix I Appendix II Appendix III Cyanoramphus forbesi <Chatham Island yellow-fronted parakeet> Cyanoramphus novaezelandiae <New Zealand parakeet, red-fronted parakeet> Cyanoramphus saisseti <Red-crowned parakeet> Cyclopsitta diophthalma coxeni <Coxen’s blue-browed fig parrot, Coxen’s double-eyed fig parrot> Eunymphicus cornutus <Horned parakeet> Guarouba guarouba <Golden conure> Neophema chrysogaster <Orange-bellied parakeet> Ognorhynchus icterotis <Yellow-eared conure> Pezoporus flaviventris <Western ground parrot> Appendix I Appendix II Appendix III Pezoporus occidentalis <Night parrot> Pezoporus wallicus <Ground parakeet> Pionopsitta pileata <Pileated parrot> Primolius couloni <Blue-headed macaw> Primolius maracana <Blue-winged macaw> Psephotellus chrysopterygius <Golden-shouldered parrot> Psephotellus dissimilis <Hooded parrot> Psephotellus pulcherrimus <Beautiful parakeet, paradise parrot> Psittacula echo <Mauritius parakeet> Psittacus erithacus <African grey parrot> Pyrrhura cruentata <Blue-chested parakeet> Appendix I Appendix II Appendix III Rhynchopsitta spp. <Thick-billed parrots> Strigops habroptilus <Kakapo> RHEIFORMES Rheidae Pterocnemia pennata <Darwin’s rhea> (Except the subspecies included in Appendix II) Pterocnemia pennata pennata <Darwin’s rhea, lesser rhea> Rhea americana <Common rhea> SPHENISCIFORMES Spheniscidae Spheniscus demersus <Black-footed penguin, jackass penguin> Spheniscus humboldti <Humboldt penguin> Appendix I Appendix II Appendix III STRIGIFORMES STRIGIFORMES spp. <Owls> (Except the species included in Appendix I and Sceloglaux albifacies <Laughing owl>, which is not included in the Appendices) Strigidae Heteroglaux blewitti <Forest little owl> Mimizuku gurneyi <Giant scops-owl> Ninox natalis <Christmas hawk-owl> Tytonidae Tyto soumagnei <Madagascar grass owl> Appendix I Appendix II Appendix III STRUTHIONIFORMES Struthionidae Struthio camelus <Ostrich> (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; no other population is included in the Appendices) TINAMIFORMES Tinamidae Tinamus solitarius <Solitary tinamou> TROGONIFORMES Trogonidae Pharomachrus mocinno <Magnificent quetzal> Appendix I Appendix II Appendix III CLASS REPTILIA<REPTILES> CROCODYLIA CROCODYLIA spp. <e.g. alligators, crocodiles or caimans> (Except the species included in Appendix I) Alligatoridae Alligator sinensis <China alligator, Chinese alligator> Caiman crocodilus apaporiensis <Apaporis river caiman> Caiman latirostrisA11 <Broad-nosed caiman> (Except the populations of Argentina and Brazil, which are included in Appendix II) Appendix I Appendix II Appendix III Melanosuchus nigerA12 <Black caiman> (Except the populations of Brazil and Ecuador, which are included in Appendix II) Crocodylidae Crocodylus acutusA13 <American crocodile> (Except the populations of Colombia [Integrated Management District of Mangroves of the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba], Cuba and Mexico, which are included in Appendix II) Crocodylus cataphractus <African sharp-nosed crocodile> Crocodylus intermedius <Orinoco crocodile> Appendix I Appendix II Appendix III Crocodylus mindorensis <Mindoro crocodile> Crocodylus moreletiiA14 <Belize crocodile, Morelet’s crocodile> (Except the populations of Belize and Mexico, which are included in Appendix II) Crocodylus niloticusA15, A16 <African crocodile, Nile crocodile> (Except the populations of Botswana, Egypt, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania, Zambia and Zimbabwe, which are included in Appendix II) Appendix I Appendix II Appendix III Crocodylus palustris <Broad-snouted crocodile, mugger crocodile> Crocodylus porosusA17, A18 <Estuarine crocodile> (Except the populations of Australia, Indonesia, Malaysia, Papua New Guinea and the Philippines [population of the Palawan Islands], which are included in Appendix II) Crocodylus rhombifer <Cuban crocodile> Crocodylus siamensis <Siamese crocodile> Appendix I Appendix II Appendix III Osteolaemus tetraspis <African dwarf crocodile> Tomistoma schlegelii <False gavial> Gavialidae Gavialis gangeticus <Fish-eating crocodile> RHYNCHOCEPHALIA Sphenodontidae Sphenodon spp. <Tuataras> SAURIA Agamidae Calotes ceylonensis <Sri Lankan bloodsucker> (Sri Lanka) Calotes desilvai <Desilvas’ whistling lizard> (Sri Lanka) Calotes liocephalus <Crestless lizard> (Sri Lanka) Calotes liolepis <Whistling lizard> (Sri Lanka) Appendix I Appendix II Appendix III Calotes manamendrai <Manamendra-Arachchi’s whistling lizard> (Sri Lanka) Calotes nigrilabris <Black lipped lizard> (Sri Lanka) Calotes pethiyagodai <Pethiyagoda’s crestless lizard> (Sri Lanka) Ceratophora asperaA19 <Rough-nosed horned lizard, Sri Lanka horned agama> Ceratophora erdeleni <Erdelen’s horned lizard> Ceratophora karu <Karunaratne’s horned lizard> Ceratophora stoddartiiA19 <Rhino-horned lizard, mountain horned agama> Appendix I Appendix II Appendix III Ceratophora tennentii <Leaf-nosed lizard, Tennent’s leaf-nosed lizard> Cophotis ceylanica <Pygmy lizard> Cophotis dumbara <Knuckles pygmy lizard> Ctenophorus spp. <Comb-bearing dragons> (Australia) Intellagama spp. <Australian water dragons> (Australia) Lyriocephalus scutatusA19 <Hump-nosed lizard, hump snout lizard, lyre head lizard> Physignathus cocincinus <Chinese water dragon> Saara spp. <Mastigures, spiny-tailed lizards> Appendix I Appendix II Appendix III Tympanocryptis spp. <Earless dragons> (Australia) Uromastyx spp. <Mastigures, spiny-tailed lizards> Appendix I Appendix II Appendix III Anguidae Abronia spp.A20 <Alligator lizards> (Except the species included in Appendix I) Abronia anzuetoi <Anzuetoi alligator lizard> Abronia campbelli <Campbell’s alligator lizard> Appendix I Appendix II Appendix III Abronia fimbriata <Fringed arboreal alligator lizard> Abronia frosti <Frost’s alligator lizard> Abronia meledona <Meledona alligator lizard> Chamaeleonidae Archaius spp. <Chameleons> Bradypodion spp. <Chameleons> Brookesia spp. <Chameleons> (Except the species included in Appendix I) Brookesia perarmata <Antsingy leaf chameleon> Calumma spp. <Chameleons> Chamaeleo spp. <Chameleons> Furcifer spp. <Chameleons> Appendix I Appendix II Appendix III Kinyongia spp. <Chameleons> Nadzikambia spp. <Chameleons> Palleon spp. <Chameleons> Rhampholeon spp. <Pygmy chameleons> Rieppeleon spp. <Pygmy chameleons> Trioceros spp. <Chameleons> Cordylidae Cordylus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Hemicordylus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Karusaurus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Appendix I Appendix II Appendix III Namazonurus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Ninurta spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Ouroborus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Pseudocordylus spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Smaug spp. <Crag lizards, girdled lizards, spiny-tailed lizards> Eublepharidae Goniurosaurus spp. <Leopard geckos, cave geckos, tiger geckos> (Except the species native to Japan) Goniurosaurus kuroiwae #18 <Kuroiwa’s ground gecko> (Japan) Appendix I Appendix II Appendix III Goniurosaurus orientalis #18 <Spotted ground gecko> (Japan) Goniurosaurus sengokui #18 <Sengoku’s ground gecko> (Japan) Goniurosaurus splendens #18 <Banded ground gecko> (Japan) Goniurosaurus toyamai #18 <Toyama’s ground gecko> (Japan) Goniurosaurus yamashinae #18 <Yamashina’s ground gecko> (Japan) Gekkonidae Carphodactylus spp. <Chameleon geckos> (Australia) Cnemaspis psychedelica <Psychedelic rock gecko> Appendix I Appendix II Appendix III Cyrtodactylus jeyporensis <Jeypore hill gecko> Dactylocnemis spp. <Sticky-toed geckos> (New Zealand) Gekko gecko <Tokay gecko> Appendix I Appendix II Appendix III Gonatodes daudini <Grenadines clawed gecko, Union Island gecko> Hoplodactylus spp. <Sticky-toed geckos> (New Zealand) Lygodactylus williamsi <Turquoise dwarf gecko> Mokopirirakau spp. <Sticky-toed geckos> (New Zealand) Nactus serpensinsula <Serpent Island gecko> Naultinus spp. <New Zealand tree geckos> Nephrurus spp. <Knob-tailed geckos> (Australia) Orraya spp. <Leaf-tailed geckos> (Australia) Paroedura androyensis <Grandidier’s Madagascar ground gecko> Paroedura masobe <Masobe gecko> Appendix I Appendix II Appendix III Phelsuma spp. <Day geckos> Phyllurus spp. <Leaf-tailed geckos> (Australia) Appendix I Appendix II Appendix III Rhoptropella spp. <Day geckos> Saltuarius spp. <Leaf-tailed geckos> (Australia) Sphaerodactylus armasi <Guantanamo coastal gecko> (Cuba) Sphaerodactylus celicara <Baracoan eyespot sphaero> (Cuba) Sphaerodactylus dimorphicus <Santiago de Cuba least gecko> (Cuba) Sphaerodactylus intermedius <Mantanzas least gecko> (Cuba) Sphaerodactylus nigropunctatus alayoi <Black-spotted least gecko, three-banded sphaero> (Cuba) Sphaerodactylus nigropunctatus granti <Black-spotted least gecko, three-banded sphaero> (Cuba) Appendix I Appendix II Appendix III Sphaerodactylus nigropunctatus lissodesmus <Black-spotted least gecko, three-banded sphaero> (Cuba) Sphaerodactylus nigropunctatus ocujal <Black-spotted least gecko, three-banded sphaero> (Cuba) Sphaerodactylus nigropunctatus strategus <Black-spotted least gecko, three-banded sphaero> (Cuba) Sphaerodactylus notatus atactus <Reef gecko, brown-speckled sphaero> (Cuba) Sphaerodactylus oliveri <Juventud least gecko> (Cuba) Appendix I Appendix II Appendix III Sphaerodactylus pimienta <Cuban pepper sphaero, pepper sphaero> (Cuba) Sphaerodactylus ruibali <Ruibal’s least gecko> (Cuba) Sphaerodactylus siboney <Siboney grey-headed least gecko, Siboney least gecko> (Cuba) Sphaerodactylus torrei <Cuban broad-banded sphaero, Barbour’s least gecko> (Cuba) Strophurus spp. <Spiny-tailed geckos> (Australia) Tarentola chazaliae <Helmethead gecko, helmeted gecko> Toropuku spp. <Sticky-toed geckos> (New Zealand) Tukutuku spp. <Sticky-toed geckos> (New Zealand) Appendix I Appendix II Appendix III Underwoodisaurus spp. <Thick-tailed geckos> (Australia) Uroplatus spp. <Leaf-tailed geckos> Uvidicolus spp. <Thick-tailed geckos> (Australia) Woodworthia spp. <Sticky-toed geckos> (New Zealand) Appendix I Appendix II Appendix III Helodermatidae Heloderma spp. <Poisonous lizards> (Except the subspecies included in Appendix I) Heloderma horridum charlesbogerti <Beaded lizard> Iguanidae Amblyrhynchus cristatus <Galapagos marine iguana> Brachylophus spp. <Fijian iguanas> Conolophus spp. <Land iguanas> Ctenosaura spp. <Spiny-tailed iguanas> Cyclura spp. <Ground iguanas> Iguana spp. <Iguanas> Appendix I Appendix II Appendix III Sauromalus varius <San Esteban Island chuckwalla> Lacertidae Gallotia simonyi <Hierro giant lizard> Podarcis lilfordi <Liford’s wall lizard> Podarcis pityusensis <Ibiza wall lizard> Lanthanotidae Lanthanotidae spp.A19 <Earless monitor lizards> Phrynosomatidae Phrynosoma spp. <Horned lizards> Polychrotidae Anolis agueroi <Cabo Cruz bearded anole, Aguero’s anole> (Cuba) Appendix I Appendix II Appendix III Anolis baracoae <Baracoa anole, Baracoa giant anole> (Cuba) Anolis barbatus <Western bearded anole> (Cuba) Anolis chamaeleonides <Short-bearded anole> (Cuba) Anolis equestris <Knight anole> (Cuba) Anolis guamuhaya <Escambray bearded anole> (Cuba) Anolis luteogularis <Western giant anole, white-throated anole> (Cuba) Anolis pigmaequestris <Cayko Frances anole> (Cuba) Anolis porcus <Oriente bearded anole> (Cuba) Appendix I Appendix II Appendix III Scincidae Corucia zebrata <Prehensile-tailed skink, Solomon Islands giant skink> Egernia spp. <Spiny-tailed skinks, crevice skinks> (Australia) Tiliqua adelaidensis <Pygmy blue-tongued skink> Tiliqua multifasciata <Centralian blue-tongued skink> (Australia) Tiliqua nigrolutea <Blotched blue-tongued skink> (Australia) Tiliqua occipitalis <Western blue-tongued skink> (Australia) Tiliqua rugosa <Shingleback lizard> (Australia) Tiliqua scincoides intermedia <Northern blue-tongued skink> (Australia) Appendix I Appendix II Appendix III Tiliqua scincoides scincoides <Eastern blue-tongued skink> (Australia) Teiidae Crocodilurus amazonicus <Crocodile tegu> Dracaena spp. <Caiman lizards> Salvator spp. <Tegu lizards> Tupinambis spp. <Tegu lizards> Varanidae Varanus spp. <Monitor lizards> (Except the species included in Appendix I) Varanus