Kansas Statutes § 17-12a409 Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative. — United States — Kansas law | Esheria

Kansas Statutes § 17-12a409 Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative.

A withdrawal of registration by a broker-dealer, agent, investment adviser, or investment adviser representative generally becomes effective 60 days after the withdrawal application is filed, unless a revocation or suspension proceeding is already pending.

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Jurisdiction
United States — Kansas
Instrument
Act or statute
Version
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Language
en
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broker-dealer regulation investment adviser regulation registration withdrawal

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