[2005] KECA 353 (KLR)
The Court held that an advocate is only competent to act for a party if, at the time of acting, he or she has a practising certificate in force, meaning one that has been issued by the Registrar of the High Court. Payment of fees or application for a certificate does not suffice; the certificate must actually be...
Source-derived case information.
- Citation
- [2005] KECA 353 (KLR)
- Parties
- Applicant: Kenya Power & Lighting Company Ltd.; Respondent: Chris Mahinda t/a Nyeri Trading Centre
- Court
- Court of Appeal
- Court Station
- Court of Appeal at Nyeri
- Jurisdiction
- Kenya
- Case Number
- Civil Appeal (Application) 148 of 2004
- Procedural Posture
- Civil Appeal / Application to Strike Out Appeal
- Outcome
- Application allowed. Notice of Appeal, Memorandum of Appeal, and record of appeal struck out with costs to the applicant.
- Legal Topics
- Advocate Practising Certificate, Competency of Legal Representation, Striking Out Pleadings, Appeal Procedure
- Source Language
- en
Source-derived case record
Summary, issues, holding and outcome
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Parties
Kenya Power & Lighting Company Ltd.
Applicant
Chris Mahinda t/a Nyeri Trading Centre
Respondent
Procedural Posture
Civil Appeal / Application to Strike Out Appeal
Legal Issues
- 1 Whether documents signed by an advocate without a valid practising certificate are competent before the court.
- 2 Whether payment and application for a practising certificate, without its issuance, constitutes having a certificate 'in force'.
- 3 Whether subsequent issuance of a practising certificate has retrospective effect to validate prior acts.
Ratio Decidendi
The Court held that an advocate is only competent to act for a party if, at the time of acting, he or she has a practising certificate in force, meaning one that has been issued by the Registrar of the High Court. Payment of fees or application for a certificate does not suffice; the certificate must actually be issued. The Court rejected the argument that subsequent issuance of a practising certificate has retrospective effect to validate acts done before issuance. As the advocate in question did not have a practising certificate in force when signing the Notice of Appeal and Memorandum of Appeal, those documents were incompetent and the appeal was fatally defective. The application to...
Court Disposition
Application allowed. Notice of Appeal, Memorandum of Appeal, and record of appeal struck out with costs to the applicant.
Orders
- The Notice of Appeal is struck out.
- The Memorandum of Appeal is struck out.
Full Case Text
Judgment text and source record
60 paragraphs
REPUBLIC OF KENYA
IN THE COURT OF APPEAL
AT NYERI
CORAM: OMOLO, O’KUBASU & DEVERELL, JJ.A.
Civil Appeal (Appli) 148 of 2004
BETWEEN
KENYA POWER & LIGHTING COMPANY.....APPLICANT/RESPONDENT
AND
CHRIS MAHINDA T/A NYERI....................... RESPONDENT/APPELLANT
(Application to strike out an appeal from the ruling andorder of the High Court of Kenya
at Nyeri (Mr. JusticeMichael Khamoni) dated 25thJune, 2004
in
H.C.C.C. NO. 37 OF 2004)
***********
RULING OF THE COURT
This ruling arises from a Notice of Motion filed by Kenya Power & Lighting Company Ltd. as applicant. The applicant is the respondent to Civil Appeal No.148 2004 in which one Chris Mahinda trading as Nyeri Trading Centre is the appellant. The appeal is against the Ruling of J.H. Khamoni J. dated 25th June 2004.
The Motion seeks an order
“ that the appeal herein be struck out on the grounds that the Notice of Appeal and the Memorandum of Appeal were signed by Titus Timothy Muthui Kimani an advocate (hereinafter “the Advocate”) who was not entitled to act as such, as he did not have a practising certificate and the appeal is thereby incompetent.”
The Notice of Appeal was signed and lodged on 25th June 2004. The Memorandum of Appeal was signed and lodged on 13th July 2004 It is not disputed that the Advocate was issued with a practising certificate for the year 2004 by the Registrar of the High Court but it is clear that it was not approved by the Council of the Law Society until 13th September 2004 and not issued by the Registrar until 22nd September 2004.
The applicant herein submits that prior to its issue after approval by the Council the Advocate did “not have in force a practising certificate” which are the key words in Section 9 of the Advocates Act Cap16.
The relevant part of that Section reads as follows:-
“Subject to this Act, no person shall be competent to act as an advocate unless: –
(a)............
(b)............
(c) he has in force a practising certificate.”