bengalensis <Bengal black lizard, Bengal monitor> Varanus flavescens <Calcutta oval-grain lizard, yellow monitor> Appendix I Appendix II Appendix III Varanus griseus <Agra lizard, desert monitor> Varanus komodoensis <Komodo dragon> Varanus nebulosus <Clouded monitor> Xenosauridae Shinisaurus crocodilurus <Chinese crocodile lizard> SERPENTES Boidae Boidae spp. <Boas> (Except the species included in Appendix I) Acrantophis spp. <Madagascar ground boas> Boa constrictor occidentalis <Argentine boa constrictor> Chilabothrus monensis <Mona Island boa> Appendix I Appendix II Appendix III Chilabothrus subflavus <Jamaican boa> Sanzinia madagascariensis <Madagascar tree boa> Bolyeriidae Bolyeriidae spp. <Round Island boas> (Except the species included in Appendix I) Bolyeria multocarinata <Round Island burrowing boa> Casarea dussumieri <Round Island keel-scaled boa> Colubridae Atretium schistosum <Olive keel-back> (India) Cerberus rynchops <Bockadam> (India) Clelia clelia <Mussurana> Cyclagras gigas <Beach cobra> Appendix I Appendix II Appendix III Elachistodon westermanni <Indian egg-eater, Indian egg-eating snake> Ptyas mucosus <Common rat snake> Xenochrophis piscator <Chequered keelback> (India) Xenochrophis schnurrenbergeri <Chequered keelback> (India) Xenochrophis tytleri <Chequered keelback> (India) Elapidae Hoplocephalus bungaroides <Broad-headed snake> Micrurus diastema <Atlantic coral snake> (Honduras) Micrurus nigrocinctus <Black-banded coral snake> (Honduras) Appendix I Appendix II Appendix III Micrurus ruatanus <Black-banded coral snake> (Honduras) Naja atra <Chinese cobra> Naja kaouthia <Monocellate cobra> Naja mandalayensis Naja naja <Asian cobra> Naja oxiana <Central Asian cobra> Naja philippinensis <North Philippine spitting cobra> Naja sagittifera <Andaman cobra> Naja samarensis <Peter’s cobra> Naja siamensis <Indochinese spitting cobra> Naja sputatrix <Southern Indochinese spitting cobra> Appendix I Appendix II Appendix III Naja sumatrana <Equatorial spitting cobra> Ophiophagus hannah <Hamadryad, king cobra> Loxocemidae Loxocemidae spp. <New World pythons> Pythonidae Pythonidae spp. <Pythons> (Except the species included in Appendix I) Python molurus <Indian python> Tropidophiidae Tropidophiidae spp. <Wood boas> Viperidae Atheris desaixi <Ashe’s bush viper> Bitis worthingtoni <Kenya horned viper> Appendix I Appendix II Appendix III Crotalus durissus <Cascabel, neotropical rattlesnake> (Honduras) Daboia palaestinae <Palestine viper> (Israel) Daboia russelii <Russell’s viper> (India) Montivipera wagneri <Wagner’s viper> Protobothrops mangshanensis <Mangshan pit viper> Pseudocerastes urarachnoides <Spider-tailed false-horned viper, Iranian spider-tailed viper> Vipera ursinii <Meadow viper> (Only the population of Europe, except the area which formerly constituted the Union of Soviet Socialist Republics; these latter populations are not included in the Appendices) Appendix I Appendix II Appendix III TESTUDINES Carettochelyidae Carettochelys insculpta <Pig-nosed turtle> Chelidae Chelodina mccordiA21 <Roti snake-necked turtle> Chelus fimbriatus <Amazon matamata> (Includes Chelus orinocensis <Orinoco matamata>) Pseudemydura umbrina <Western short-necked turtle> Cheloniidae Cheloniidae spp. <Marine turtles, sea turtles> Chelydridae Chelydra serpentina <Common snapping turtle> Macrochelys temminckii <Alligator snapping turtle> Appendix I Appendix II Appendix III Dermatemydidae Dermatemys mawii <Central American river turtle> Dermochelyidae Dermochelys coriacea <Leatherback> Emydidae Clemmys guttata <Spotted turtle> Emydoidea blandingii <Blanding’s turtle> Emys orbicularis <European pond turtle> (Ukraine) (Only the population of Ukraine) Glyptemys insculpta <Wood turtle> Glyptemys muhlenbergii <Bog turtle> Graptemys spp. <Map turtles> (United States of America) (Except the species included in Appendix II) Graptemys barbouri <Barbour’s map turtle> Appendix I Appendix II Appendix III Graptemys ernsti <Escambia map turtle> Graptemys gibbonsi <Pascagoula map turtle> Graptemys pearlensis <Pearl River map turtle> Graptemys pulchra <Alabama map turtle> Malaclemys terrapin <Diamondback terrapin> Terrapene spp. <Box turtles> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Terrapene coahuila <Aquatic box turtle> Geoemydidae Batagur affinis <Southern river terrapin> Batagur baska <Batagur> Batagur borneoensisA22 <Painted batagur> Batagur dhongoka <Dhongoka roofed turtle> Batagur kachuga <Bengal roof turtle> Batagur trivittataA22 <Burmese roofed turtle> Appendix I Appendix II Appendix III Cuora spp. <Asian box turtles> (Except the species included in Appendix I) (For Cuora aurocapitata <Golden-headed box turtle>, C. flavomarginata <Yellow-margined box turtle>, C. mccordi <McCord’s box turtle>, C. mouhotii <Keeled box turtle>, C. pani <Pan’s box turtle>, C. trifasciata <Chinese three-striped box turtle>, C. yunnanensis <Yunnan box turtle> and C. zhoui <Zhou’s box turtle>, see section A22 of this Part) Appendix I Appendix II Appendix III Cuora bourreti <Bourret’s box turtle> Cuora galbinifrons <Indochinese box turtle> Cuora picturata <Southern Viet Nam box turtle> Cyclemys spp. <Leaf turtles> Geoclemys hamiltonii <Black pond turtle> Geoemyda japonica <Ryukyu black-breasted leaf turtle> Geoemyda spengleri <Black-breasted leaf turtle> Hardella thurjii <Crowned river turtle> Heosemys annandaliiA22 <Yellow-headed temple turtle> Heosemys depressaA22 <Arakan forest turtle> Appendix I Appendix II Appendix III Heosemys grandis <Giant Asian pond turtle> Heosemys spinosa <Spiny terrapin, spiny turtle> Leucocephalon yuwonoi <Sulawesi forest turtle> Malayemys khoratensis <Mekong snail-eating turtle> Malayemys macrocephala <Snail-eating turtle> Malayemys subtrijuga <Malayan snail-eating turtle> Mauremys annamensis <Annam leaf turtle> Mauremys iversoni <Iverson’s freshwater turtle> (China) Mauremys japonica <Japanese pond turtle> Mauremys megalocephala <Chinese big-headed pond turtle> (China) Appendix I Appendix II Appendix III Mauremys mutica <Yellow pond turtle> Mauremys nigricans <Red-necked pond turtle> Mauremys pritchardi <Lashio pond turtle> (China) Mauremys reevesii <Reeves’ turtle> (China) Mauremys sinensis <Chinese stripe-necked turtle> (China) Melanochelys tricarinata <Three-keeled land tortoise> Melanochelys trijuga <Indian black turtle> Morenia ocellata <Bengal eyed terrapin> Morenia petersi <Indian eyed turtle> Notochelys platynota <Malayan flat-shelled turtle> Appendix I Appendix II Appendix III Ocadia glyphistoma <Guangxi stripe-necked turtle> (China) Ocadia philippeni <Philippen’s stripe-necked turtle> (China) Orlitia borneensisA22 <Malayan giant turtle> Pangshura spp. (Except the species included in Appendix I) Pangshura tecta <Dura turtle, Indian pond turtle> Rhinoclemmys spp. <Neotropical wood turtles> Sacalia bealei <Beal’s eyed turtle> Sacalia pseudocellata <False eye-spotted turtle> (China) Sacalia quadriocellata <Four-eyed turtle> Appendix I Appendix II Appendix III Siebenrockiella crassicollis <Black marsh turtle> Siebenrockiella leytensis <Leyte pond turtle> Vijayachelys silvatica <Cochin forest cane turtle> Kinosternidae Claudius angustatus <Narrow-bridged musk turtle> Kinosternon spp. <Mud turtles> (Except the species included in Appendix I) Kinosternon cora <Cora mud turtle> Kinosternon vogti <Vallarta mud turtle> Staurotypus salvinii <Chiapan giant musk turtle> Staurotypus triporcatus <Northern giant musk turtle> Sternotherus spp. <Musk turtles> Appendix I Appendix II Appendix III Platysternidae Platysternidae spp. <Big-headed turtle> Podocnemididae Erymnochelys madagascariensis <Madagascar big-headed turtle> Peltocephalus dumerilianus <Big-headed Amazon River turtle> Podocnemis spp. <South American river turtles> Appendix I Appendix II Appendix III Testudinidae Testudinidae spp.A23 <Tortoises> (Except the species included in Appendix I) Astrochelys radiata <Radiated tortoise> Astrochelys yniphora <Angonoka, Madagascar tortoise> Chelonoidis niger <Galapagos giant tortoise> Geochelone elegans <Indian star tortoise, star tortoise> Appendix I Appendix II Appendix III Geochelone platynota <Burmese starred tortoise> Gopherus flavomarginatus <Bolson tortoise> Malacochersus tornieri <Pancake tortoise, Tornier’s tortoise, crevice tortoise> Psammobates geometricus <Geometric tortoise> Pyxis arachnoides <Spider tortoise> Pyxis planicauda <Flat-backed spider tortoise> Testudo kleinmanni <Egyptian tortoise> Trionychidae Amyda cartilaginea <Southeast Asian softshell turtle> Appendix I Appendix II Appendix III Apalone spp. <American softshell turtles> (Except the subspecies included in Appendix I) Apalone spinifera atra <Cuatro Cienegas softshell> Chitra spp. <Narrow-headed softshell turtles> (Except the species included in Appendix I) Chitra chitra <Southeast Asian narrow-headed softshell turtle> Chitra vandijki <Burmese narrow-headed softshell turtle> Cyclanorbis elegans <Nubian flapshell turtle> Appendix I Appendix II Appendix III Cyclanorbis senegalensis <Senegal flapshell turtle> Cycloderma aubryi <Aubry’s flapshell turtle> Cycloderma frenatum <Zambezi flapshell turtle> Dogania subplana <Malayan soft-shelled turtle> Lissemys ceylonensis <Sri Lankan flapshell turtle> Lissemys punctata <Indian flap-shell turtle> Lissemys scutata <Burmese flap-shell turtle> Nilssonia formosa <Burmese peacock softshell turtle> Nilssonia gangetica <Indian softshell turtle> Appendix I Appendix II Appendix III Nilssonia hurum <Indian peacock softshell turtle> Nilssonia leithii <Leith’s softshell turtle> Nilssonia nigricans <Black softshell turtle> Palea steindachneri <Wattle-necked softshell turtle> Pelochelys spp. <Giant softshell turtles> Pelodiscus axenaria <Hunan softshell turtle> Pelodiscus maackii <Northern Chinese softshell turtle> Pelodiscus parviformis <Lesser Chinese softshell turtle> Rafetus euphraticus <Euphrates softshell turtle> Rafetus swinhoei <Yangtze softshell turtle> Trionyx triunguis <Nile softshell turtle> Appendix I Appendix II Appendix III CLASS AMPHIBIA<AMPHIBIANS> ANURA Aromobatidae Allobates femoralis <Brilliant-thighed poison frog> Allobates hodli Allobates myersi <Myers’s poison frog> Allobates zaparo <Sanguine poison frog, Zaparo’s poison frog> Anomaloglossus rufulus <Chimantá poison frog> Bufonidae Altiphrynoides spp. <Ethiopian toads> Appendix I Appendix II Appendix III Atelopus zeteki <Cerro Campana stubfoot toad, golden frog> Incilius periglenes <Alajuela toad, Monte Verde toad, Golden toad> Nectophrynoides spp. <African viviparous toads> Nimbaphrynoides spp. <Nimba toads> Sclerophrys channingi <Cameroon toad> Sclerophrys superciliaris <Cameroon toad> Calyptocephalellidae Calyptocephalella gayi <Helmeted water toad> (Chile) Centrolenidae Centrolenidae spp. <Glass frogs> Dendrobatidae Adelphobates spp. <Poison frogs> Appendix I Appendix II Appendix III Ameerega spp. <Poison frogs> Andinobates spp. <Poison frogs> Dendrobates spp. <Poison frogs> Appendix I Appendix II Appendix III Epipedobates spp. <Poison frogs> Excidobates spp. <Poison frogs> Hyloxalus azureiventris <Sky-blue poison frog> Minyobates spp. <Poison frogs> Oophaga spp. <Poison frogs> Paruwrobates andinus <La Planada poison frog> Paruwrobates erythromos <Palenque poison frog> Phyllobates spp. <Poison frogs> Ranitomeya spp. <Poison frogs> Dicroglossidae Euphlyctis hexadactylus <Six-fingered frog> Hoplobatrachus tigerinus <Indian bullfrog> Hylidae Agalychnis spp. <Red eye tree frogs> (Includes Agalychnis annae <Blue-sided tree frog>, A. callidryas <Red eye tree frog>, A. lemurA24 <Lemur leaf frog>, A. moreletii <Morelet's tree frog>, A. saltator <Misfit leaf frog>, A. spurrelli <Gliding tree frog> and A. terranova <Colombian red eye tree frog>) Mantellidae Mantella spp. <Golden frogs> Appendix I Appendix II Appendix III Microhylidae Dyscophus antongilii <Tomato frog> Dyscophus guineti <False tomato frog> Dyscophus insularis <Antsouhy tomato frog> Scaphiophryne boribory <Burrowing frog> Scaphiophryne gottlebei <Burrowing frog> Scaphiophryne marmorata <Green burrowing frog> Scaphiophryne spinosa <Burrowing frog> Appendix I Appendix II Appendix III Myobatrachidae Rheobatrachus spp. <Gastric-brooding frogs> (Except Rheobatrachus