[2019] KEHC 1633 (KLR)
The court found that the loss of the trial court record was not attributable to the appellant, who had been in custody for about ten years. All efforts to retrieve or reconstruct the record, including contacting the police and court archives, were unsuccessful. The prosecution conceded that a retrial was impossible....
Source-derived case information.
- Citation
- [2019] KEHC 1633 (KLR)
- Parties
- Appellant: David Mutwiri Gikeno; Respondent: Republic
- Court
- High Court
- Court Station
- High Court at Meru
- Jurisdiction
- Kenya
- Case Number
- Criminal Appeal 11 of 2006
- Procedural Posture
- Criminal Appeal / Ruling on Appeal After Loss of Trial Record
- Outcome
- conviction quashed, sentence set aside, appellant to be released unless otherwise lawfully held
- Judges
- A Mabeya
- Legal Topics
- Robbery With Violence, Loss of Court Record, Right of Appeal, Retrial Possibility
- Source Language
- en
Source-derived case record
Summary, issues, holding and outcome
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Parties
David Mutwiri Gikeno
Appellant
Republic
Respondent
Procedural Posture
Criminal Appeal / Ruling on Appeal After Loss of Trial Record
Legal Issues
- 1 Whether the loss of the trial court record precludes the hearing of the appeal.
- 2 Whether the appellant should be acquitted or retried when the trial record is unavailable and cannot be reconstructed.
- 3 Whether the appellant is responsible for the loss of the record and if not, what is the just outcome.
Ratio Decidendi
The court found that the loss of the trial court record was not attributable to the appellant, who had been in custody for about ten years. All efforts to retrieve or reconstruct the record, including contacting the police and court archives, were unsuccessful. The prosecution conceded that a retrial was impossible. The court held that, while acquittal is not automatic in cases of lost records, the inability to proceed with the appeal due to the missing file deprived the appellant of his constitutional right to appeal. In the circumstances, and in the interest of justice, the conviction was quashed and the sentence set aside, with the appellant to be released unless otherwise lawfully held.
Court Disposition
conviction quashed, sentence set aside, appellant to be released unless otherwise lawfully held
Orders
- The conviction meted on the appellant is quashed.
- The sentence is set aside.
Full Case Text
Judgment text and source record
23 paragraphs
REPUBLIC OF KENYA
IN THE HIGH COURT OF KENYA
AT MERU
CRIMINAL APPEAL NO. 11 OF 2006
DAVID MUTWIRI GIKENO..................................................................APPELLANT
VERSUS
REPUBLIC.............................................................................................RESPONDENT
R U L I N G
1. The appellant appealed to this court against his conviction and sentence to suffer death for the offence of robbery with violence contrary to Section 296 (2) of the Penal Code in Nkubu Criminal Case No. 2397 of 2002.
2. In order for his appeal to be heard, it was imperative that the trial court record be availed to this Court. According to the report dated 22/1/2018 by the Executive Officer, Nkubu Law Court, that file could not be traced at Nkubu Law court registry despite all effort being made. It indicated that some records from the year 1958 to 2007 had been destroyed.
3. In a report dated 11/7/2018, by the Deputy Registrar of this Court, it was indicated that investigations at the Prisons and ODPP offices revealed that the appellant had not preferred any other appeal except this one. That the Archivist of this Court had confirmed by a letter dated 1/2/2018 that the file may have been destroyed together with the old files of between 1958 and 2007 when Nkubu Law Courts destroyed old files under the Records Disposal Act, Cap 14 of the Laws of Kenya.
4. On its part, the prosecution indicated that it had contacted the OCS and DCI offices in Nkubu with a view to retrieve the police file to confirm if a retrial can be ordered but it was in vain. In the circumstances, Mr. Namiti for the prosecution told the court that a retrial would be impossible.
5. In Joseph Maina Kariuki v Republic [2008] eKLR, the court of Appeal rendered itself on a similar issue thus: -
“Faced with that kind of situation this Court remarked as follows in the case of JOHN KARANJA WAINAINA VS. REPUBLIC,Criminal Appeal No. 61 of 1993 (unreported):-
“In such a situation as this, the court must try to hold the scales of justice and in doing so must consider all the circumstances under which the loss has occurred. Who occasioned the loss of all the files? Is the appellant responsible? Should he benefit from his own mischief and illegality if he is? In the final analysis, the paramount consideration must be whether the order proposed to be made is the one which serves the best interest of justice. An acquittal should not follow as a matter of course where a file has disappeared. After all a person, like the appellant has lost the benefit of the presumption of innocence given to him by section 72 (2) (a) of the Constitution, he having been convicted by a competent court and on appeal the burden is on him to show that the court which convicted him did so in error. Thus, the loss of the files and proceedings may deprive him of ability to discharge that burden, but it by no means follows that he must of necessity be treated as innocent and automatically acquitted. The interest of justice as a whole must be considered.”
The Court in the above cited case then proceeded to consider the relevant factors; found that the appellant therein had been in prison for about fifteen years, that it could not be said that he was in any way responsible for the disappearance of the files, proceedings and documents relating to the charge against him and that a retrial was virtually impossible in the circumstances. The Court, under those conditions, quashed the conviction and set the appellant free. What is important, however, is that the Court emphatically rejected any notion of an automatic acquittal merely because all the records of the case have disappeared.”
6. I will reiterate the foregoing pronouncement of the Court of Appeal in this case. An acquittal is not automatic when records have vanished but the whole situation must be looked at in totality.
7. In the present case, the appellant may not be presumed to be innocent as he had been found guilty by the trial court. But under Article 50 (2) (q) of the Constitution, he has a right to appeal to, or apply for review by a higher court as prescribed by law.
8. He submitted that he had appealed before but from the report dated 11/7/2018, it is clear that no appeal had been preferred by him. This however, does not diminish the fact that this appeal or an application made with regard to his appeal may not proceed when the file trial court file cannot be traced or reconstructed. This misfortune was not as a result of the appellant’s doing for he has been in custody for about ten (10) years.
9. In view of the foregoing, I am of the view that the unavailability of the file makes it difficult for the appellant to exercise his right of appeal. Accordingly, I quash the conviction meted on him and set aside the sentence. He is to be set forthwith at liberty unless otherwise lawfully held.
DATED and DELIVERED at Meru this 11th day of December, 2019.
A. MABEYA
JUDGE