Hong Kong Judgment

Court of Appeal

HKSAR v. LAU PO SING AND ANOTHER

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Source document

01

Holding and result

The judge erred by applying a mitigation discount for assistance after fixing total sentences; mitigation for assistance must be reflected by reducing starting points and then assessing totality. Applying that approach, a 40% discount for the 1st applicant's assistance was appropriate. Accordingly the 1st applicant's sentences were re‑assessed and substituted; the 2nd applicant's application was dismissed and his sentence upheld.

Court disposition

1st applicant's appeal allowed and sentence varied; 2nd applicant's application for leave to appeal dismissed and sentence upheld

Orders

  • Leave to appeal granted for 1st applicant and appeal heard and allowed
  • 1st applicant: Count 1 substituted with 3 years 7 months imprisonment (43 months)
  • 1st applicant: Count 2 substituted with 40 months imprisonment, of which 12 months to be served consecutively
  • 2nd applicant: application for leave to appeal dismissed; sentence of 4 years imprisonment for the joint count is upheld

02

Material facts

Parties

1st Applicant (D1)

Applicant Counsel: Mr Kwan Tong Lee

2nd Applicant (D2)

Applicant

HKSAR

Respondent Counsel: Mr Cheung Wai Sun; Ms Agnes Chan

Amounts and remedies

  • Mobile Phone Value: HKD 1,500
  • Wallet Value: HKD 500
  • Fine for Prior Drug Conviction: HKD 1,000
  • 1st Applicant Count 1 Sentence (months): months 43
  • 1st Applicant Count 2 Sentence (months): months 40

03

Procedural history

  1. Posture

    Criminal Appeal Against Sentence / Leave to Appeal Application Heard and Treated as Appeal Hearing

04

Questions and positions

Legal issues

Party arguments

Applicant
1st applicant (by counsel) submitted a substantial discount for his assistance to the police (arguing 45–50%) and relied on mitigation including youth and plea. The 2nd applicant in person sought mercy and relied on remorse and family circumstances.
Respondent
Prosecution accepted some discount but argued 50% was not appropriate since the 1st applicant did not give evidence; submitted that a 40% discount was proper on these facts. For the 2nd applicant the starting point of 6 years was not manifestly excessive and the one‑third plea discount applied.

05

Court’s reasoning

  1. 01

    Mo Kwong-sang v R [1981] HKLR 610

    Guidelines for starting points in armed robbery with a knife: ordinarily five years; six years where invasion of premises; seven years where physical violence used

  2. 02

    Z v HKSAR [2007] 1 HKLRD 977 and authorities cited therein

    Discounts for assistance vary by degree: ~40% for assistance without testifying, ~50% where truthful material evidence is given, up to two‑thirds for 'supergrass' level cooperation

  3. 03

    This judgment (Court of Appeal) applying sentencing principle

    Mitigating factors should, so far as possible, be taken into account by reducing the starting points of sentences rather than by adjusting totality after sentences are fixed

  4. 04

    This judgment (Court of Appeal)

    Totality principle governs the overall sentence and the appropriateness of consecutive terms

06

Ratio, limits and disposition

Ratio decidendi

The judge erred by applying a mitigation discount for assistance after fixing total sentences; mitigation for assistance must be reflected by reducing starting points and then assessing totality. Applying that approach, a 40% discount for the 1st applicant's assistance was appropriate. Accordingly the 1st applicant's sentences were re‑assessed and substituted; the 2nd applicant's application was dismissed and his sentence upheld.

Obiter and limits

  • Age of 18 is not sufficiently young to warrant special mitigation in these offences
  • A 50% discount is inappropriate where the co‑operator has not given evidence against those assisted
  • Court of Appeal will round discounts to the nearest month when fixing sentence

Court disposition

1st applicant's appeal allowed and sentence varied; 2nd applicant's application for leave to appeal dismissed and sentence upheld

  • Leave to appeal granted for 1st applicant and appeal heard and allowed
  • 1st applicant: Count 1 substituted with 3 years 7 months imprisonment (43 months)
  • 1st applicant: Count 2 substituted with 40 months imprisonment, of which 12 months to be served consecutively
  • 2nd applicant: application for leave to appeal dismissed; sentence of 4 years imprisonment for the joint count is upheld

Source and reliance status

Court of Appeal · 21 August 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 21 August 2007