silus <Conondale gastric-brooding frog> and Rheobatrachus vitellinus <Eungella gastric-brooding frog>, which are not included in the Appendices) Telmatobiidae Telmatobius culeus <Titicaca water frog> CAUDATA Ambystomatidae Ambystoma dumerilii <Achoque, Lake Patzcuaro salamander> Ambystoma mexicanum <Axolotl> Cryptobranchidae Andrias spp. <Giant salamanders> Appendix I Appendix II Appendix III Cryptobranchus alleganiensis <Hellbender> (United States of America) Hynobiidae Hynobius amjiensis (China) Salamandridae Echinotriton andersoni #18 <Anderson’s crocodile newt> (Japan) Echinotriton chinhaiensis <Chinhai spiny newt, Chinhai spiny crocodile newt> Echinotriton maxiquadratus <Mountain spiny newt, mountain spiny crocodile newt> Laotriton laoensisA24 <Laos warty newt> Neurergus kaiseri <Kaiser’s spotted newt> Paramesotriton spp. <Warty newts> Appendix I Appendix II Appendix III Salamandra algira <North African fire salamander> (Algeria) Tylototriton spp. <Crocodile newts, knobby newts> CLASS ELASMOBRANCHII<SHARKS> CARCHARHINIFORMES Carcharhinidae Carcharhinidae spp. <Requiem sharks> Sphyrnidae Sphyrnidae spp. <Hammerhead sharks> Appendix I Appendix II Appendix III LAMNIFORMES Alopiidae Alopias spp. <Thresher sharks> Cetorhinidae Cetorhinus maximus <Basking shark> Lamnidae Carcharodon carcharias <Great white shark> Isurus oxyrinchus <Shortfin mako shark> Isurus paucus <Longfin mako shark> Lamna nasus <Porbeagle shark> MYLIOBATIFORMES Myliobatidae Mobula spp. <Manta rays, devil rays> Potamotrygonidae Paratrygon aiereba <Discus ray> (Colombia) Appendix I Appendix II Appendix III Potamotrygon spp. <River stingrays> (Brazil) (Except the populations of Brazil that are included in Appendix II) Potamotrygon albimaculata <Tapajós river stingray> Potamotrygon constellata <Thorny river stingray> (Colombia) Potamotrygon henlei <Bigtooth river stingray> Potamotrygon jabuti <Jabuti river stingray> Potamotrygon leopoldi <Xingu river stingray> Potamotrygon magdalenae <Magdalena river stingray> (Colombia) Potamotrygon marquesi <Marques river stingray> Appendix I Appendix II Appendix III Potamotrygon motoro <Ocellate river stingray> (Colombia) Potamotrygon orbignyi <Smooth back river stingray> (Colombia) Potamotrygon schroederi <Rosette river stingray> (Colombia) Potamotrygon scobina <Raspy river stingray> (Colombia) Potamotrygon signata <Parnaiba river stingray> Potamotrygon wallacei <Wallace river stingray> Appendix I Appendix II Appendix III Potamotrygon yepezi <Maracaibo river stingray> (Colombia) ORECTOLOBIFORMES Rhincodontidae Rhincodon typus <Whale shark> PRISTIFORMES Pristidae Pristidae spp. <Sawfish> RHINOPRISTIFORMES Glaucostegidae Glaucostegus spp. <Guitarfishes> Rhinidae Rhinidae spp. <Wedgefishes> Rhinobatidae Rhinobatidae spp. <Guitarfishes> CLASS ACTINOPTERI<FISHES> ACIPENSERIFORMES ACIPENSERIFORMES spp. <Sturgeons> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Acipenseridae Acipenser brevirostrum <Shortnose sturgeon> Acipenser sturio <Baltic sturgeon, common sturgeon> ANGUILLIFORMES Anguillidae Anguilla anguilla <Common eel, European eel> CYPRINIFORMES Catostomidae Chasmistes cujus <Cui-ui> Cyprinidae Caecobarbus geertsii <African blind barb fish> Probarbus jullieni <Jullien’s golden carp, Ikan temoleh> OSTEOGLOSSIFORMES Arapaimidae Arapaima gigas <Arapaima> Appendix I Appendix II Appendix III Osteoglossidae Scleropages formosus <Asian arowana, Asiatic bony tongue> Scleropages inscriptus <Asian arowana, Asiatic bony tongue> PERCIFORMES Labridae Cheilinus undulatus <Humphead wrasse> Pomacanthidae Holacanthus clarionensis <Clarion angelfish> Holacanthus limbaughi <Clipperton angelfish> (France) Sciaenidae Totoaba macdonaldi <MacDonald’s weakfish> Appendix I Appendix II Appendix III SILURIFORMES Loricariidae Hypancistrus zebraA19 <Zebra pleco> Pangasiidae Pangasianodon gigas <Giant catfish> Appendix I Appendix II Appendix III SYNGNATHIFORMES Syngnathidae Hippocampus spp. <Seahorses> CLASS DIPNEUSTI<LUNGFISHES> CERATODONTIFORMES Neoceratodontidae Neoceratodus forsteri <Australian lungfish> CLASS COELACANTHI<COELACANTHS> COELACANTHIFORMES Latimeriidae Latimeria spp. <Coelacanth> PHYLUM ECHINODERMATA CLASS HOLOTHUROIDEA<SEA CUCUMBERS> ASPIDOCHIROTIDA Stichopodidae Isostichopus fuscus <Brown sea cucumber> (Ecuador) Thelenota spp. <Sea cucumbers> Appendix I Appendix II Appendix III HOLOTHURIIDA Holothuriidae Holothuria fuscogilva <White teatfish> Holothuria nobilis <Black teatfish> Holothuria whitmaei <Black teatfish> PHYLUM ARTHROPODA CLASS ARACHNIDA<SCORPIONS, SPIDERS> ARANEAE Theraphosidae Aphonopelma pallidum <Chihuahua rose-grey tarantula> Brachypelma spp. <Tarantulas> Caribena versicolor <Antilles pinktoe tarantula> (European Union) Poecilotheria spp. <Ornamental tarantulas> Sericopelma angustum <Costa Rican red tarantula> Appendix I Appendix II Appendix III Sericopelma embrithes <Barro Island brown tarantula> Tliltocatl spp. <Tarantulas> SCORPIONES Scorpionidae Pandinus camerounensis <Emperor scorpion> Appendix I Appendix II Appendix III Pandinus dictator <Scorpion> Pandinus gambiensis <Giant Senelgalese scorpion> Pandinus imperator <Emperor scorpion> Pandinus roeseli <Emperor scorpion> CLASS INSECTA<INSECTS> COLEOPTERA Lucanidae Colophon spp. <Cape stag beetles> (South Africa) Scarabaeidae Dynastes satanas <Satanas beetle> LEPIDOPTERA Nymphalidae Agrias amydon boliviensis <White-spotted agrias> (Plurinational State of Bolivia) Appendix I Appendix II Appendix III Morpho godartii lachaumei <Godart’s morpho> (Plurinational State of Bolivia) Prepona praeneste buckleyana <Prepona> (Plurinational State of Bolivia) Papilionidae Achillides chikae chikae <Luzon peacock swallowtail> Achillides chikae hermeli <Mindoro peacock swallowtail> Atrophaneura jophon <Sri Lankan rose> Atrophaneura pandiyana <Malabar rose> Bhutanitis spp. <Bhutan swallowtails> Ornithoptera spp. <Birdwing butterflies> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Ornithoptera alexandrae <Queen Alexandra’s birdwing> Papilio homerus <Homerus swallowtail> Papilio hospiton <Corsican swallowtail> Papilio phorbanta <Réunion swallowtail> (European Union) Parides burchellanus <Riverside swallowtail> Parnassius apollo <Apollo> Teinopalpus spp. <Kaiserihinds> Trogonoptera spp. <Birdwing butterflies> Troides spp. <Birdwing butterflies> Appendix I Appendix II Appendix III PHYLUM ANNELIDA CLASS HIRUDINOIDEA<LEECHES> ARHYNCHOBDELLIDA Hirudinidae Hirudo medicinalis <Medicinal leech> Hirudo verbana <Southern medicinal leech> Appendix I Appendix II Appendix III PHYLUM MOLLUSCA CLASS BIVALVIA<CLAMS, MUSSELS> MYTILOIDA Mytilidae Lithophaga lithophaga <Date mussel> UNIONOIDA Unionidae Conradilla caelata <Birdwing pearly mussel> Cyprogenia aberti <Edible naiad> Dromus dromas <Dromedary pearly mussel> Epioblasma curtisi <Curtis’ pearly mussel> Epioblasma florentina <Yellow-blossom pearly mussel> Epioblasma sampsonii <Sampson’s pearly mussel> Appendix I Appendix II Appendix III Epioblasma sulcata perobliqua <White Catspan pearly mussel> Epioblasma torulosa gubernaculum <Green-blossom pearly mussel> Epioblasma torulosa rangiana <Northern riffleshell> Epioblasma torulosa torulosa <Tubercled-blossom pearly mussel> Epioblasma turgidula <Turgid-blossom pearly mussel> Epioblasma walkeri <Brown-blossom pearly mussel> Fusconaia cuneolus <Fine-rayed pigtoe pearly mussel> Fusconaia edgariana <Shiny pigtoe pearly mussel> Appendix I Appendix II Appendix III Lampsilis higginsii <Higgin’s eye pearly mussel> Lampsilis orbiculata orbiculata <Pink mucket pearly mussel> Lampsilis satur <Plain pocketbook pearly mussel> Lampsilis virescens <Alabama lamp pearly mussel> Plethobasus cicatricosus <White warty-back pearly mussel> Plethobasus cooperianus <Orangefoot pimpleback mussel> Pleurobema clava <Club naiad> Pleurobema plenum <Rough pigtoe pearly mussel> Potamilus capax <Fat pocketbook pearly mussel> Appendix I Appendix II Appendix III Quadrula intermedia <Cumberland monkeyface pearly mussel> Quadrula sparsa <Appalachian monkey-face pearly mussel> Toxolasma cylindrella <Pale lilliput pearly mussel> Unio nickliniana <Nicklin’s pearly mussel> Unio tampicoensis tecomatensis <Tampico pearly mussel> Villosa trabalis <Cumberland bean pearly mussel> VENEROIDA Tridacnidae Tridacnidae spp. <Giant clams> CLASS CEPHALOPODA<SQUIDS, OCTOPUSES, CUTTLEFISH> NAUTILIDA Appendix I Appendix II Appendix III Nautilidae Nautilidae spp. <Nautiluses> CLASS GASTROPODA<SNAILS AND CONCHES> MESOGASTROPODA Strombidae Strombus gigas <Pink conch, queen conch> STYLOMMATOPHORA Achatinellidae Achatinella spp. <Little agate shells> Camaenidae Papustyla pulcherrima <Emerald green snail> Cepolidae Polymita spp. <Cuban landsnails> PHYLUM CNIDARIA CLASS ANTHOZOA<CORALS, SEA ANEMONES> ANTIPATHARIA ANTIPATHARIA spp. <Black corals> Appendix I Appendix II Appendix III GORGONACEAE Coralliidae Corallium elatius (China) Corallium japonicum (China) Corallium konjoi <White coral> (China) Corallium secundum <Angelskin coral, pink coral> (China) HELIOPORACEA Helioporidae Helioporidae spp.A25 <Blue corals> (Includes only the species Heliopora coerulea) SCLERACTINIA SCLERACTINIA spp.A25 <Stony corals> Appendix I Appendix II Appendix III STOLONIFERA Tubiporidae Tubiporidae spp.A25 <Organ-pipe corals> CLASS HYDROZOA<SEA FERNS, FIRE CORALS, STINGING MEDUSAE> MILLEPORINA Milleporidae Milleporidae spp.A25 <Fire corals> STYLASTERINA Stylasteridae Stylasteridae spp.A25 <Lace corals> FLORA <PLANTS> AGAVACEAE Agave parviflora <Santa Cruz striped agave> Agave victoriae-reginae #4 <Queen agave> Appendix I Appendix II Appendix III Nolina interrata <Dehesa bear-grass> Yucca queretaroensis <Queretaro yucca> AIZOACEAE Conophytum spp. <Button plants> (South Africa) Mestoklema tuberosum <Donkey mesemb> (South Africa) AMARYLLIDACEAE Galanthus spp. #4 <Snowdrops> Sternbergia spp.

#4 <Daffodils, sternbergias> ANACARDIACEAE Operculicarya decaryi <Jabihy, elephant tree> Operculicarya hyphaenoides Operculicarya pachypus APOCYNACEAE Hoodia spp. #9 Pachypodium spp. #4 <Elephant’s trunks> (Except the species included in Appendix I) Pachypodium ambongense Appendix I Appendix II Appendix III Pachypodium baronii Pachypodium decaryi Pachypodium windsorii Raphionacme zeyheri (South Africa) Rauvolfia serpentina #2 <Snake-root devil-pepper> ARALIACEAE Panax ginseng #3 <Ginseng> (Only the population of the Russian Federation; no other population is included in the Appendices) Panax quinquefolius #3 <American ginseng> ARAUCARIACEAE Araucaria araucana <Chilean pine, monkey puzzle> ASPARAGACEAE Beaucarnea spp. <Ponytail palms, elephant-foot trees> BERBERIDACEAE Podophyllum hexandrum #2 <Himilayan may-apple> BIGNONIACEAE Handroanthus spp. #17 <Trumpet trees> Roseodendron spp. #17 <Trumpet trees> Tabebuia spp. #17 <Trumpet trees> Appendix I Appendix II Appendix III BROMELIACEAE Tillandsia harrisii #4 <Harris’ tillandsia> Tillandsia kammii #4 <Kamm’s tillandsia> Tillandsia xerographica #4 <Xerographic tillandsia> CACTACEAE CACTACEAE spp.P1 #4 <Cacti> (Except the species included in Appendix I and Pereskia spp., Pereskiopsis spp. and Quiabentia spp., which are not included in the Appendices) Ariocarpus spp. <Living rock cacti> Astrophytum asterias <Star cactus> Aztekium ritteri <Aztec cactus> Coryphantha werdermannii <Jabali pincushion cactus> Appendix I Appendix II Appendix III Discocactus spp. <Discocacti> Echinocereus ferreiranus ssp. lindsayorum <Lindsay’s cactus> Echinocereus schmollii <Lamb’s-tail cactus> Escobaria minima <Nellie’s cory cactus> Escobaria sneedii <Sneed’s cory cactus> Mammillaria pectinifera (Includes the ssp. solisioides) Melocactus conoideus <Conelike Turk’s-cap cactus> Melocactus deinacanthus <Wonderfully-bristled Turk’s-cap cactus> Melocactus glaucescens <Woolly waxy-stemmed Turk’s-cap cactus> Appendix I Appendix II Appendix III Melocactus paucispinus <Few-spined Turk’s-cap cactus> Obregonia denegrii <Artichoke cactus> Pachycereus militaris <Grenadier’s cap> Pediocactus bradyi <Brady’s pincushion cactus> Pediocactus knowltonii <Knowlton’s cactus> Pediocactus paradinei <Park pincushion cactus> Pediocactus peeblesianus <Peeble’s Navajo cactus> Pediocactus sileri <Siler’s pincushion cactus> Pelecyphora spp. <Hatchet cacti> Sclerocactus