Shen v. Chan
- Citation
- 2021 BCSC 2514
- Status
- Judgment
- Jurisdiction
- Canada
- Court
- Supreme Court of British Columbia
- Decision
- 24 December 2021
- Posture
- Civil Claim Dismissed for Want of Prosecution; Application to Reconsider and Related Estate Substitution / Post Judgment Application to Reconsider and Application for Substitution; Appeal of March 23, 2021 Dismissal Pending at Court of Appeal
- Language
- English
More details
- Court
- Supreme Court of British Columbia
- Decision
- 24 December 2021
- Posture
- Civil Claim Dismissed for Want of Prosecution; Application to Reconsider and Related Estate Substitution / Post Judgment Application to Reconsider and Application for Substitution; Appeal of March 23, 2021 Dismissal Pending at Court of Appeal
- Language
- English
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The applications were dismissed because the applicant sought to relitigate and overturn the March 23, 2021 dismissal after filing a notice of appeal rather than presenting new evidence or a discrete mechanical error, and the appropriate forum for reconsideration or substitution is the Court of Appeal to avoid multiplicity of proceedings and respect the restraint on reopening judgments.
Court disposition
Both the applicant's (Ms. Shen) and Ms. Tsai's applications dismissed
Orders
- Application by Ms. Shen dismissed
- Application by Ms. Tsai dismissed
- If parties wish to address costs, they must arrange through Supreme Court Scheduling a 9 a.m., 55-minute hearing before Justice Funt; costs with respect to the March 23, 2021 Reasons may be addressed at that time
02
Material facts
Parties
Shang Chen Shen
Plaintiff Counsel: C.L. BaumanEdit Chan
DefendantYouti Wan
Defendant (deceased)Teresa Yun-Chu Tsai
Executor and Trustee of the Will of Youti Wan Counsel: R.D. IrvingJohn A. Gunson (also known as John Gunson)
Third PartyEuro Canadian Construction Corp.
Third PartyAmounts and remedies
- Hearing Days: 2
03
Procedural history
Posture
Civil Claim Dismissed for Want of Prosecution; Application to Reconsider and Related Estate Substitution / Post Judgment Application to Reconsider and Application for Substitution; Appeal of March 23, 2021 Dismissal Pending at Court of Appeal
04
Questions and positions
Legal issues
- 01
Whether the court should reconsider and set aside its March 23, 2021 dismissal for want of prosecution
- 02
Whether an injunction should issue prohibiting filings in name of deceased party
- 03
Whether the estate representative should be substituted nunc pro tunc as party
- 04
Whether the trial judge should exercise discretion to reopen judgment after reasons delivered and while appeal pending
Party arguments
- Applicant
- Applicant (Ms. Shen) sought that the court reconsider and cancel its March 23, 2021 dismissal for want of prosecution, substitute an order denying dismissal, grant an injunction prohibiting anyone from filing documents or seeking relief in the name of deceased Youti Wan in these proceedings, and order costs against the estate of Youti Wan.
- Respondent
- Respondent (Ms. Tsai as executor) argued the court should refuse to reopen or reconsider the March 23, 2021 Reasons because the applicant has already filed a notice of appeal, the matter is properly pursued before the Court of Appeal, reconsideration is inappropriate absent new evidence or a narrow mechanical error, functus officio has not been engaged only because the order has not been entered, and any substitution of the estate should be determined by the Court of Appeal with a complete record.
05
Court’s reasoning
Legal principles
- 01
Mayer v. Mayer Estate, 2020 BCCA 282 (summarizing Moradkhan v. Mofidi, 2013 BCCA 132)
A judge’s discretion to reopen or reconsider a concluded trial should be exercised with restraint and only to avoid substantial injustice; not to permit re-argument or introduction of substantial new evidence
- 02
Toor v. Dhillon, 2020 BCCA 309
The doctrine of functus officio applies once final judgment is entered; lack of an entered order may mean functus officio has not yet been engaged
- 03
Authoritative appellate practice and reasons of Funt J., citing Mayer v. Mayer Estate, 2020 BCCA 282
The court should avoid multiplicity of proceedings and matters properly before an appellate court should be decided by that court
06
Ratio, limits and disposition
Ratio decidendi
The applications were dismissed because the applicant sought to relitigate and overturn the March 23, 2021 dismissal after filing a notice of appeal rather than presenting new evidence or a discrete mechanical error, and the appropriate forum for reconsideration or substitution is the Court of Appeal to avoid multiplicity of proceedings and respect the restraint on reopening judgments.