HKSAR v. LAU PO SING AND ANOTHER

bjbj 21 August 2007 ___ macrobutton nomacro JUDGMENT ___ macrobutton nomacro Hon Tang VP (giving the judgment of the court): Introduction The 1st and 2nd applicants were jointly charged with one count of robbery which took place on 13 August 2006. The 1st applicant was additionally charged with another count of robbery which took place earlier on 1 July 2006. On their pleas, both applicants were each sentenced to 4 years imprisonment in respect of the joint count. The 1st applicant was also sentenced to 4 years on his additional count, 2 years of which were ordered to be served consecutively. However, his total sentence was reduced by 3 months because of his assistance to the police which led to the apprehension and conviction of the 2nd applicant. The 1st applicant therefore was sentenced to a totality of 5 years 9 months imprisonment and the 2nd applicant to 4 years imprisonment. This is their application for leave to appeal against sentence. The Offences Charge 1 At about 3:55 am on 13 August 2006, the victim, a 19-year-old man, was walking outside Yiu Chak House, Tin Yiu Estate, Tin Shui Wai when the 1st applicant held him from behind. The 1st applicant displayed a knife in his right hand and asked him not to move. At that time, the 2nd applicant was standing next to the victim and kept a lookout. The 1st applicant robbed the victim of a mobile phone

with a value of $1,500, a wallet valued at $500 and an Octopus card. The victim reported the matter to the police. Charge 2 At about 1:15 am, on 1 July 2006, another victim, a 21-year-old woman, was walking outside the football pitch, Yiu Hing House, Tin Yiu Estate, when the 1st applicant used his right hand to hold her neck from behind. At that time, the 1st applicant was holding a knife in his left hand. He warned her not to make any noise and told her to surrender her wallet and mobile phone. The 1st applicant then took off his hand from the victim. The victim could see that the 1st applicant was holding a knife with his right hand which was pointing at her. The victim tried to negotiate with the 1st applicant and asked if she could only give him money. The 1st applicant asked her to stop being noisy and that she should be quick. The victim then gave him $150. After the 1st applicant had gone, the victim went home and reported to the police. Arrest of the 1st applicant The 1st applicant pawned the mobile phone. The pawnshop gave the identity card number of the 1st applicant to the police. As a result, the 1st applicant was arrested at his home on 15 August 2006. The Octopus card and the knife used in the robbery were found. When he was interviewed by the police he confessed and told the police about the 2nd applicant and on 16 August 2006 led them to the 2nd applicant s home

where the 2nd applicant was arrested. When the 1st applicant was asked by the police about the 2nd robbery, because the police had reasons to believe that he was involved, the 1st applicant also confessed. The applications The 1st applicant had just turned 18 at the time of the two offences. He has one previous conviction for possession of dangerous drugs in relation to which he was fined $1,000 in April 2006. The 2nd applicant was also 18. He has no previous conviction. According to Deputy Judge E Toh, the defendants had the support of their parents who pleaded for leniency on their behalf. The learned judge followed the guidelines laid down in Mo Kwong-sang v R [1981] HKLR 610, and adopted a starting point of 6 years. She said: The Court of Appeal had laid down guidelines since 1981, in the case of Mo Kwong Sang, for robbery with an offensive weapon like knives. The standard starting point recommended is one of 5 years imprisonment. These defendants are aged 18 and they cannot pray in aid their young age because it is not considered a young enough age for the court to take that into account. Furthermore, these are very serious offences that call for deterrent sentences. The aggravating features in this case are the fact that both these robberies were committed in the early hours of the morning. The first offence is further aggravated by the fact that there were two of you

committing this robbery, with planning beforehand. Added to that, the 1st defendant is facing two counts of robbery himself. Having heard mitigation from both counsel and taking that into account, together with the fact of the circumstances of these robberies, and having seen the knife which is not a common household knife, it is a very vicious knife, I consider that an appropriate starting point in this case on the 1st count would be one of 6 years imprisonment. That will be reduced by one-third to 4 years imprisonment. This is what the Court of Appeal said in Mo Kwong-sang: We suggest that, in future, the appropriate sentence in an ordinary case of armed robbery, where the accused was carrying a knife or other dangerous weapon which he displayed to his victim, should normally be five years. If such a robbery also involves an invasion of private premises (which includes domestic and business premises and the common parts of premises such as lifts and staircases) we suggest that a sentence of six years would be appropriate. If any physical violence, which includes tying them up, is used on any of the victims, we suggest that a sentence of seven years should be considered. These suggested sentences should be increased if there are other aggravating factors. Among these, though the list is not exhaustive, are invasion of domestic premises during the night; the presence of more

than one person in the group of robbers; threats made to victims; ill-treatment of elderly persons and children; and a multiplicity of offences of a similar kind. These guidelines are intended to apply to those who are convicted after a trial. Although we regard the starting point as high we cannot say that it was manifestly excessive. The 2nd applicant, who appeared in person, showed genuine remorse when he addressed us. He also told us about his aged grandmother and his family circumstances. He was given the maximum one-third discount for his plea. Since the starting point of 6 years is not manifestly excessive, we are not entitled to interfere. That being the case, the 2nd applicant s application for leave to appeal must be dismissed. So far as the 1st applicant and the 2nd count is concerned, the learned judge also adopted a starting point of 6 years. Here, as Mr Cheung, counsel for the respondent, has correctly pointed out, there was only one person involved, namely, the 1st applicant. So the judge erred when she said: I do not see any difference between this count and the 1st count, so the starting point for this will also be 6 years imprisonment, reduced to 4 because of his plea. But in any event the judge, in our view, also erred when she reduced the totality of sentence she had arrived at by way of the mitigating factor of the 1st applicant s assistance to the police.