blainei <Blaine’s fishhook cactus> Appendix I Appendix II Appendix III Sclerocactus brevihamatus ssp. tobuschii Sclerocactus brevispinus <Pariette cactus> Sclerocactus cloverae <New Mexico fishhook cactus> Sclerocactus erectocentrus <Redspine fishhook cactus> Sclerocactus glaucus <Colorado hookless cactus> Sclerocactus mariposensis <Lloyd’s mariposa cactus> Sclerocactus mesae-verdae <Mesa-verde cactus> Sclerocactus nyensis <Tonopah fishhook cactus> Appendix I Appendix II Appendix III Sclerocactus papyracanthus <Paper-spine pincushion cactus> Sclerocactus pubispinus <Great Basin fishhook cactus> Sclerocactus sileri <Siler’s fishhook cactus> Sclerocactus wetlandicus <Uinta Basin hookless cactus> Sclerocactus wrightiae <Wright’s fishhook cactus> Strombocactus spp. Turbinicarpus spp. <Turbinicarps> Uebelmannia spp. <Uebelman cacti> CARYOCARACEAE Caryocar costaricense #4 <Costus> COMPOSITAE (Asteraceae) Crassothonna clavifolia (South Africa) Othonna armiana (South Africa) Othonna cacalioides (South Africa) Othonna euphorbioides (South Africa) Othonna retrorsa (South Africa) Saussurea costus <Costus root> CRASSULACEAE Rhodiola spp. #2 <Roseroots> Tylecodon bodleyae (South Africa) Tylecodon nolteei (South Africa) Tylecodon reticulatus (South Africa) Appendix I Appendix II Appendix III CUCURBITACEAE Zygosicyos pubescens Zygosicyos tripartitus CUPRESSACEAE Fitzroya cupressoides <Alerce> Pilgerodendron uviferum <Guaitecas cypress> Widdringtonia whytei <Mulanje cedar> CYATHEACEAE Cyathea spp. #4 <Tree ferns> CYCADACEAE CYCADACEAE spp. #4 <Cycads> (Except the species included in Appendix I) Cycas beddomei DICKSONIACEAE Cibotium barometz #4 Appendix I Appendix II Appendix III Dicksonia spp. #4 <Tree ferns> (Only the populations of the Americas; no other population is included in the Appendices) DIDIEREACEAE DIDIEREACEAE spp. #4 <Didiereas> DIOSCOREACEAE Dioscorea deltoidea #4 <Elephant’s foot> DROSERACEAE Dionaea muscipula #4 <Venus flytrap> Appendix I Appendix II Appendix III EBENACEAE Diospyros spp. #5 <Malagasy ebonies> (Only the populations of Madagascar; no other population is included in the Appendices) EUPHORBIACEAE Euphorbia spp.P2 #4 <Euphorbias, spurges> (Succulent species only, except the species included in Appendix I and Euphorbia misera <Cliff spurge>, which is not included in the Appendices) Appendix I Appendix II Appendix III Euphorbia ambovombensis Euphorbia capsaintemariensis Euphorbia cremersii (Includes the forma viridifolia and the var. rakotozafyi) Euphorbia cylindrifolia (Includes the ssp. tuberifera) Euphorbia decaryi (Includes the vars. ampanihyensis, robinsonii and spirosticha) Euphorbia francoisii Euphorbia moratii (Includes the vars. antsingiensis, bemarahensis and multiflora) Appendix I Appendix II Appendix III Euphorbia parvicyathophora Euphorbia quartziticola Euphorbia tulearensis FAGACEAE Quercus mongolica #5 <Mongolian oak> (Russian Federation) FOUQUIERIACEAE Fouquieria columnaris #4 <Boojum tree> Fouquieria fasciculata Fouquieria purpusii GERANIACEAE Monsonia herrei <Fine-leaved candle bush> (South Africa) Monsonia multifida <Dwarf candle bush> (South Africa) Monsonia patersonii <Bushman’s candle> (South Africa) Pelargonium crassicaule (South Africa) Pelargonium triste <Night-scented pelargonium> (South Africa) GNETACEAE Gnetum montanum #1 <Gnetum> (Nepal) JUGLANDACEAE Oreomunnea pterocarpa #4 LAURACEAE Aniba rosaeodora #12 <Brazilian rosewood> Appendix I Appendix II Appendix III LEGUMINOSAE (Fabaceae) Afzelia spp. #17 <Pod mahoganies> (Only the African populations; no other population is included in the Appendices) Dalbergia spp. #15 <Rosewoods> (Except the species included in Appendix I) Dalbergia nigra <Brazilian rosewood> Dipteryx spp. #17 <Cumaru, tonka> Guibourtia demeusei #15 Guibourtia pellegriniana #15 Guibourtia tessmannii #15 Appendix I Appendix II Appendix III Paubrasilia echinata #10 <Brazil wood> Pericopsis elata #17 <African teak> Platymiscium parviflorum #4 <Quira macawood> Pterocarpus spp. #17 <Padouk> (Except Pterocarpus santalinus <Red sandalwood>, which is included in Appendix II and annotated with “#7”; only the African populations; no other population is included in the Appendices) Appendix I Appendix II Appendix III Pterocarpus santalinus #7 <Red sandalwood> Senna meridionalis <Taraby> LILIACEAE Aloe spp. #4 <Aloes> (Except the species included in Appendix I and Aloe vera, also referenced as Aloe barbadensis which is not included in the Appendices) Aloe albida Aloe albiflora Aloe alfredii Aloe bakeri Aloe bellatula Appendix I Appendix II Appendix III Aloe calcairophila Aloe compressa (Includes the vars. paucituberculata, rugosquamosa and schistophila) Aloe delphinensis Aloe descoingsii Aloe fragilis Aloe haworthioides (Includes the var. aurantiaca) Aloe helenae Aloe laeta (Includes the var. maniaensis) Aloe parallelifolia Aloe parvula Aloe pillansii <Bastard quiver tree> Appendix I Appendix II Appendix III Aloe polyphylla <Spiral aloe> Aloe rauhii Aloe suzannae Aloe versicolor Aloe vossii MAGNOLIACEAE Magnolia liliifera var. obovata #1 (Nepal) MALVACEAE Adansonia grandidieri #16 <Grandidier’s baobab> MELIACEAE Cedrela spp. #6 <Cedars> (Only the populations of the Neotropics; no other population is included in the Appendices) Khaya spp. #17 <African mahoganies> (Only the African populations; no other population is included in the Appendices) Swietenia humilis #4 <Mexican mahogany> Swietenia macrophylla #6 <Big-leaf mahogany> (Only the populations of the Neotropics; no other population is included in the Appendices) Appendix I Appendix II Appendix III Swietenia mahagoni #5 <American mahogany> NEPENTHACEAE Nepenthes spp. #4 <Pitcher plants> (Except the species included in Appendix I) Nepenthes khasiana <Indian pitcher plant> Nepenthes rajah <Kinabalu pitcher plant> OLEACEAE Fraxinus mandshurica #5 <Manchurian ash> (Russian Federation) ORCHIDACEAE ORCHIDACEAE spp.P3 #4 <Orchids> (Except the species included in Appendix I) Appendix I Appendix II Appendix III Aerangis ellisiiP4 Cattleya jongheanaP4 Cattleya lobataP4 Dendrobium cruentumP4 Mexipedium xerophyticumP4 <Dry-growing mexipedium> Paphiopedilum spp.P4 <Slipper orchids> Peristeria elataP4 <Holy ghost orchid> Appendix I Appendix II Appendix III Phragmipedium spp.P4 <Slipper orchids> Renanthera imschootianaP4 <Red vanda orchid> OROBANCHACEAE Cistanche deserticola #4 <Desert-living cistanche> PALMAE (Arecaceae) Beccariophoenix madagascariensis #4 Dypsis decaryi #4 <Feather palm> Dypsis decipiens <Butterfly palm> Lemurophoenix halleuxii <Red-lemur palm> Lodoicea maldivica #13 <Sea coconut> (Seychelles) Marojejya darianii Ravenea louvelii Appendix I Appendix II Appendix III Ravenea rivularis <Majesty palm> Satranala decussilvae Voanioala gerardii PAPAVERACEAE Meconopsis regia #1 <Himalayan poppy> (Nepal) PASSIFLORACEAE Adenia firingalavensis <Bottle liana> Adenia olaboensis Adenia spinosa <Spiny greenstem> (South Africa) Adenia subsessilifolia <Katakata> PEDALIACEAE Uncarina grandidieri Uncarina stellulifera PINACEAE Abies guatemalensis <Guatemalan fir> Appendix I Appendix II Appendix III Pinus koraiensis #5 <Korean pine> (Russian Federation) PODOCARPACEAE Podocarpus neriifolius #1 <Thitmin> (Nepal) Podocarpus parlatorei <Parlatore’s podocarp> PORTULACACEAE Anacampseros spp. #4 <Purselanes> Avonia spp. #4 Lewisia serrata #4 <Saw-toothed lewisia> Portulacaria pygmaea <Pygmy porkbush> (South Africa) PRIMULACEAE Cyclamen spp.P5 #4 <Cyclamens> RANUNCULACEAE Adonis vernalis #2 <Spring adonis, yellow adonis> Hydrastis canadensis #8 <Goldenseal> Appendix I Appendix II Appendix III ROSACEAE Prunus africana #4 <African cherry, red stinkwood> RUBIACEAE Balmea stormiae <Ayugue> SANTALACEAE Osyris lanceolata #2 <East Africa sandalwood> (Only the populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania; no other population is included in the Appendices) SARRACENIACEAE Sarracenia spp. #4 <Pitcher plants> (Except the species included in Appendix I) Sarracenia oreophila <Green pitcher plant> Sarracenia rubra ssp. alabamensis Appendix I Appendix II Appendix III Sarracenia rubra ssp. jonesii <Mountain sweet pitcher plant> SCROPHULARIACEAE Picrorhiza kurrooa #2 <Picrorhiza, kutki> (Excludes Picrorhiza scrophulariiflora) STANGERIACEAE Bowenia spp. #4 <Cycads> Stangeria eriopus <Hottentot’s head> TAXACEAE Taxus chinensis #2 <Chinese yew> (Includes infraspecific taxa of this species) Taxus cuspidataP6 #2 <Japanese yew> (Includes infraspecific taxa of this species) Taxus fuana #2 (Includes infraspecific taxa of this species) Appendix I Appendix II Appendix III Taxus sumatrana #2 (Includes infraspecific taxa of this species) Taxus wallichiana #2 <Himalayan yew> THYMELAEACEAE (Aquilariaceae) Aquilaria spp. #14 <Agarwood> Gonystylus spp. #4 <Ramin> Gyrinops spp. #14 TROCHODENDRACEAE (Tetracentraceae) Tetracentron sinense #1 <Tetracentron> (Nepal) VALERIANACEAE Nardostachys grandiflora #2 <Jatamansi> VITACEAE Cyphostemma elephantopus Cyphostemma laza <Laza> Appendix I Appendix II Appendix III Cyphostemma montagnacii WELWITSCHIACEAE Welwitschia mirabilis #4 <Welwitschia> ZAMIACEAE ZAMIACEAE spp. #4 <Cycads> (Except the species included in Appendix I) Ceratozamia spp. <Cycads> Encephalartos spp. <Bread palms> Microcycas calocoma <Palma corcho> Zamia restrepoi ZINGIBERACEAE Hedychium philippinense #4 <Philippine garland flower> Appendix I Appendix II Appendix III Siphonochilus aethiopicus <Natal ginger> (Only the populations of Eswatini, Mozambique, South Africa and Zimbabwe; no other population is included in the Appendices) ZYGOPHYLLACEAE Bulnesia sarmientoi #11 <Holy wood> Guaiacum spp. #2 <Lignum-vitae> (Amended L.N. 36 of 2011; L.N. 98 of 2014; E.R. 2 of 2015; L.N. 114 of 2018; L.N. 22 of 2021; L.N. 125 of 2023) For the following sections— (a) the symbol “*” indicates that the section (or a part of it) is an annotation referred to in section 2(4)(c); and(b) the symbol “**” indicates that the section (or a part of it) is a note referred to in section 2(5). (Added L.N. 125 of 2023) A1. Specimens of the domesticated form are not subject to the provisions of this Ordinance.* (Added L.N. 125 of 2023) A2. Wild specimens traded for commercial purposes are subject to a zero export quota under the Convention.** (Added L.N. 125 of 2023) A3. Any specimen of the population of a country of origin (that is to say, the country where the species occurs, namely Argentina, Bolivia, Chile, Ecuador or Peru) is to be treated as a specimen of an Appendix II species only if it is imported, exported or re-exported as fibre that comes from the shearing of live vicuñas (Vicugna vicugna), or if it is imported, exported or re-exported as a product derived from fibre from vicuñas in accordance with all of the following requirements (in so far as applicable)— (Amended L.N. 125 of 2023)(a) any person or entity processing vicuña fibre to manufacture cloth or garment must request authorization from the relevant authorities of the country of origin to use the “vicuña country of origin” wording, mark or logo adopted by the range states of the species that are signatories to the Convention for the Conservation and Management of the Vicuña;(b) for marketed cloth made from live-sheared vicuña fibre, whether the cloth is produced within or outside the range states of the species—(i) the “VICUÑA [COUNTRY OF ORIGIN]” wording, mark or logo having the format specified in Diagram 1 (with the country of origin identified within the square brackets) must be used so that the country of origin can be identified— Diagram 1; (ii) that wording, mark or logo must appear on the reverse side of the cloth; and(iii) the selvages of the cloth must bear the words “VICUÑA [COUNTRY OF ORIGIN]”;(c) for marketed garment made from live-sheared vicuña fibre, whether the garment is produced within or outside the range states of the species—(i) the wording, mark or logo referred to in paragraph (b)(i) must be used;(ii) that wording, mark or logo must appear on a label in the garment itself; and(iii) if the garment is produced outside the country of origin, the name of the country where the garment is produced must be indicated, in addition to that wording, mark or logo;(d) for a handicraft product made from live-sheared vicuña fibre produced within the range states of the species—the “VICUÑA [COUNTRY OF ORIGIN] – ARTESANÍA” wording, mark or logo having the format specified in Diagram 2 (with the country of origin identified within the square brackets) must be used— Diagram 2; (e) if live-sheared vicuña fibre from various countries of origin is used for the production of cloth or garment, the wording, mark or logo of each of the countries of origin of the fibre must be indicated in accordance with paragraph (b) or (c).All other specimens are to be treated as specimens of species included in Appendix I and the trade in them is to be regulated accordingly.