Hong Kong Judgment

Court of First Instance

HKSAR v. LUK KAI SING

On this page

Professional case brief

Research organized from the available case record

Source document

01

Holding and result

The appeal was allowed and the conviction quashed because the magistrate materially failed to specify which mens rea limb (intention or recklessness) he was finding; given the absence of a clear finding on mens rea in the oral reasons and the late introduction of recklessness, the omission amounted to a material irregularity requiring quashing under the applicable subjective test of recklessness.

Court disposition

Appeal allowed; conviction quashed; fine quashed and ordered repaid to appellant.

Orders

  • Appeal allowed
  • Conviction quashed
  • Fine of $2,000 quashed
  • Fine of $2,000 to be repaid to the appellant

02

Material facts

Parties

HKSAR

Respondent Counsel: Mr Lam Siu Man, Sharman, SGC, Department of Justice

Luk Kai Sing

Appellant Counsel: Mr Alex Ng, instructed by Messrs Cheung & Yip

Amounts and remedies

  • Fine Imposed: HKD 2,000

03

Procedural history

  1. Posture

    Criminal Appeal (magistracy Appeal No.721 of 2006) / Appellate Judgment in Court of First Instance on Appeal From Fanling Magistrates' Court

04

Questions and positions

Legal issues

Party arguments

Applicant
The magistrate did not make any factual finding of intention or recklessness in his oral reasons; recklessness was mentioned only later in written findings. That omission as to which mens rea limb was relied upon is a material irregularity requiring quashing of the conviction.
Respondent
The prosecution maintained the magistrate was satisfied beyond reasonable doubt that all elements of the offence were proved and that the appellant had pulled the epaulette causing damage, supporting the conviction.

05

Court’s reasoning

  1. 01

    R v G and another [2003] 4 All ER 765

    Recklessness requires awareness of a risk and it being unreasonable in the circumstances to take that risk (subjective test).

  2. 02

    Sin Kam Wah & Another v HKSAR, FACC14/2004

    A defendant is not culpable if, due to age or personal characteristics, he genuinely did not appreciate or foresee the risks; recklessness is to be judged subjectively.

  3. 03

    Crimes Ordinance, Cap.200 s60(1)

    Criminal damage requires either intention to damage or recklessness as to damage; mens rea must be established.

06

Ratio, limits and disposition

Ratio decidendi

The appeal was allowed and the conviction quashed because the magistrate materially failed to specify which mens rea limb (intention or recklessness) he was finding; given the absence of a clear finding on mens rea in the oral reasons and the late introduction of recklessness, the omission amounted to a material irregularity requiring quashing under the applicable subjective test of recklessness.

Obiter and limits

  • Conviction for serious crime should depend on proof of a culpable state of mind, not merely causation of damage.
  • Magistrates must identify which limb of a disjunctive mens rea offence they rely on where evidence does not obviously establish both.
  • R v G and Sin Kam Wah endorse a subjective approach to recklessness that must be applied on appeal.

Court disposition

Appeal allowed; conviction quashed; fine quashed and ordered repaid to appellant.

  • Appeal allowed
  • Conviction quashed
  • Fine of $2,000 quashed
  • Fine of $2,000 to be repaid to the appellant

Source and reliance status

Court of First Instance · 17 April 2007

This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.

Judgment reading view

Judgment text

The complete available source text.

Source document

Court of First Instance

Judgment· 17 April 2007

HKSAR v. LUK KAI SING

bjbj HCMA721/2006

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE (Appellate Jurisdiction) MAGISTRACY APPEAL NO. 721 OF 2006 (ON APPEAL FROM FLCC 2939 OF 2005) ---------------------

BETWEEN HKSAR Respondent and LUK KAI SING (

F O R J U D G M E N T -----------------------------------------------------

AUTONUMOUT On 22 March 2007, I allowed the appeal against conviction and I quashed the conviction and the fine of $2,000 imposed on the appellant. I ordered that the fine was to be repaid to the appellant. I said that I would give my reasons for the decision on a later date and that I now do. The Background

AUTONUMOUT The appellant was convicted by Mr William Ng sitting in Fanling Magistrates Court of the offence of criminal damage. The particulars of the offence are that he had, on a certain day in the lobby of the North District Hospital, without lawful excuse, damaged the uniform sewed edge of the epaulette of the left shoulder of the victim, intending to damage such property or being reckless as to whether such property would be damaged. The prosecution s case

AUTONUMOUT The evidence was that the appellant became very agitated on the day in question and, in a very loud voice, was demanding to know why a security officer on the ground floor of the hospital was preventing him from going up to the first floor. He was causing such a disturbance that a police officer was called. When the police officer appeared at the scene, the appellant was talking to another security officer, also in a very loud voice.

