[2021] KEHC 6344 (KLR)
The court held that while the appellant is permitted to commence an appeal before a formal decree is drawn up, Order 42 Rule 13(4) of the Civil Procedure Rules requires that the decree be on the court record before the appeal can proceed to hearing. The absence of the decree does not automatically warrant striking...
Source-derived case information.
- Citation
- [2021] KEHC 6344 (KLR)
- Parties
- Appellant: Jumbo Foam Mattresses Industries Limited; Respondent: First Community Bank Limited
- Court
- High Court
- Court Station
- High Court at Kisumu
- Jurisdiction
- Kenya
- Case Number
- Civil Appeal 62 of 2019
- Procedural Posture
- Civil Appeal / Ruling on Preliminary Objection
- Outcome
- preliminary objection upheld in part; appellant directed to file and serve decree within 14 days; costs of objection to respondent
- Legal Topics
- Appeal Record Requirements, Preliminary Objection, Order 42 Civil Procedure Rules, Decree and Judgment Distinction
- Source Language
- en
Source-derived case record
Summary, issues, holding and outcome
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Parties
Jumbo Foam Mattresses Industries Limited
Appellant
First Community Bank Limited
Respondent
Procedural Posture
Civil Appeal / Ruling on Preliminary Objection
Legal Issues
- 1 Whether failure to annex a certified copy of the decree to the record of appeal is fatal to the appeal.
- 2 Whether the absence of the decree warrants striking out or dismissal of the appeal.
- 3 Whether a judgment is synonymous with a decree for purposes of appeal.
Ratio Decidendi
The court held that while the appellant is permitted to commence an appeal before a formal decree is drawn up, Order 42 Rule 13(4) of the Civil Procedure Rules requires that the decree be on the court record before the appeal can proceed to hearing. The absence of the decree does not automatically warrant striking out or dismissal of the appeal; rather, the court should direct the appellant to file and serve the decree within a specified period. The court found that the appellant had not provided the decree as required, but agreed with the appellant that the proper course was to direct compliance rather than dismiss the appeal. The court therefore ordered the appellant to file and serve...
Court Disposition
preliminary objection upheld in part; appellant directed to file and serve decree within 14 days; costs of objection to respondent
Orders
- The appellant shall file and serve the decree within fourteen (14) days from the date of this ruling.
- Costs of the preliminary objection are awarded to the respondent.
Full Case Text
Judgment text and source record
53 paragraphs
REPUBLIC OF KENYA
IN THE HIGH COURT OF KENYA AT KISUMU
CIVIL APPEAL NO. 62 OF 2019
JUMBO FOAM MATTRESSES
INDUSTRIES LIMITED............................................APPELLANT
VERSUS
FIRST COMMUNITY BANK LIMITED...............RESPONDENT
[Being an appeal from the judgment and decree of Hon. W. K. Onkunya (SRM) delivered on the 5th day of April 2019 in the original KISUMU CMCC No. 36 of 2017]
RULING
This Ruling is on the Preliminary Objection dated 18th November 2020. The said Objection was raised by the Respondent, who called upon the Court to have “struck out and dismissed with costs”, the Appeal herein.
1. The Objection was in the following terms;
“1. THAT the Appellant’s Appeal contravenes Rule 42 of the Civil Procedure Rules, 2010, in that no Judgement and decree appealed from has been extracted or annexed in the Appeal.
2. THAT the Appellant’s Appeal is defective in form and substance and to-date there is no proper appeal filed before the Court.
3. THAT the Plaintiff’s Appeal is fatally andincurably defective, bad in law and otherwise an abuse of the court’s process and should therefore be struck out and dismissed with costs.”
2. Pursuant to Order 42 Rule 13 (4)of the Civil Procedure Rules, which provides for “Directions before Hearing”, it is stated that before, the Judge can allow the appeal to proceed for hearing, he shall be satisfied that, inter alia;
“(f) the judgement, order or decree appealed from, and, where appropriate, the order (if any) giving leave to appeal,”
are on the court record.
3. In this case, a perusal of the record of appeal reveals that a certified copy of the judgment is on the court record.
4. However, there is no extracted Decree on the record.
5. The Respondent told the court that the Judgment on the record was defective because it was neither signed, sealed, dated nor certified by the learned trial magistrate.