* (Replaced L.N. 114 of 2018. Amended L.N. 125 of 2023) A4. Specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth of Panthera leo <Lion> (African populations)—(a) if removed from the wild and traded for commercial purposes—are subject to a zero annual export quota under the Convention; or (b) if derived from captive breeding operations in South Africa and traded for commercial purposes—are subject to annual export quotas under the Convention.** (Added L.N. 125 of 2023) A5. Live specimens and hunting trophies of the following populations are subject to the following annual export quotas respectively under the Convention—(a) the population of Botswana—5;(b) the population of Namibia—150;(c) the population of Zimbabwe—50.The trade in such specimens and trophies is subject to the provisions of this Ordinance.** (Added L.N. 125 of 2023) A6. Live specimens of Tursiops truncatus <Bottle-nosed dolphin> (the Black Sea population), if removed from the wild and traded for primarily commercial purposes, are subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A7. All specimens are to be treated as specimens of an Appendix I species.*Such specimens are subject to a zero annual export quota under the Convention, and the trade in them is to be regulated accordingly.** (Added L.N. 125 of 2023) A8. A specimen of Ceratotherium simum simum <Southern square-lipped rhinoceros> (the populations of Eswatini and South Africa) is to be treated as a specimen of an Appendix II species only if the specimen is— (a) exported or re-exported as live animals to appropriate and acceptable destinations; or(b) imported, exported or re-exported as hunting trophies.* (Added L.N. 125 of 2023) A9. A specimen of Ceratotherium simum simum <Southern square-lipped rhinoceros> (the population of Namibia) is to be treated as a specimen of an Appendix II species only if the specimen is imported, exported or re-exported as a live animal for in situ conservation within the natural and historical range of Ceratotherium simum <Square-lipped rhinoceros> in Africa. All other specimens are to be treated as specimens of an Appendix I species and the trade in such specimens is to be regulated accordingly.* (Added L.N. 125 of 2023) 2-3. (Repealed L.N. 114 of 2018) 3A. (Repealed L.N. 114 of 2018) 4. (Repealed L.N. 114 of 2018) A10. Any specimen of the populations of Botswana, Namibia, South Africa and Zimbabwe is to be treated as a specimen of an Appendix II species only if it is imported, exported or re-exported as— (Amended L.N. 98 of 2014; L.N. 125 of 2023)(a) hunting trophies for non-commercial purposes;(b) live animals to appropriate and acceptable destinations, as defined in Resolution Conf. 11.20 (Rev. CoP18), for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (Amended L.N. 114 of 2018; L.N. 22 of 2021)(c) hides;(d) hair;(e) leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe;(f) individually marked and certified ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; or (Amended L.N. 114 of 2018)(g) registered raw ivory (whole tusks and pieces) subject to the following—(i) only registered government-owned stocks, originating in the state (excluding seized ivory and ivory of unknown origin);(ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee under the Convention, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP18) concerning domestic manufacturing and trade; (Amended L.N. 114 of 2018; L.N. 22 of 2021)(iii) not before the Secretariat has verified the prospective importing countries, and the registered government-owned stocks;(iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at CoP12, which are 20 000 kg (Botswana), 10 000 kg (Namibia) and 30 000 kg (South Africa);(v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Namibia, South Africa and Zimbabwe registered by 31 January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in subparagraph (iv), in a single sale per destination under strict supervision of the Secretariat;(vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in subparagraph (v) are to be traded only after the Standing Committee under the Convention has agreed that the above conditions have been met. (Amended of L.N. 98 of 2014) On a proposal from the Secretariat, the Standing Committee under the Convention can decide to cause this trade to cease partially or completely in the event of non-compliance by the place of import or export, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens are to be treated as specimens of species included in Appendix I and the trade in them is to be regulated accordingly.* (Amended L.N. 98 of 2014; L.N. 125 of 2023) A11. Caiman latirostris <Broad-nosed caiman> (the population of Brazil) is included in Appendix II. Wild specimens traded for commercial purposes are subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A12. Melanosuchus niger <Black caiman> (the population of Ecuador) is included in Appendix II and is subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A13. Crocodylus acutus <American crocodile> (the population of Mexico) is included in Appendix II. Wild specimens for commercial purposes are subject to a zero export quota under the Convention.** (Added L.N. 125 of 2023) A14. Crocodylus moreletii <Belize crocodile, Morelet’s crocodile> (the population of Belize) is included in Appendix II. Wild specimens traded for commercial purposes are subject to a zero quota under the Convention.** (Added L.N. 125 of 2023) A15. Crocodylus niloticus <African crocodile, Nile crocodile> (the population of Egypt) is included in Appendix II. Wild specimens traded for commercial purposes are subject to a zero quota under the Convention.** (Added L.N. 125 of 2023) A16. Crocodylus niloticus <African crocodile, Nile crocodile> (the population of the United Republic of Tanzania) is included in Appendix II. Wild specimens (including hunting trophies) are subject to an annual export quota of no more than 1 600 under the Convention. Ranched specimens are not subject to that quota.** (Added L.N. 125 of 2023) A17. Crocodylus porosus <Estuarine crocodile> (the population of Malaysia) is included in Appendix II with wild harvest restricted to the State of Sarawak. Wild specimens from the other States of Malaysia (Sabah and Peninsular Malaysia) are subject to a zero quota under the Convention.** (Added L.N. 125 of 2023) A18. Crocodylus porosus <Estuarine crocodile> (the population of the Palawan Islands, the Philippines) is included in Appendix II. Wild specimens traded for commercial purposes are subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A19. Wild specimens for commercial purposes are subject to a zero export quota under the Convention.** (Added L.N. 125 of 2023) A20. Wild specimens of Abronia aurita <Cope’s alligator lizard>, A. gaiophantasma <Brilliant alligator lizard>, A. montecristoi <Monte Cristo alligator lizard>, A. salvadorensis <Salvador alligator lizard> and A. vasconcelosii <Bocourt’s alligator lizard> are subject to a zero export quota under the Convention.** (Added L.N. 125 of 2023) A21. Specimens from the wild are subject to a zero export quota under the Convention.** (Added L.N. 125 of 2023) A22. Wild specimens for commercial purposes are subject to a zero quota under the Convention.** (Added L.N. 125 of 2023) A23. Specimens of Centrochelys sulcata <African spurred tortoise>, if removed from the wild and traded for primarily commercial purposes, are subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A24. Wild-taken specimens traded for commercial purposes are subject to a zero annual export quota under the Convention.** (Added L.N. 125 of 2023) A25. Fossils are not subject to the provisions of this Ordinance.* (Added L.N. 125 of 2023) P1. Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Ordinance— (Amended L.N. 125 of 2023) — Hatiora x graeseri — Schlumbergera x buckleyi — Schlumbergera russelliana x Schlumbergera truncata — Schlumbergera orssichiana x Schlumbergera truncata — Schlumbergera opuntioides x Schlumbergera truncata — Schlumbergera truncata (cultivars) — Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia ‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus (Amended L.N. 36 of 2011) — Opuntia microdasys (cultivars).* (Amended L.N. 125 of 2023) P2. The following are not subject to the provisions of this Ordinance—(a) artificially propagated specimens of cultivars of Euphorbia trigona;(b) artificially propagated specimens of crested, fan-shaped or colour mutants of Euphorbia lactea, when grafted on artificially propagated root stock of Euphorbia neriifolia; and(c) artificially propagated specimens of cultivars of Euphorbia “Milii” when traded in shipments of 100 or more plants and readily recognizable as artificially propagated specimens.* (Added L.N. 125 of 2023) P3. Artificially propagated specimens of hybrids of the genera Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Ordinance when— (Amended L.N. 125 of 2023)(a) the specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and(b) (i) the specimens are shipped in non-flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or(ii) the specimens are shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the place of final processing. This should be clearly visible and allow easy verification. Plants not clearly meeting the above criteria must be accompanied by appropriate Convention certifying documents.* (Amended L.N. 125 of 2023) P4. Artificially propagated specimens of seedling or tissue cultures obtained in vitro and transported in sterile containers are not subject to the provisions of this Ordinance.* (Added L.N. 125 of 2023) P5. Unless imported, exported or re-exported as dormant tubers, artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Ordinance.* (Amended L.N. 125 of 2023) P6. Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text “artificially propagated”, are not subject to the provisions of this Ordinance.* (Amended L.N. 125 of 2023)(Part 2 replaced L.N. 4 of 2009) Schedule 2 [ss. 23, 24, 48 & 52]Fees For the purposes of calculating any fee payable under sections 23 and 24—(a) specimens imported, or introduced from the sea, in whatever manner at one time and in one lot shall be treated as one shipment;(b) specimens exported, or re-exported, in whatever manner at one time and in one lot shall be treated as one shipment; and(c) if a shipment contains one or more live animals and one or more specimens other than live animals—(i) both fees prescribed under paragraph 1 are payable in respect of that shipment in the case of a licence for import; and(ii) both fees prescribed under paragraph 2 are payable in respect of that shipment in the case of a licence for introduction from the sea. 1. Fee for each licence issued under section 23(1)(a) for the import of the following contained in one shipment— (a) one or more live animals (whether or not of the same species) $460 (b) one or more specimens (other than live animals and whether or not of the same species) $170 2. Fee for each licence issued under section 23(1)(b) for the introduction from the sea of the following contained in one shipment— (a) one or more live animals (whether or not of the same species) $460 (b) one or more specimens (other than live animals and whether or not of the same species) $170 3. Fee for each licence issued under section 23(1)(c) for the export of one or more specimens (whether or not of the same species) contained in one shipment $160 4. Fee for each licence issued under section 23(1)(d) for the re-export of one or more specimens (whether or not of the same species) contained in one shipment $160 5. Fee for each licence issued under section 23(1)(e) for the possession or control of one or more specimens (whether or not of the same species) that are kept in the same premises $160 6. Fee for extension, renewal or variation of a licence under section 24 . $135 7. Fee for each re-export certificate issued under section 52 $260 Schedule 3 [ss. 2, 4, 19 & 48(1) & Sch. 4] (Amended 7 of 2018 s. 25)Convention Instruments This Schedule sets out, with or without modification, the relevant parts of Convention instruments that have the force of law in Hong Kong. Part 1 Interpretation and Application I. “Hybrid animal” (雜交動物) 1. Hybrid animals that have in their recent lineage one or more specimens of species included in Appendix I or Appendix II shall be subject to the provisions of this Ordinance just as if they were full species, even if the hybrid concerned is not specifically included in the Appendices. 