Government Code § 4004.101
An agent may not sell or offer securities in Texas for a registered dealer unless registered for that dealer. The commissioner must register a person as an agent when a registered dealer applies in writing and the requirements are satisfied.
- Jurisdiction
- United States — Texas
- Instrument
- Code
- Version
- Undated source snapshot
- Language
- en
- Official source
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agent registration dealer compliance
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Government Code § 4004.101
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