[2021] KEHC 12680 (KLR)
The court found that the appellant had persistently failed to comply with mandatory pre-trial directions, specifically the filing of a witness statement, despite being granted multiple opportunities and adjournments by the lower court. The appellant's absence from court and lack of convincing reasons for...
Source-derived case information.
- Citation
- [2021] KEHC 12680 (KLR)
- Parties
- Appellant: Benard Njoroge Mwangi; Respondent: Directline Assurance Company Limited
- Court
- High Court
- Court Station
- High Court at Nairobi (Milimani Law Courts)
- Jurisdiction
- Kenya
- Case Number
- Civil Appeal 251 of 2020
- Procedural Posture
- Civil Appeal / Ruling on Application for Stay of Proceedings Pending Appeal
- Outcome
- application dismissed with costs to the respondent
- Judges
- A Mbogholi-Msagha
- Legal Topics
- Stay of Proceedings, Judicial Discretion, Pre Trial Compliance, Adjournment, Setting Aside Orders
- Source Language
- en
Source-derived case record
Summary, issues, holding and outcome
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Parties
Benard Njoroge Mwangi
Appellant
Directline Assurance Company Limited
Respondent
Procedural Posture
Civil Appeal / Ruling on Application for Stay of Proceedings Pending Appeal
Legal Issues
- 1 Whether the appellant is entitled to a stay of proceedings in the lower court pending the hearing of the appeal.
- 2 Whether the lower court exercised its discretion properly in declining to set aside proceedings and refusing further adjournment.
- 3 Whether the appellant's failure to comply with pre-trial directions and court orders justifies denial of further indulgence.
Ratio Decidendi
The court found that the appellant had persistently failed to comply with mandatory pre-trial directions, specifically the filing of a witness statement, despite being granted multiple opportunities and adjournments by the lower court. The appellant's absence from court and lack of convincing reasons for non-compliance demonstrated a pattern of inaction and deliberate delay. The lower court exercised its discretion properly in refusing to grant further adjournment and in declining to set aside the proceedings. The court emphasized that a stay of proceedings is an exceptional remedy, to be granted sparingly and only where there is clear justification. In this case, granting a stay would...
Court Disposition
application dismissed with costs to the respondent
Orders
- The application for stay of proceedings is dismissed.
- Costs awarded to the respondent.
Full Case Text
Judgment text and source record
34 paragraphs
REPUBLIC OF KENYA
IN THE HIGH COURT OF KENYA AT NAIOBI
CIVIL APPEAL NO. 251 OF 2020
BENARD NJOROGE MWANGI........................................................APPELLANT
VERSUS
DIRECTLINE ASSURANCE COMPANY LIMITED.................RESPONDENT
RULING
The appellant filed an application by way of Notice of Motion dated 6th July, 2020 seeking several orders, some of which have been spent leaving one substantive prayer No. 3 to the effect that, pending the hearing of the appeal, this court do issue orders staying proceedings in the lower court in Milimani CMCC No. 4726 of 2014. The application is supported by grounds set out on the face thereof and the supporting affidavit sworn by the appellant.
The application is opposed and there is a replying affidavit sworn by Isabella Nyambura, the legal counsel for the respondent. The respondent had sued the appellant in the lower court claiming a refund of some money advanced to the appellant when he was in the employment of the respondent. The appellant denied the respondent’s claim and also raised a counter claim.
Subsequently, the suit was set down for hearing but it transpired the appellant had not filed his witness statement to facilitate the hearing. An adjournment was sought on behalf of the appellant which was granted. It is instructive to note that, when an adjournment was sought the appellant was absent. That notwithstanding, the lower court allowed the appellant the final opportunity to file his witness statement and comply with pre-trial directions within 7 days. The lower court was specific that, that was the “last adjournment”.
When the matter later came up for for hearing after that last adjournment, the appellant had still not complied with the order to file his witness statement, neither was he present in court. The respondent’s witness gave evidence and closed their case. The appellant’s advocate sought another adjournment on the grounds that he (the appellant) was absent and was yet to execute the witness statement. The lower court declined to allow the adjournment.
The appellant then filed an application to set aside the proceedings in the lower court which was opposed by the respondent. That application was dismissed in a ruling delivered on 29th May, 2020. It is that ruling that provoked this appeal and application.
Both parties have filed submissions and cited several authorities which I have considered. Order 7 rule 5 of the Civil Procedure Rules provides as follows,
“5. The defence and counterclaim filed under rule 1 and 2 shall be accompanied by—
(a) an affidavit under Order 4 rule 1(2) where there is a counterclaim;
(b) a list of witnesses to be called at the trial:
(c) written statements signed by the witnesses except expert witnesses; and
(d) copies of documents to be relied on at the trial.
Provided that statements under sub-rule (c) may with leave of the court be furnished at
least fifteen days prior to the trial conference under Order 11. ”
The requirements under that rule are mandatory except the proviso thereunder. It is clear therefore that, the appellant was in breach of the said rule right from the beginning. Despite the breach, the record shows that on several occasions he was given an opportunity to comply with the said provisions but failed. It is true that anyone who comes to court should be given an opportunity to present his case.The appellant was given that opportunity and the record confirms this.
Apart from failing to comply with the pre-trial directions, the appellant missed court attendance for reasons that were not convincing. The decision to deny the appellant to re-open the lower court proceedings was based on the discretion of the court. To interfere with such discretion it must be shown the lower court proceeded upon wrong materials or principles.
In Halsbury’s Laws of England, 4th Edition Vol 37 page 330 it is stated,
“The stay of proceedings is a serious, grave and fundamental interruption in the right that a party has to conduct his litigation towards the trial on the basis on the substantive merits of his case, and therefore the court’s general practise is that a stay of proceedings should not be imposed unless the proceedings beyond all reasonable doubt ought not to be allowed to continue.”
At page 332 it is stated,
“This is a power which it has been emphasised ought to be exercised sparingly and only in exceptional cases.”
In the case of Daniel Walter Rasugu vs. Johana Nyakwoyo Buti & 2 others (208) e KLR the Court stated,
“Stay of proceedings pending appeal is purely a matter of judicial discretion that is exercised in the interest of justice depending on the facts of each case. Of course the discretion has to be exercised judiciary and not whimsically.”
See also in the matter of Global Tours And Travel Limited Winding Cause No. 43 of 2000 at Nairobi and David Motoron Silversein vs. Atsango Chesoni (2002) e KLR.
From the year this suit was filed in 2014 to date, a period of six years has elapsed. The appellant pleaded a counter claim but even then, he was not keen to prosecute that counter claim. It is not hard to read deliberate conduct on the part of the appellant to delay these proceedings. What I see in this record is a profile of inexplicable absenteeism and inaction on the part of the appellant.
Going by the requirement that justice shall not be delayed, the orders sought by the appellant may not be allowed without resultant injustice on the part of the respondent. I am not inclined to give the appellant any more indulgence which he has in the past declined to utilise when offered by the lower court. The end result is that this application is dismissed with costs to the respondent.
Dated and delivered at Nairobi this 25th day of February, 2021.
A.MBOGHOLI MSAGHA
JUDGE