2. If at least one of the animals in the recent lineage is of a species included in Appendix I, the hybrids shall be treated as specimens of species included in Appendix I (and shall be eligible for the exemptions of Article VII of the Convention when applicable). 3. If at least one of the animals in the recent lineage is of a species included in Appendix II, and there are no specimens of an Appendix I species in such lineage, the hybrids shall be treated as specimens of species included in Appendix II. 4. The words “recent lineage” shall generally be interpreted to refer to the previous four generations of the lineage. II. “Appropriate and acceptable destination” (適當和可接受的目的地) Where the term “appropriate and acceptable destination” appears in an annotation to the listing of a species in Appendix II with reference to the export of or international trade in live animals, this term shall be defined to mean a destination where the relevant authority of the place of import is satisfied that the proposed recipient of a living specimen is suitably equipped to house and care for it sustainably and the relevant authorities of the place of import and the place of export are satisfied that the trade would promote in situ conservation. (Amended L.N. 114 of 2018; L.N. 22 of 2021) III. “Artificially propagated” (人工培植)Regarding the definition of “artificially propagated” 1. The following definitions for terms are used—(a) “under controlled conditions” means in a non-natural environment that is intensively manipulated by human intervention for the purpose of plant production. General characteristics of controlled conditions may include but are not limited to tillage, fertilization, weed and pest control, irrigation, or nursery operations such as potting, bedding or protection from weather; (Amended L.N. 36 of 2011)(b) “cultivated parental stock” means the ensemble of plants grown under controlled conditions that are used for reproduction, and which must have been, to the satisfaction of the relevant authority of the exporting place— (i) established in accordance with the provisions of the Convention and relevant domestic laws and in a manner not detrimental to the survival of the species in the wild; and (ii) maintained in sufficient quantities for propagation so as to minimize or eliminate the need for augmentation from the wild, with such augmentation occurring only as an exception and limited to the amount necessary to maintain the vigour and productivity of the cultivated parental stock; and (Amended L.N. 36 of 2011) (c) “cultivar” means an assemblage of plants that— (Amended E.R. 5 of 2021) (i) has been selected for a particular character or combination of characters; (ii) is distinct, uniform, and stable in these characters; and (iii) when propagated by appropriate means, retains those characters. (Added L.N. 36 of 2011) 2. The term “artificially propagated” shall be interpreted to refer to plant specimens—(a) grown under controlled conditions; and(b) grown from seeds, cuttings, divisions, callus tissues or other plant tissues, spores or other propagules that either are exempt or have been derived from cultivated parental stock. 3. Plants grown from cuttings or divisions shall be considered to be artificially propagated only if the traded specimens do not contain any material collected from the wild. 4. For the populations of Appendix I species, despite paragraphs 2 and 3 of this item, specimens are to be treated as artificially propagated if, for the taxon involved— (Amended L.N. 22 of 2021)(a) (i) establishment of a cultivated parental stock presents significant difficulties in practice because specimens take a long time to reach reproductive age, as for many tree species;(ii) the propagules are collected from the wild and grown under controlled conditions within a range state, which must also be the place of origin of the propagules;(iii) the relevant authority of that range state has determined that the collection of propagules was legal and consistent with relevant domestic laws for the protection and conservation of the species; and(iv) the relevant authority of that range state has determined that—(A) collection of the propagules was in a manner not detrimental to the survival of the species in the wild and in accordance with Resolution Conf. 16.7 (Rev. CoP17) on non-detrimental findings; and(B) allowing trade in such specimens has a positive effect on the conservation of wild populations;(b) at a minimum, to comply with subparagraph (a)(iv)(A) and (B) above—(i) collection of propagules for this purpose is limited in such a manner such as to allow regeneration of the wild population;(ii) a portion of the plants produced under such circumstances is used to establish plantations to serve as cultivated parental stock in the future and become an additional source of propagules and thus reduce or eliminate the need to collect propagules from the wild; and (Amended L.N.36 of 2011)(iii) if appropriate, a portion of the plants produced under such circumstances is used for replanting in the wild, to enhance recovery of existing populations or to re-establish populations that have been extirpated; and(c) in the case of operations propagating Appendix I species for commercial purposes under such conditions they are registered with the Secretariat. (Amended L.N. 22 of 2021)Regarding grafted plants 5. Grafted plants shall be recognized as artificially propagated only when both the root-stock and the graft have been taken from specimens that have been artificially propagated and grafted specimens consisting of taxa from different Appendices shall be treated as specimens of the taxon included in the more restrictive Appendix.Regarding hybrids 6. Hybrids shall be subject to the provisions of this Ordinance even though not specifically included in the Appendices if one or both of their parents are of taxa included in the Appendices, unless the hybrids are excluded by a specific annotation in Appendix II or Appendix III. 7. Regarding artificially propagated hybrids—(a) any plant species or other taxa listed in Appendix I shall be annotated in accordance with Article XV of the Convention if the provisions of this Ordinance relevant to Appendix I are to apply to artificially propagated hybrids derived from such species or taxa;(b) if a plant species or other taxon listed in Appendix I is annotated, an export permit or re-export certificate shall be required for trade in specimens of all artificially propagated hybrids derived from it; but(c) artificially propagated hybrids derived from one or more unannotated Appendix I species or other taxa shall be treated as being included in Appendix II and entitled therefore to all exemptions applicable to artificially propagated specimens of species listed in Appendix II.Regarding flasked seedlings of Appendix I orchids 8. Flasked seedlings of orchid species listed in Appendix I obtained in vitro, in solid or liquid media, and transported in sterile containers, shall not be considered as specimens of a scheduled species for the purposes of this Ordinance if they have been artificially propagated. IV. “Bred in captivity” (圈養繁殖)Regarding terminology 1. For specimens of animal species bred in captivity—(a) “first-generation offspring (F1)” are specimens produced in a controlled environment from parents at least one of which was conceived in or taken from the wild;(b) “offspring of second generation (F2) or subsequent generation (F3, F4, etc.)” are specimens produced in a controlled environment from parents that were also produced in a controlled environment;(c) the “breeding stock” of an operation means the ensemble of the animals in the operation that are used for reproduction;(d) “a controlled environment” is an environment that is manipulated for the purpose of producing animals of a particular species, that has boundaries designed to prevent animals, eggs or gametes of the species from entering or leaving the controlled environment, and the general characteristics of which may include but are not limited to: artificial housing; waste removal; health care; protection from predators; and artificially supplied food.Regarding the term “bred in captivity” 2. The definition provided below shall apply to the specimens bred in captivity of species included in the Appendices, whether or not they were bred for commercial purposes. 3. The term “bred in captivity” shall be interpreted to refer only to specimens born or otherwise produced in a controlled environment, and shall apply only if—(a) the parents mated or gametes were otherwise transferred in a controlled environment, if reproduction is sexual, or the parents were in a controlled environment when development of the offspring began, if reproduction is asexual; and(b) the breeding stock, to the satisfaction of the competent government authorities of the exporting place—(i) was established in accordance with the provisions of the Convention and relevant domestic laws and in a manner not detrimental to the survival of the species in the wild;(ii) is maintained without the introduction of specimens from the wild, except for the occasional addition of animals, eggs or gametes, in accordance with the provisions of the Convention and relevant domestic laws and in a manner not detrimental to the survival of the species in the wild—(A) to prevent or alleviate deleterious inbreeding, with the magnitude of such addition determined by the need for new genetic material; or(B) to dispose of confiscated animals; or(C) exceptionally, for use as breeding stock; and(iii) has produced offspring of second generation (F2) or subsequent generation (F3, F4, etc.) in a controlled environment; or is managed in a manner that has been demonstrated to be capable of reliably producing second-generation offspring in a controlled environment.Regarding marking of specimens of Appendix I species bred in captivity 4. A specimen bred in captivity shall be marked in accordance with the provisions on marking in the Resolutions adopted by the Conference of the Parties and the type and number of the mark shall be indicated on any Convention certifying document issued in respect of the specimen. V. “Readily recognizable part or derivative”(可輕易地識別的部分或衍生物) 1. The term “readily recognizable part or derivative” shall be interpreted to include any specimen which appears from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be a part or derivative of an animal or plant of a species included in the Appendices, unless such part or derivative is specifically exempted from the provisions of this Ordinance. 2. Coral sand and coral fragments shall not be considered as specimens of a scheduled species for the purposes of this Ordinance. 