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England and Wales Case Law

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Pensions law

Hamilton Quantity Surveying Limited v The Pensions Regulator

The Tribunal dismissed an employer’s appeal against a £400 pensions fixed penalty notice, finding the compliance notice was properly issued and deemed received.

  • Automatic enrolment compliance
  • Service of statutory notices
  • Statutory presumptions
  • Employer duties
  • Fixed penalty notices
  • Automatic-enrolment
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Pensions regulation

Pavillion - MPL Ltd v The Pensions Regulator

The tribunal dismissed an appeal against a £400 fixed penalty notice for failure to comply with a pensions compliance notice, remitting the matter to the regulator.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Mitigation
  • Statutory presumptions
  • Pensions-regulation
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Pensions

Haslington Building and Roofing Ltd v The Pensions Regulator

Statutory notices sent to the registered office are presumed served under Pensions Act 2004 and related regulations; mere denial of receipt does not rebut this presumption, and late compliance does not constitute a reasonable excuse to cancel the penalty.

  • Employer duties
  • Service of statutory notices
  • Fixed penalty
  • Re-declaration
  • Statutory presumptions
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Pensions law

NWF Swiftpak Ltd v The Pensions Regulator

The Employer did not provide a reasonable excuse for failing to comply with the Compliance Notice. Notices were properly served to the registered office, and the Employer had adequate reminders and time to comply. The Regulator was entitled to issue the Fixed Penalty Notice, which is fixed by law.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Employer duties
  • Statutory presumptions
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Pensions law

RSPK 2022 Ltd v The Pensions Regulator

The employer failed to provide a reasonable excuse for non-compliance with the Compliance Notice, statutory presumptions of service were not rebutted, and the penalty is fixed by law; therefore, the Fixed Penalty Notice is confirmed.

  • Automatic enrolment
  • Fixed penalty notice
  • Compliance notice
  • Statutory presumptions
  • Employer obligations
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Pensions law

Peckover Street Ltd v The Pensions Regulator

The employer failed to provide a reasonable excuse for non-compliance; statutory presumptions of service and receipt were not displaced; reminders are not legally required; late compliance does not excuse failure to comply by the deadline; the Fixed Penalty Notice was lawfully issued and must be confirmed.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Statutory presumptions
  • Employer duties
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Pensions regulation

Dave Electrical Services Ltd v The Pensions Regulator

The employer failed to comply with the Compliance Notice and did not rebut the presumption of service. The Fixed Penalty Notice was properly issued and is upheld. The penalty is not disproportionate or unfair.

  • Fixed penalty notice
  • Compliance notice
  • Statutory presumptions
  • Employer duties
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Pensions law

L’Oro di Napoli Ealing Ltd v The Pensions Regulator

The employer failed to provide a reasonable excuse for non-compliance; statutory presumptions of service were not rebutted; late compliance does not excuse failure to comply by the deadline; the penalty was lawfully and properly imposed.

  • Automatic enrolment
  • Employer compliance
  • Fixed penalty notice
  • Statutory presumptions
  • Re-declaration of compliance
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Pensions law

GTS Services (UK) Ltd v The Pensions Regulator

The employer failed to provide a reasonable excuse for non-compliance with the Unpaid Contributions Notice, and the statutory presumption of service was not displaced. Late payment of contributions and financial hardship do not justify revocation or reduction of the fixed penalty, which is fixed by law.

  • Fixed penalty notice
  • Automatic enrolment duties
  • Unpaid pension contributions
  • Statutory presumptions
  • Employer duties
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England and Wales decisions are organised by court, judge, legal area and indexed issue so a practitioner can move from a proposition to a citable authority with the surrounding context intact.