Obiter and limits
- Functus officio had not been engaged solely because the order reflecting the March 23, 2021 Reasons had not been entered
- The fact the applicant was self-represented at the dismissal hearing does not justify reopening the matter
- It would be unseemly for this Court to provide additional reasons 'over the transom' given the appellate process
Court disposition
Both the applicant's (Ms. Shen) and Ms. Tsai's applications dismissed
- Application by Ms. Shen dismissed
- Application by Ms. Tsai dismissed
- If parties wish to address costs, they must arrange through Supreme Court Scheduling a 9 a.m., 55-minute hearing before Justice Funt; costs with respect to the March 23, 2021 Reasons may be addressed at that time
Source and reliance status
Supreme Court of British Columbia · 24 December 2021
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Supreme Court of British Columbia
Judgment· 24 December 2021
2021 BCSC 2514 Shen v. Chan
IN THE SUPREME COURT OF BRITISH COLUMBIA Citation: Shen v. Chan, 2021 BCSC 2514 Date: 20211224 Docket: S117400 Registry: Vancouver Between: Shang Chen Shen Plaintiff And Edit Chan and Youti Wan Defendants And John A. Gunson also known as John Gunson Euro Canadian Construction Corp. Third Party Before: The Honourable Mr. Justice Funt Reasons for Judgment Counsel for the Plaintiff, appearing in person (November 12, 2021) and via video conference (November 26, 2021): C.L. Bauman Counsel for Teresa Yun-Chu Tsai, Executor and Trustee of the Will of Youti Wan, appearing in person (November 12, 2021) and via video conference (November 26, 2021): R.D. Irving No other appearances Place and Dates of Hearing: Vancouver, B.C. November 12 and 26, 2021 Place and Date of Judgment: Vancouver, B.C. December 24, 2021 1. introduction [1] On March 23, 2021, I dismissed the plaintiff's claim as against Ms. Youti Wan: Shen v. Chen, 2021 BCSC 519 ("March 23, 2021 Reasons"). [2] The plaintiff's claim as against Ms. Edith Chan had previously been dismissed: Shen v. Chan, 2016 BCSC 1370, upheld Shen v. Chan, 2018 BCCA 4. [3] As may be seen from my March 23, 2021 Reasons, Ms. Wan died on April 6, 2014. She left a Will dated September 27, 2007. On March 13, 2017, Teresa Yun-Chu Tsai, Executor and Trustee of the Will of Ms. Wan ("Ms. Tsai"), was granted Letters Probate. [4] Before August 16, 2018, Ms. Shen
was aware that the "executor issues", as Justice Gropper described, had been resolved: Shen v. Chan, 2018 BCSC 1568 at para. 12. [5] On October 30, 2018, Justice Saunders, at a case planning conference, ordered, among other orders, that "the plaintiff will take all necessary steps to amend the pleadings to substitute the defendant Youti Wan by January 31, 2019". [6] A consent order to the foregoing effect was prepared by Ms. Shen's then counsel, signed by Ms. Tsai's then counsel, and then submitted for filing. The registry rejected the form of the order. [7] As noted in my March 23, 2021 Reasons, Ms. Shen started to represent herself on January 28, 2019. She took no further action to comply with the order made by Justice Saunders. [8] The order reflecting my March 23, 2021 Reasons has yet to be entered. [9] On April 22, 2021, Ms. Shen filed a notice of application for leave to appeal with our Court of Appeal. [10] On April 28, 2021, Ms. Shen filed a notice of appeal of the March 23, 2021 dismissal of her claim. [11] I understand that Ms. Shen's main ground of appeal is that Ms. Tsai was not a proper party to bring the motion to dismiss Ms. Shen's claim for want of prosecution. [12] On August 30, 2021, Ms. Shen filed the current application before me. She seeks the following orders: 1. An order that this honorable court reconsider and cancel the granting of the application of
the motion, brought by J.C. MacDonald [then counsel for Ms. Tsai], heard on February 3-5, 2021 with that motion granted on March 23, 2021 and substitute an order denying the remedy sought; 2. An order in the nature of an injunction prohibiting anyone from filing documents or seeking the relief of the Courts in the name of Youti Wan (deceased) in the within litigation; and 3. An order that the costs of the application be payable in any event of the cause as against the Estate of Youti Wan Tsai. [13] For the reasons that follow, I will dismiss Ms. Shen's application. 2. analysis [14] Ms. Tsai accepts that without an entered order reflecting my March 23, 2021 Reasons, the doctrine of functus officio has not yet been engaged: Toor v. Dhillon, 2020 BCCA 309 at para. 12. [15] From the relief sought by Ms. Shen, it is apparent that she seeks a complete reversal of the March 23, 2021 dismissal of her claim for want of prosecution. [16] As noted, Ms. Shen filed her notice of appeal of the March 23, 2021 dismissal of her claim before bringing her current application. [17] It is essential to the efficient administration of justice that there is not a multiplicity of proceedings addressing the same issue. [18] Each of the submissions Ms. Shen has made before me on the current application may be made before our Court of Appeal. [19] The current application is not one of, say, correcting a