The more correct procedure is for mitigating factors so far as is possible to be taken into account in the reduction of the starting points of sentences. It is then that totality of sentence is arrived at. Because of that error of principle we will approach sentencing afresh. Assistance to the Police The only mitigation available to the 1st applicant apart from his plea is the assistance he gave to the police in the arrest of the 2nd applicant. On the facts of this case, it appears that had the 1st applicant not told the police of the 2nd applicant, the 2nd applicant would have got off scot-free. In the Summary of Facts, it was stated that the 1st applicant was positively identified by the victims. We infer that the 2nd applicant had not been identified by the first victim. In Z v HKSAR [2007] 1 HKLRD 977, the Court of Final Appeal had this to say of the practice of the Court of Appeal in such cases: 23. The Court of Appeal is well placed to consider the range of reductions of sentence for co-operation with the authorities. It has used various percentages of discount for different degrees of assistance. It has applied a usual discount of 40% (including the one third reduction for a guilty plea) for an appellant who had provided assistance to the authorities without testifying against those about whom they had provided information. HKSAR v Y [2005] 3 HKC 337 at p.340. (Compare

its earlier decision in HKSAR v Ng Shek Yu (unrep., CACC No 178 of 2000, [2001] HKEC 243) referring to a discount of between 40% to 45% as usually appropriate in such circumstances.) Where an appellant had not only given information but had proceeded to give truthful and material evidence, the Court of Appeal has given a usual discount of 50% (including the one third reduction for pleading guilty). HKSAR v Lee Yat Fan (unrep., CACC 414 of 1999, [2001] HKEC 662). Where the level of co-operation is such as to place the appellant in the supergrass category, a maximum discount of two-thirds has been used. R v Chan Fu Kui [1986] HKLR 967 at p.968, HKSAR v Ng Shek Yu (at p.3). In HKSAR v Jocelyn Sanchez Badua and Anor, CACC 327 of 2006, in a case involving international smuggling of a large quantity of dangerous drugs, this court regarded a discount of 45%, where the defendants assisted the police in making a further arrest, as appropriate. Mr Kwan, appearing for the 1st applicant, contended that a discount of between 45% and 50% should be given. We do not regard 50% to be appropriate. The 1st applicant had not given evidence against the 2nd applicant. Moreover, what discount should be given must depend on all the circumstances, including an assessment of the risk which the informer might have incurred as a result. Here, the 1st applicant led the police to the 2nd applicant. It may

be that confrontation led to the 2nd applicant s plea. But in the circumstances of this case, we believe a discount of 40% to be appropriate. Rounding it down to the nearest month, that results in a sentence of 3 years and 7 months in respect of the 1st charged offence. In a suitable case, the discount could be applied to all the offences with which the defendant was charged. But since only some of the sentence for the 2nd count would be served consecutively, in substance, it is the total sentence which is important. For the 2nd count, the starting point should be 5 years. With his plea, that is reduced to 40 months. Having regard to our view on totality, we will not consider any further discount. Totality The judge ordered that 2 years under the 2nd count should be served consecutively. We would reduce it to 1 year. In our view in the circumstances of this case a 1-year consecutive sentence properly reflects the overall culpability of the 1st applicant. Conclusion We grant leave to appeal, and treating the hearing of the application as the hearing of the appeal, we allow the 1st applicant s appeal and substitute a sentence of 3 years and 7 months for the 1st count and 40 months for the 2nd count, 12 months of the latter are to be served consecutively. ( macrobutton nomacro Robert Tang ) Vice-President (M.A. McMahon) Judge of the Court of First Instance Mr Cheung Wai Sun, DPGC, and Ms Agnes Chan, SGC, of the Department of Justice, for the Respondent. Mr Kwan Tong Lee, instructed by Messrs Au Yeung, Cheng, Ho & Tin, assigned by Director of Legal Aid, for the 1st Applicant (D1). The 2nd Applicant (D2), in person, present.

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T U V (#p# "0 "0 "0 "0 "0! "0" i$&`G @$_Rs 9TB.s Normal.dot setup Microsoft Word 9.0 Judiciary Hong Kong SAR Title Microsoft Word Document MSWordDoc Word.Document.8

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Mo Kwong-sang v R [1981] HKLR 610

Case cited

Z v HKSAR [2007] 1 HKLRD 977

Case cited

HKSAR v Y [2005] 3 HKC 337

Case cited

R v Chan Fu Kui [1986] HKLR 967

Case cited

HKSAR v Ng Shek Yu (unrep.)

Case cited

HKSAR v Lee Yat Fan (unrep.)

Case cited

HKSAR v Jocelyn Sanchez Badua and Anor (CACC 327 of 2006)

Case cited

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