AUTONUMOUT That security officer gave evidence that the appellant pointed his finger at his face and was scolding him, and the appellant also pulled at the epaulette of that witness a few times which eventually caused the stitches of the epaulette to become unfastened.

AUTONUMOUT The police officer was standing next to the appellant at that time. His evidence was that when the appellant was pointing his finger at the security officer, he, the police officer turned his head to tell the appellant not to do that and he did not see the appellant do anything to the epaulette of the security officer.

AUTONUMOUT The magistrate in his oral reasons for the verdict said, inter alia, that at the time the appellant was very agitated and angry, and the magistrate accepted beyond a reasonable doubt that under those circumstances, the appellant pulled at the epaulette of the left shoulder of the security officer causing the stitches to become unfastened and at that point of time, a police officer was looking at the appellant. He concluded by saying that the prosecution had satisfied him beyond reasonable doubt that the appellant was guilty of the offence and that each ingredient of the offence had been proved.

AUTONUMOUT In those oral reasons the magistrate did not find as a fact that the appellant had intended to damage the property of the victim nor did he find that the appellant was being reckless as to whether such property would be damaged. The element of recklessness was mentioned for the first time by the magistrate when he wrote out his Statement of Findings on 27 July 2006, more than a month after he found the appellant guilty on 5 June 2006. The defence counsel in her final address had not mentioned the element of recklessness to the magistrate at all. The law

AUTONUMOUT In Sin Kam Wah & Another v. HKSAR, FACC14/2004, page 375, the Court of Final Appeal decided that in order to convict of an offence of rape under the Crimes Ordinance, it had to be shown that the defendant s state of mind was culpable, in that he acted recklessly in respect of a circumstance if he was aware of a risk which did or would exist, or in respect of a result if he was aware of a risk that it would occur, and it was, in the circumstances known to him, unreasonable to take the risk. Conversely, he could not be regarded as culpable so as to be convicted of the offence if, due to his age or personal characteristics, he genuinely did not appreciate or foresee the risks involved in his actions. The Court of Final Appeal also decided that juries should be directed in terms of the R. v. G and another subjective interpretation of recklessness.

AUTONUMOUT In R. v. G and another [2003] 4 All 765, the House of Lords decided that a person acted recklessly within the meaning of section 1 of the Criminal Damage Act 1971 with respect to : (1) a circumstance when he was aware of a risk that it existed or would exist; and (2) a result when he was aware of a risk that it would occur; and it was, in the circumstances known to him, unreasonable to take the risk. The learned judges decided that it was a salutary principle that conviction of serious crime should depend upon proof not simply that the defendant had caused (by act or omission) an injurious result to another, but that his state of mind when so doing was culpable. The charge of criminal damage

AUTONUMOUT The charge under consideration is laid under section 60(1) of the Crimes Ordinance, Cap. 200 which says quite clearly that a person is guilty of the offence of criminal damage of property belonging to another if he intends to destroy or damage any such property or he is reckless as to whether any such property would be destroyed or damaged. The mens rea of the offence is quite clearly that either he has to have the intention to destroy or damage or he is reckless whether by his actions the property would be destroyed or damaged.

AUTONUMOUT The magistrate had simply said that he was satisfied that all elements of the offence had been proved, but he did not specify which limb of the offence he was finding against the appellant, that is, whether the appellant intended to damage the property or he was reckless as to whether or not the property would be damaged.

AUTONUMOUT In my view, that is a material irregularity and quite apart from whether the evidence was sufficient to sustain the conviction, the omission on the part of the magistrate is a material irregularity and the appeal must be allowed. It was for that reason that I allowed the appeal. (Peter Nguyen) Judge of the Court of First Instance, High Court Mr Lam Siu Man, Sharman, SGC of the Department of Justice, for HKSAR Mr Alex Ng, instructed by Messrs Cheung & Yip, for the 1udk 1udk &`#$ &`#$ & 6" ABC.dot setup Microsoft Word 9.0 Judiciary Title Microsoft Word Document MSWordDoc Word.Document.8

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Sin Kam Wah & Another v HKSAR, FACC14/2004

Case cited

R v G and another [2003] 4 All ER 765

Case cited

Crimes Ordinance, Cap.200 s60(1)

Legislation

Legislation referenced in the available case record.

Criminal Damage Act 1971

Legislation

Legislation referenced in the available case record.

Case-aware research

Ask AI about this case

The judgment and available research above are public. New questions open in a separate private conversation grounded in this case.

About this LexChat collection

This page organizes the available case record for research. Verify quotations, current status, and subsequent treatment against the source document. Corrections can be reported to hello@esheria.ai.

Legal information, not legal advice. Research summaries do not replace the judgment.