2A. The following are not specimens of a scheduled species for the purposes of this Ordinance—(a) naturally excreted urine; (b) naturally excreted faeces; (c) naturally excreted ambergris. (Added L.N. 98 of 2014) 3. In this Schedule—(a) “coral sand” means coral material not identifiable to the level of genus and consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae;(b) “coral fragments” means unconsolidated fragments of broken finger-like dead coral and other coral material between 2 and 30 mm in diameter measured in any direction, which are not identifiable to the level of genus; (Amended L.N. 36 of 2011)(c) “coral rock” means hard consolidated coral material not identifiable to the level of genus but identifiable to the level of order, larger than 3 cm in diameter, formed of fragments of dead coral and which may also contain cemented sand, coralline algae and other sedimentary rocks, and includes live rock and substrate, but does not include dead coral;(d) “live rock” means pieces of coral rock to which are attached live specimens of invertebrate species and coralline algae not included in the Appendices and which are transported moist, but not in water, in crates;(e) “substrate” means pieces of coral rock to which are attached invertebrates (of species not included in the Appendices) and which are transported in water like live corals;(f) “dead coral” means pieces of coral identifiable to the level of species or genus, which are dead when exported, but which may have been alive when collected, and in which the structure of corallites (the skeleton of the individual polyp) is still intact;(g) “live coral” means pieces of coral identifiable to the level of species or genus, which are alive and transported in water. VI. “Assisted production” (輔助繁殖)(Added L.N. 22 of 2021) 1. The term “assisted production” is to be interpreted to refer to a way of producing a plant specimen that—(a) is not artificially propagated; and(b) is considered not to be wild because it is propagated or planted in an environment with some level of human intervention for the purpose of plant production. (Added L.N. 22 of 2021) 2. Propagation material used to produce plant specimens from assisted production can be derived from—(a) plant material that is exempt from the Convention;(b) artificially propagated plants;(c) plants grown in an environment with some level of human intervention; or(d) plant material collected sustainably from wild populations in accordance with the Convention and relevant domestic laws and in a manner not detrimental to the survival of the species in the wild. (Added L.N. 22 of 2021) Part 2 Permits and Certificates Regarding standardization of permits and certificates issued under the Convention 1. To fulfil the requirements of Article VI of the Convention and relevant Resolutions, export and import permits, re-export and pre-Convention certificates, certificates of origin and certificates of captive breeding and artificial propagation (except where phytosanitary certificates are used for this purpose) shall include all the information specified in the Annex. 2. Every form shall be printed in one or more of the working languages of the Convention (English, Spanish, French) and in the national language if it is not one of the working languages.Regarding export permits and re-export certificates 3. A re-export certificate shall also specify—(a) the place of origin, the number of the export permit of the place of origin and its date of issue; and(b) the place of last re-export, the number of the re-export certificate of that place and its date of issue, or if the case arises—(c) justification for the omission of any of the aforementioned information. 4. Subject to paragraph 12 of this Part, the provisions of Article III, paragraph 3, Article IV, paragraph 4, Article V, paragraph 3, and Article VI, paragraph 2, of the Convention shall be understood to mean that an export permit or re-export certificate shall be valid for a period of no more than 6 months from the date on which it was granted and that it shall not be accepted to authorize export, re-export or import except during the period of validity.Regarding pre-Convention certificates 5. A pre-Convention certificate shall also specify—(a) that the specimen covered by the certificate is pre-Convention; and(b) the date of acquisition of the specimen. 6. For the purposes of determining whether a specimen was acquired before the provisions of the Convention applied to the specimen (“pre-Convention”)—(a) the date from which the provisions of the Convention apply to a specimen shall be the date on which the species concerned was first included in the Appendices to the Convention; and(b) the date on which a specimen was acquired is—(i) the date on which the specimen was known to be removed from the wild; (ii) the date on which the specimen was known to be born in captivity or artificially propagated in a controlled environment; or (iii) if the date referred to in sub-subparagraph (i) or (ii) is unknown or cannot be proved, the earliest provable date on which it was first possessed by any person. (Replaced L.N. 98 of 2014) 7. All pre-Convention certificates shall include either the precise date of acquisition of the specimens concerned or a certification that the specimens were acquired before a specific date, in accordance with paragraph 6(b) above.Regarding certificates of origin 8. The provisions of Article V, paragraph 3, of the Convention shall be understood to mean that a certificate of origin shall be valid for a period of not more than 12 months from the date on which it was granted, and that it shall not be accepted to authorize export or import except during the period of validity.Regarding phytosanitary certificates 9. A phytosanitary certificate used as a certificate of artificial propagation in accordance with Article VII, paragraph 5, of the Convention for the purpose of the export of an artificially propagated specimen of an Appendix II species shall include the scientific name of the species and the type and quantity of the specimens covered by the certificate, and bear a stamp, seal or other specific indication stating that the specimens are artificially propagated. 10. Phytosanitary certificates shall be used exclusively for the purpose of export from the place of artificial propagation of the specimens concerned.Regarding permits and certificates for coral specimens 10A. On permits and certificates issued to authorize trade in specimens of hard corals of the genera included in the most recent list of “Coral taxa where identification of genus level is acceptable” maintained by the Secretariat, if the species cannot be readily determined, the specimens may be recorded at the genus level. (Added L.N. 36 of 2011) 11.

On permits and certificates for trade in specimens of coral rock, where the genus cannot be readily determined, the scientific name for the specimens shall be “Scleractinia”. 11A. On permits and certificates for trade in worked specimens of black coral, if the species cannot be readily determined, the specimens may be recorded at the genus level, and if the genus cannot be readily determined, the scientific name for the given specimens is “Antipatharia”. (Added L.N. 36 of 2011) 11B. Raw black coral and live black coral must continue to be identified in trade to species level. (Added L.N. 36 of 2011)Regarding permits and certificates for timber species included in Appendix II and Appendix III with the annotation “Designates logs, sawn wood and veneer sheets” 12. The validity of the export permit or re-export certificate may be extended beyond the normal maximum of 6 months after the date of issue, on the condition that—(a) the shipment has arrived in a place of import before the date of expiration indicated on the permit or certificate and is being held in Customs bond (i.e. is not considered as imported);(b) the time extension does not exceed 6 months from the date of expiration of the permit or certificate and no previous extension has been granted;(c) the appropriate enforcement personnel of the place of import who extended the validity of the permit or certificate has included the date of arrival in that place and the new date of expiration in the box relating to special conditions, or an equivalent place, on the permit or certificate, certifying the modification with an official stamp or seal and signature;(d) the shipment is to be imported into another place for consumption from the place of import before the new date of expiration; and(e) a copy of the permit or certificate as amended in accordance with subparagraph (c) above is sent to the relevant authority of the place of export or re-export, allowing it to amend its annual report, and to the Secretariat.Regarding retrospective issue of permits and certificates 13. A permit or certificate issued retrospectively shall not be accepted unless it was issued in accordance with the requirements concerning the retrospective issue of documents under the Convention or any Convention instrument.Regarding acceptance and clearance of documents and security measures 14. Where a permit or certificate has been altered (by rubbing out, scratching out, etc.), modified or crossed out, the alteration, modification or crossing-out shall be authenticated by the stamp and signature of the relevant authority issuing the document. 15. Where a security stamp is affixed to a permit or certificate, the security stamp shall be cancelled by the stamp or seal and signature of the relevant authority issuing the document. 16. Permits and certificates shall indicate the scientific name of the species concerned (including subspecies when appropriate), except in the case where—(a) the Conference of the Parties has agreed that the use of higher taxon names is acceptable;(b) the relevant authority issuing the permit or certificate can show it is well justified and has communicated the justification to the Secretariat;(c) certain manufactured products contain pre-Convention specimens that cannot be identified to the species level; (Amended L.N. 22 of 2021)(d) worked skins or pieces thereof of Tupinambis species that were imported before 1 August 2000 are being re-exported, in which case it is sufficient to use the indication “Tupinambis spp.”; or (Amended L.N. 22 of 2021; E.R. 5 of 2021)(e) the species is unknown and the permit or certificate is for a biological sample of the type and size and for the use specified in Annex 4 to Resolution Conf. 12.3 (Rev. CoP19), in which case it is sufficient to use the scientific name of the genus or family. (Added L.N. 22 of 2021. Amended L.N. 125 of 2023)Regarding documents for sample collection covered by ATA (which means “temporary admission”) carnets 17. For the purpose of the procedure described in paragraphs below, the term “sample collection” refers to collections of legally acquired dead specimens, parts and derivatives of species included in Appendix II or Appendix III and of Appendix I species bred in captivity or artificially propagated for commercial purposes, which are treated as Appendix II specimens, which are not entitled to be sold or otherwise transferred, and that will cross borders for presentation purposes before returning to the place from which such movement was first authorized. (Amended L.N. 36 of 2011; E.R. 5 of 2021) 18. Such sample collections shall be considered as “in transit” and entitled to the special provisions stipulated in Article VII, paragraph 1, of the Convention on the following conditions—(a) a sample collection shall be covered by an ATA carnet and be accompanied by a document, on which it shall be indicated that the document is a permit or certificate either for “export”, “re-export” or “other”, as appropriate, and, in addition, it shall be clearly specified that the document is issued for a “sample collection”; (Amended L.N. 36 of 2011)(b) it shall be specified in an appropriate place of the document that “This document covers a sample collection and is invalid unless accompanied by a valid ATA carnet. The specimen(s) covered by this certificate may not be sold or otherwise transferred whilst outside the territory of the place that issued this document.” The number of the accompanying ATA carnet shall be recorded;(c) the name and address (including the country) of the importer and the exporter or re-exporter shall be identical, and in an appropriate place of the document the names of the places to be visited shall be indicated;(d) the date of expiry of such a document shall not be later than that of the ATA carnet accompanying it and the period of validity shall not be more than 6 months from the date on which it was granted. 