The respondent’s submission was based on the additional fact that the advocate had applied for a practising certificate and paid the fees demanded by the Law Society amounting to a total of Shs.20,510/- as early as 25th March 2004 which included the Shs. 5,000/- Practising Certificate Fee.
In his further supplementary affidavit the Advocate deponed:-
“12. That I kept calling the offices of the Law Society to ask about my practising certificate for the year 2004 as I had paid for it and I was told by the Cashier that he gave the doctor’s letter to one Turia to pass over the file to the Council.
13. That after going there numerous times and making futile telephone calls to the Law Society offices and after failing to get a solution, I made a telephone call to the secretary of the Law Society about the behavior of the subordinate staff who it seemed had misplaced the doctor’s letter and the secretary promised to take action upon which I received the practising certificate.
14. That the delay in receiving the practising certificate despite having paid on time was occasioned by the negligence and carelessness of the Law Society of Kenya which took the intervention of the secretary to bring to an end.”
The first issue for us to decide is whether a practising certificate for which the fee has been paid in advance but which has not been issued, for whatever reason, by the Registrar of the High Court can be described as being “in force”.
The provisions of the legislation and the Court of Appeal Rules (the Rules) that are relevant are the following:-
Rule 22 which provides that “Subject to the provisions of rule 70, (which is irrelevant to the present issue), a party to any proceedings in the Court may appear in person or by advocate.”
Rule 74 (6) which provides that:-
“A notice of appeal shall be substantially in the form D in the First Schedule hereto and shall be signed by or on behalf of the appellant” Form Dwhich includes the following under the space for the date:-
“Signed............................... Appellant_______
Advocate for the appellant.”
Rule 84 (3) and form F in the First Schedule have provisions similar in all material effects in relation to a memorandum of appeal.
Rule 97(1) which provides that“Any party to an appeal who does not intend to appear in person or by advocate at the hearing of the appeal may lodge in the appropriate registry a statement in writing of his arguments ......................”
It is clear from these provisions that, if the party is not appearing in person, he can only act, in relation to an appeal, through an advocate unless the party is a corporation which has complied withrule 22(2)or is a person under disability whererule 22 (3) has been complied with.
Although it is not expressly stated in the Rules that an advocate representing a party must be an advocate competent to practice under Section 9of the Advocates Act this must clearly be the position.
Practising Certificates are dealt with in Part VII of the Advocates Act from which it is clear that the issue of practising certificates is the responsibility of the Registrar of the High Court and not of the Law Society. The Practising Certificate for the year 2004 exhibited to the advocate’s affidavit in support of the application is dated 22nd September 2004and signed by the Registrar of the High Court.In thatCertificate the Registrar certifies that the advocate “is duly enrolled as an Advocate and is entitled to practise as such Advocate.”
We consider that it cannot be validly argued that, prior to the date of issue of that Certificate, the advocate had in force a practising certificate.
The precise role of the Law Society in relation to the issue of practising certificates was not explained to us by either party and our attention was not drawn to any regulations dealing with that role. It is probable that it is an administrative arrangement between the Registrar and the Law Society under which the latter collects the practising certificate fees on behalf of the Registrar along with the fees due to the Law Society and the Advocates Benevolent Association for subscriptions etc.
There may also be an administrative arrangement between the Law Society and the Registrar whereby the Registrar does not issue practising certificates to advocates without first obtaining from the Council of the Law Society its approval or comment.
We however cannot descend into the realms of speculation as to the existence or nature of any such arrangements which would not in any event affect the legal position under the Advocates Act. We come to our decision based solely on the undisputed fact that no practising certificate for 2004 had been issued to the advocate prior to the signing by him of both the Notice of Appeal and the Memorandum of Appeal.
When those two acts weredone by him the advocate was not qualified to act as an advocate with the effect that the two documents were incompetent. A practising certificate is issued for a whole year and the certificate issued in this case was for the year 2004 and it was suggested that, although it was issued on 22nd September, 2004, it had retrospective effect back to the beginning of 2004.
We do not accept this submission. If no practising certificate had been issued when the act was done the advocate was not qualified to do that act at the time he did it. We accordingly allow the application and hereby order that the Notice of Appeal and the Memorandum of Appeal be struck out with costs to the applicant. The effect of this order is that the record of appeal itself must be struck out.
Dated and delivered at Nyeri this 10th day of June, 2005.
R.S.C. OMOLO
.........................
JUDGE OF APPEAL
E. O. O’KUBASU
……………………..
JUDGE OF APPEAL
W. S. DEVERELL
.........................
JUDGE OF APPEAL
I certify that this is atrue copy of the original.
DEPUTY REGISTRAR