Minnesota Statutes § 80A.64 - SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, AND INVESTMENT ADVISER — United States — Minnesota law | Esheria

Minnesota Statutes § 80A.64 - SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, AND INVESTMENT ADVISER

A withdrawal of registration by a broker-dealer, agent, or investment adviser usually takes effect 60 days after the withdrawal application is filed, unless a pending revocation or suspension proceeding changes that timing.

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Jurisdiction
United States — Minnesota
Instrument
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Version
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Language
en
Updated
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administrative enforcement registration withdrawal

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