Hong Kong Judgment

Court of Appeal

HKSAR v. LI GUOQIANG

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Professional case brief

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Source document

01

Holding and result

On a reference under s83P the Court of Appeal will allow an appeal and quash convictions where the appellant is in substantially the same position as a co-defendant whose appeal succeeded; the Court may set aside sentence and decline to order retrial where the appellant has already served a substantial portion of the sentence making retrial inappropriate.

Court disposition

Appeal allowed; convictions quashed; sentence set aside; no retrial ordered on the 1st charge

Orders

  • Two convictions for conspiracy to defraud quashed
  • Appellant's sentence of 4 years and 4 months imprisonment set aside
  • No retrial ordered on the 1st charge

02

Material facts

Parties

Appellant (D2 at trial)

Appellant Counsel: Mr Chong Tin Chun, instructed by Messrs Peter K H Wong & Co., assigned by Director of Legal Aid

HKSAR (Respondent)

Respondent Counsel: Mr Kevin P Zervos SC, SADPP and Ms Ada Chan GC, Department of Justice

Amounts and remedies

  • Total Sentence Length: months 52
  • Time Served by Appellant at Date of Judgment: months 31

03

Procedural history

  1. Posture

    Criminal Appeal Referred Under Section 83 P Criminal Procedure Ordinance / Court of Appeal Hearing on Reference From the Chief Executive

04

Questions and positions

Legal issues

Party arguments

Applicant
Appellant contended that his case was materially identical to D1 whose conviction had been quashed and that, on the reference under s83P, the convictions should be quashed and sentence revisited; he relied on the same ground of appeal as D1 and sought relief rather than retrial given circumstances.
Respondent
The Crown did not oppose the reference; Mr Zervos SC did not contest the allowance of the appeal and accepted that conviction could be quashed and sentence addressed; the respondent pointed out that petition to the Chief Executive under s83P was the appropriate remedy.

05

Court’s reasoning

  1. 01

    Criminal Procedure Ordinance, Cap. 221, s.83P

    Chief Executive may refer a conviction to the Court of Appeal under section 83P for the Court to exercise its appellate powers

  2. 02

    Common law jurisdiction of the Court of Appeal; appellate practice

    Court of Appeal has power to quash convictions, set aside sentences and order retrial where appropriate; exercise of discretion guided by fairness and practicalities such as time served

06

Ratio, limits and disposition

Ratio decidendi

On a reference under s83P the Court of Appeal will allow an appeal and quash convictions where the appellant is in substantially the same position as a co-defendant whose appeal succeeded; the Court may set aside sentence and decline to order retrial where the appellant has already served a substantial portion of the sentence making retrial inappropriate.

Obiter and limits

  • The Court and Crown counsel had advised earlier that petitioning the Chief Executive under s83P was the sensible remedy once D1 succeeded.
  • The appellant was in more or less an identical position to D1 and therefore likely to succeed on the same ground of appeal.

Court disposition

Appeal allowed; convictions quashed; sentence set aside; no retrial ordered on the 1st charge

  • Two convictions for conspiracy to defraud quashed
  • Appellant's sentence of 4 years and 4 months imprisonment set aside
  • No retrial ordered on the 1st charge

Source and reliance status

Court of Appeal · 23 March 2007

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Judgment reading view

Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment· 23 March 2007

HKSAR v. LI GUOQIANG

bjbj W7_) lant ____ Before: Hon Stuart-Moore VP, Stock JA and Beeson J Date of Hearing: 23 March 2007 Date of Judgment: 23 March 2007

J U D G M E N T Stuart-Moore, VP (giving the judgment of the Court): The appellant (D2 at trial) was last before this court on 1 November 2006 in CACC 198/2005 when he sought to have the abandonment of his application for leave to appeal against conviction on two charges of conspiracy to defraud treated as a nullity. The application was one which was without hope and it was duly dismissed. However, as Ms Louisa Lai on the respondent s behalf had pointed out to the appellant s legal representatives as early as 3 August 2006, the only sensible course for the appellant to have adopted in order to remedy the situation in which he found himself was to petition the Chief Executive under section 83P of the Criminal Procedure Ordinance, Cap.

221. This was because another defendant (D1) in the same proceedings had, on 4 May 2006, succeeded in his appeal against conviction (see: HKSAR v Ngai Wan-cheung [2006] 3 HKC 98) and the appellant was in more or less an identical position to D1 with every chance of success on appeal. When we gave judgment on 1 November 2006 in CACC 198/2005 we said, amongst other things: the applicant and D1 each faced two charges of conspiracy to defraud which alleged what amounted to street scams by means of which innocent passers-by were lured into parting with their money on the promise of quick and substantial profits held out to them if they contributed towards the purchase of goods which it was said would be sold quickly.

11. Following conviction after trial before Judge Chua in the District Court, D1 and the applicant each received sentences of 3 years imprisonment on the 1st charge and, on the 2nd charge, 3 years with 1 year and 4 months imprisonment of that term to run consecutively, making 4 years and 4 months imprisonment in all.

12. The success of D1 s appeal in practical terms has been that on the 1st charge, after his case went back for retrial on that charge alone, he was able to plead guilty. He then received a sentence of 2 years imprisonment.

13. The same ground of appeal which was successfully raised on D1 s behalf would, it seems, be equally likely to succeed in the applicant s case. In these circumstances, the applicant may feel that he would be well advised to adopt the remedy of petitioning the Chief Executive which we, as well as Ms Louisa Lai, have drawn to his attention. The matter has now been referred to us, pursuant to the powers conferred on the Chief Executive under section 83P of the Criminal Procedure Ordinance. All that we need to say in the circumstances is that this appeal is allowed. Indeed, Mr Zervos SC on the respondent s behalf did not seek to argue to the contrary. The two convictions for conspiracy to defraud are quashed and the appellant s sentence, which in total amounted to 4 years and 4 months imprisonment, is set aside. We shall not order a retrial on the 1st charge, as we did in the case of D1, as it has been pointed out by Mr Zervos that the appellant has already served 2 years and 7 months of his sentence. (M. Stuart-Moore) Vice-President (Frank Stock) Justice of Appeal (C-M Beeson) Judge of the Court of First Instance Mr Kevin P Zervos, SC, SADPP and Ms Ada Chan, GC, of the Department of Justice, for the Respondent. Mr Chong Tin Chun, instructed by Messrs Peter K H Wong & Co., assigned by Director of Legal Aid, for the Appellant.

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

HKSAR v Ngai Wan-cheung [2006] 3 HKC 98

Case cited

CACC 198/2005 (judgment 1 November 2006)

Case cited

Criminal Procedure Ordinance, Cap. 221, s.83P

Legislation

Legislation referenced in the available case record.

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