19. Such a permit or certificate shall not be transferable and when, during a stay in a place, it is lost, stolen or accidentally destroyed, only the relevant authority that issued it may issue a duplicate or a new document to replace the original. In the case of a duplicate, it must bear the same number, if possible, and the same date of validity as the original document, and contain the following statement: “This document is a true copy of the original”. In the case of a new document, it must state that it replaces the original bearing the number XX. (Amended L.N. 36 of 2011) 20. If specimens in the collection are stolen, destroyed or lost, the owner of the collection shall inform the relevant authority issuing the document and the relevant authority of the place in which that matter occurred as soon as practicable.Regarding permits and certificates issued by the state not party to the Convention 21. Permits and certificates issued by states not party to the Convention shall contain—(a) the name, stamp and signature of a competent issuing authority;(b) sufficient identification of the species concerned for the purposes of the Convention;(c) certification of the origin of the specimen concerned including the export permit number from the place of origin, or justification for omitting such certification;(d) in the case of export of specimens of a species included in Appendix I or Appendix II, certification to the effect that the competent scientific institution has advised that the export will not be detrimental to the survival of the species (in case of doubt a copy of such advice shall be required) and that the specimens were not obtained in contravention of the laws of the place of export;(e) for re-export, the name of the place of origin of the specimen concerned and—(i) if the place of origin was a Party, the number of the export permit and the date of issue; (ii) if the place of origin was not a Party, certification to the effect that the competent authority of the place of origin has issued an export document that substantially meets the requirements of Article VI of the Convention; and (iii) if any information referred to in sub-subparagraph (i) or (ii) is omitted, the justification for the omission; (Replaced L.N. 98 of 2014)(f) in the case of export or re-export of live specimens, certification to the effect that they will be transported in a manner that will minimize the risk of injury, damage to health or cruel treatment. 22. Documentation from states not party to the Convention shall only be accepted if the details of the competent authorities and scientific institutions of such states that are included in the online Directory of the Convention were communicated less than 2 years previously, unless the Secretariat confirms that it has more recent information. (Amended L.N. 36 of 2011 and L.N. 53 of 2011) Annex to Part 2 Permits and Certificates Information that shall be included in permits and certificatesissued under the Convention (a) The full name and the logo of the Convention (b) The complete name and address of the relevant authority issuing the permit (c) A unique control number (d) The complete names and addresses of the exporter and importer (e) The scientific name of the species to which the specimens belong (or the subspecies when it is relevant in order to determine in which Appendix the taxon concerned is included) in accordance with the adopted standard nomenclature (f) The description of the specimens, in one of the Convention’s 3 working languages, using the nomenclature of specimens distributed by the Secretariat (g) In the case of an export permit, the numbers of the marks appearing on the specimens if they are marked or if the Conference of the Parties prescribes marking (specimens from ranches, subject to quotas approved by the Conference of the Parties, originating from operations which breed animals included in Appendix I in captivity for commercial purposes, etc.) (h) The Appendix in which the species or subspecies or population is listed (N.B.: This does not change even if the specimen concerned is deemed to be included in a different Appendix. For example, although specimens of Appendix I species bred in captivity for commercial purposes are deemed to be specimens of species included in Appendix II, the species remains listed in Appendix I, and this must be specified on the permit or certificate) (Amended L.N. 36 of 2011) (i) The source of the specimens (j) The quantity of specimens and, if appropriate, the unit of measure used (k) The date of issue and the date of expiry (l) The name of the signatory and his or her signature (m) The embossed seal or ink stamp of the relevant authority (n) In the case of a certificate of origin, a statement that the specimens originate in the place that issued the certificate. Part 3 Requirements Relating to Exemption for Non-Commercial Loan, Donation or Exchange of Museum and Herbarium Specimens, etc. (Amended L.N. 22 of 2021) For the purposes of implementing the exemption for scientific exchange in Article VII, paragraph 6, of the Convention, the requirement that herbarium specimens, preserved, dried or embedded museum specimens (including non-live animal specimens), frozen museum specimens, duplicate herbarium specimens, wildlife forensic research specimens, diagnostic samples of the type listed in Annex 4 to Resolution Conf. 12.3 (Rev. CoP19) or live plant material, or the container used to transport such specimens, samples or material, carry a label issued or approved by a relevant authority shall be met if the label— (Amended L.N. 22 of 2021; L.N. 125 of 2023) (a) bears the acronym “CITES”;(b) identifies the specimens, samples, material or contents of the container as herbarium specimens, preserved, dried or embedded museum specimens (including non-live animal specimens), frozen museum specimens, duplicate herbarium specimens, wildlife forensic research specimens, diagnostic samples of the type listed in Annex 4 to Resolution Conf. 12.3 (Rev. CoP19) or live plant material (as the case may be) for scientific study, for forensic analysis or for diagnostic purposes; and (Replaced L.N. 22 of 2021. Amended L.N. 125 of 2023)(c) sets out the name and address of the sending institution and the codes of the exporting and importing institutions over the signature of a responsible officer of that registered scientific institution. Schedule 4 [ss. 2 & 26A]Stricter Regulation of Elephant Hunting Trophies and Elephant Ivory Part 1 Interpretation 1. Interpretation (1) In this Schedule— antique elephant ivory (古董象牙)— (a) means a piece of elephant ivory that was, before 1 July 1925— (i) removed from the wild; (ii) significantly altered from its natural state for jewellery, adornment, art, utility or musical instruments; and (iii) acquired by a person after the alteration in such altered state that required no further carving, crafting or processing to effect its purpose; and (b) does not include an elephant hunting trophy; (Added 7 of 2018 s. 27) Cap. 586A (《第586A章》) means the Protection of Endangered Species of Animals and Plants (Exemption for Appendix I Species) Order (Cap. 586 sub. leg. A);Cap. 586B (《第586B章》) means the Protection of Endangered Species of Animals and Plants (Exemption for Appendices II and III Species) Order (Cap. 586 sub. leg. B);elephant (象) means an animal of the species Elephas maximus or Loxodonta africana; elephant hunting trophy (象狩獵品) means a whole elephant, or a part or derivative of an elephant, (item) that— (a) is raw or processed; (b) was acquired by a person through hunting; and (c) is being imported, exported or re-exported by or on behalf of the person as part of the transfer of the item from its place of origin to the person’s usual place of residence; elephant ivory (象牙) means the ivory of an elephant;pre-Convention (《公約》前標本)—see subsection (2).(2) For the purposes of this Schedule, a specimen is pre-Convention if it was acquired before the provisions of the Convention applied to it (as determined in accordance with paragraph 6 of Part 2 of Schedule 3). Part 2 Import 2. Import of pre-Convention specimens Section 17 does not apply to the import of a specimen that is an elephant hunting trophy or elephant ivory. (Amended 7 of 2018 s. 27) 3. Import of specimens of Appendix II species Section 18 does not apply to the import of a specimen that is an elephant hunting trophy or elephant ivory. 4. Issue, extension, renewal and variation of licences for import (1) For a specimen that is an elephant hunting trophy, the Director may approve an import licence application only if the Director is satisfied that there are exceptional circumstances justifying the approval.(2) For a specimen that is elephant ivory, the Director may approve an import licence application only if the Director is satisfied that—(a) the specimen is antique elephant ivory; (Amended 7 of 2018 s. 27)(b) the specimen is intended for use for scientific, educational or law enforcement purposes; or(c) there are exceptional circumstances justifying the approval.(3) In this section—import licence application (進口許可證申請), in relation to a specimen, means an application made under section 23 or 24 in respect of a licence for the import of the specimen. 5. Import of specimens of Appendix II species as personal or household effects (1) Section 5 of Cap. 586B does not apply to the import of a specimen that is an elephant hunting trophy.(2) Section 5(4) of Cap. 586B does not apply to the import of a specimen that is elephant ivory. Part 3 Re-export 6. Issue, extension, renewal and variation of licences for re-export (1) For a specimen that is an elephant hunting trophy, the Director may approve a re-export licence application only if the Director is satisfied that there are exceptional circumstances justifying the approval.(2) For a specimen that is elephant ivory, the Director may approve a re-export licence application only if the Director is satisfied that—(a) the specimen is antique elephant ivory; (Amended 7 of 2018 s. 27)(b) the specimen is intended for use for scientific, educational or law enforcement purposes; or(c) there are exceptional circumstances justifying the approval.(3) In this section—re-export licence application (再出口許可證申請), in relation to a specimen, means an application made under section 23 or 24 in respect of a licence for the re-export of the specimen. 7. Re-export of specimens of Appendix I species as personal or household effects acquired pre-Convention Section 6 of Cap. 586A does not apply to the re-export of a specimen that is an elephant hunting trophy or elephant ivory. (Amended 7 of 2018 s. 27) 8. Re-export of specimens of Appendix II species as personal or household effects (1) Section 5 of Cap. 586B does not apply to the re-export of a specimen that is an elephant hunting trophy.(2) Section 5(4) of Cap. 586B does not apply to the re-export of a specimen that is elephant ivory. 9. Re-export of specimens of Appendix II species as personal or household effects acquired pre-Convention Section 7 of Cap. 586B does not apply to the re-export of a specimen that is an elephant hunting trophy or elephant ivory. (Amended 7 of 2018 s. 27) Part 4 Possession or Control 9A. Possession or control of pre-Convention specimens Section 20 applies to a person’s possession or control of a specimen that is elephant ivory only if the person also proves to the satisfaction of the Director that the specimen is antique elephant ivory. (Added 7 of 2018 s. 27) 10. Issue, extension, renewal and variation of licences for possession or control (1) For a specimen that is elephant ivory, the Director may approve a possession licence application only if the Director is satisfied that—(a)-(b) (Repealed 7 of 2018 s. 27)(c) there are exceptional circumstances justifying the approval.(2) In this section—possession licence application (管有許可證申請), in relation to a specimen, means an application made under section 23 or 24 in respect of a licence for the possession or control of the specimen. (Amended 7 of 2018 s. 27)(Amended 7 of 2018 s. 27)(Schedule 4 added 7 of 2018 s. 26)