transposed figure or correcting a calculation, which, in turn, would serve to provide a correct record aligned with reasons for judgment. [20] Ms. Shen's current application is not based on new evidence. If, arguendo, Ms. Shen's application were based on new evidence, in my view, the appropriate court to hear the matter would in most cases be our Court of Appeal. Again, Ms. Shen's current application was filed after she filed her notice of appeal. [21] The exercise of my discretion to not reconsider my March 23, 2021 Reasons is consistent with authority. In Mayer v. Mayer Estate, 2020 BCCA 282, our Court of Appeal stated: [20] Justice Garson's summary of the applicable principles in Moradkhan [v. Mofidi, 2013 BCCA 132] nevertheless remains helpful (I have jettisoned the adjective "unfettered" from the second bullet point): [31] I would summarize the main principles applicable to such an application in the following way: · it is generally speaking in the interests of justice to consider that a trial is complete when each side has closed their case and the judge has delivered his or her judgment; · a judge's discretion to reopen a trial should be exercised with restraint; · a party may not use the rule to re-argue, re-cast, or re-state his or her case, rather the rule is available to remedy what might otherwise be a substantial injustice; · it is not intended that a party should
be able to lead substantial new evidence, nor does the rule generally permit the leading of new expert evidence; · the reasons that the evidence was not led or submissions not made in the first place may be relevant to the exercise of the judge's discretion, particularly where the failure to do so in the first place was a considered or pragmatic decision; and · the discretion should only be exercised if the reception of the new evidence would probably change the result of the trial. I would add to this list that a judge may reasonably exercise such discretion where a relatively discreet error in math or some mechanical consideration of the evidence is clearly in error. Finally, the overarching consideration is whether it is in the interests of justice that the court reopen the case. (See also Brown v. Douglas, 2011 BCCA 521, 314 B.C.A.C. 143.) [22] There is not an injustice. Ms. Shen may "re-argue, re-cast, or re-state" her arguments before our Court of Appeal. [23] The fact that Ms. Shen represented herself on Ms. Tsai's application to dismiss her claim for want of prosecution does not change matters. The rule is the same. A litigant, whether represented by counsel or self-represented, should not be granted the opportunity to "re-argue, re-cast, or re-state" arguments before the Court that heard the matter in first instance. [24] As stated again in Mayer, "it is generally speaking in the interests of justice to consider that a trial is completed when each side has closed their case and the judge has delivered his or her judgment". [25] I will dismiss Ms. Shen's application.
3. Ms. Tsai's application [26] Ms. Tsai applied for the following orders: 1. An order nunc pro tunc, substituting "Teresa Yun-Chu Tsai, as the representative of the estate of Youti Wan" in place of the defendant, Youti Wan" in the within proceedings as of March 13, 2017, or in the alternative, as of December 19, 2019; and 2. Costs as against any parties who oppose this application. [27] I will also dismiss Ms. Tsai's application. If I should have ordered the style of cause to be amended as part of my March 23, 2021 Reasons, it should also be determined by our Court of Appeal. Our Court of Appeal will have a complete record and, accordingly, will be in the position to make the correct determination. [28] In my view, it would be unseemly for this Court to now provide some "over the transom" reasons. 4. conclusion [29] The application brought by Ms. Shen is dismissed. [30] The application brought by Ms. Tsai is dismissed.
5. Costs [31] If the parties wish to address costs, I ask that they arrange through Supreme Court Scheduling a 9 a.m., 55-minute hearing before me. Costs with respect to my March 23, 2021 Reasons may also be addressed at such time. "Funt J."
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