6. By dint of the provisions of Order 21 Rule 3of the Civil Procedure Rules, a Judgment pronounced by the Judge who wrote it, shall be dated and signed by him at the time of pronouncing it.
7. I have perused the original court file from the trial court, and the Judgment was definitely dated and signed.
8. Secondly, the copy of the Judgment which is part of the Supplementary Record of Appeal is duly certified.
9. As far as the Appellant was concerned, there was no legal requirement that the appeal be prepared in a certain manner.
10. It is the understanding of the Appellant that it was only with respect to appeals to either the Court of Appeal or the Supreme Court that records of appeal had to be prepared in a certain manner.
11. The Appellant submitted that for purposes of an appeal to the High Court, all that was required was the record of the lower court and a memorandum of appeal. However, the Appellant failed to specify the basis for that contention.
12. It is noteworthy that the provisions of Section 1 (2)of the Civil Procedure Actmake it clear that;
“This Act applies to proceedings in the High Court and, subject to the Magistrate’s Courts Act, to proceedings in subordinate courts.”
13. Pursuant to Section 2of the Act, reference to the “Act”includes the Rules.
14. And Section 2further reiterates that in this statute, the word “court”means the High Court or a subordinate court, acting in the exercise of its civil jurisdiction.
15. In the circumstances, as Order 42is within the statute, it is applicable to the High Court.
16. Order 42 Rule 2stipulates thus;
“where no certified copy of the decree ororder appealed against is filed with the memorandum of appeal, the appellant shall file such certified copy as soon as possible and in any event within such time as the court may order, and the court need not consider whether to reject the appeal summarily under Section 79B of the Act until such certified copy is filed.”
17. The obligation to file a certified copy of the decree vests upon the Appellant. And the responsibility of the Judge is to satisfy himself that the documents set out in Order 42 Rule 13of the Civil Procedure Rulesare on the court record.
18. Nonetheless, the Appellant drew attention to the provisions of Section 2of the Civil Procedure Code, whose proviso reads as follows;
“Provided that, for the purposes ofappeal, ‘decree’ includes judgement and a judgement shall be appealable notwithstanding the fact that a formal decree in pursuance of such judgement may not have been drawn up or may not be capable of being drawn up.”
19. In my understanding of the proviso, an aggrieved person who wishes to lodge an appeal, may commence the process before a formal decree had been drawn up or even if a formal decree was incapable of being drawn up.
20. However, before the High Court can allow the appeal to go to hearing, it is required to satisfy itself that the decree, amongst other documents was on the court records.
21. It is noted that whereas the Appellant appears to suggest that a Judgment is synonymous with a Decree, for the purposes of an appeal, the Appellant’s Memorandum of Appeal and also the Supplementary Record of Appeal expressly state that the appeal was against the
“Judgement and Decree.”
22. There would have been no need for the Appellant to make reference to both the Judgment and the Decree if they were synonymous.
23. And a party who was appealing to the High Court cannot abdicate the responsibility of making available the documents listed in Order 42 Rule 13of the Civil Procedure Rules. Once the Appellant has provided the said documents, the Judge has the task of ascertaining that the requisite documents are on the record.
24. I have perused the record and found that the decree is not within it.
25. The question is whether or not I should now proceed to strike out or to dismiss the appeal.
26. The Appellant made the following submission about the provisions of Order 42 Rule 13 (4);
“The language in the said provision isthat before allowing the appeal to proceed to hearing the court shall be satisfied that the documents are onrecord. The consequence of thedocuments not being part of the record is not that the appeal will be dismissed.
The consequence is that the court will not allow the appeal to proceed without the listed documents.”
27. I am in agreement with the Appellant in that respect, and I therefore direct that the Appellant shall file and serve the Decree within the next fourteen (14) days from the date of this Ruling.
28. Although the Court has neither dismissed nor struck out the appeal, I have directed the Appellant to take the necessary step prior to the court giving directions for the hearing of the appeal. As the said directions have been prompted by the Preliminary Objection raised by the Respondent, I award the costs of the said Preliminary Objection, to the Respondent.
DATED, SIGNED and DELIVERED at KISUMU
This20thday of May2021
FRED A. OCHIENG
JUDGE