Kenya Judgment

High Court · High Court at Siaya

KOO v Republic [2021] KEHC 5632 (KLR)

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Professional case brief

Research organized from the available case record

Source document

01

Holding and result

The court found that the plea of guilty was not unequivocal because it was unclear whether the facts were read out in a language the accused fully understood, and there was inconsistency in the language of the responses. Furthermore, the trial magistrate failed to formally enter a plea of guilty and did not record a conviction before proceeding to mitigation and sentencing. The facts as read did not sufficiently disclose the offences charged, as there was no clear evidence of the injuries sustained or the property damaged. These procedural lapses rendered the proceedings fatally defective and nullified the basis for the sentence imposed. Consequently, the court quashed the proceedings and set aside the sentence, ordering the applicant's immediate release unless otherwise lawfully held.

Court disposition

application allowed; conviction and sentence quashed; applicant released

Orders

  • The proceedings of 9/10/2020 in Ukwala SRM Criminal Case No. 486 of 2020 are quashed.
  • The sentences imposed on 4/11/2020 are set aside.
  • The applicant KOO is set at liberty forthwith unless otherwise lawfully held.
  • The trial court file and this ruling to be returned to Ukwala Law Courts and a copy served upon Hon. C.I. Agutu.

02

Material facts

Parties

KOO

Applicant

Republic

Respondent

Amounts and remedies

  • Fine for Count One: KES 50,000
  • Fine for Count Two: KES 10,000

03

Procedural history

  1. Posture

    Criminal Revision / Ruling on Application for Revision of Sentence

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant challenged the validity of the plea and conviction, arguing that the plea was not unequivocal, the facts did not disclose the offences, and there was no proper entry of conviction before sentencing. The applicant also highlighted procedural irregularities in the trial court's handling of the matter.
Respondent
The respondent maintained that the sentences imposed were lawful, the applicant pleaded guilty, and the language used in plea taking was Kiswahili, which the applicant understood. The respondent did not address the procedural lapses raised by the applicant.

05

Court’s reasoning

  1. 01

    Section 207 of the Criminal Procedure Code; relevant case law on plea taking

    A plea of guilty must be unequivocal, with the charge and facts clearly disclosed and understood by the accused in a language he comprehends, and a conviction must be properly entered before sentencing.

  2. 02

    Penal Code; Criminal Procedure Code

    Sentences must be based on valid proceedings and a lawful conviction; otherwise, they are null and void.

06

Ratio, limits and disposition

Ratio decidendi

The court found that the plea of guilty was not unequivocal because it was unclear whether the facts were read out in a language the accused fully understood, and there was inconsistency in the language of the responses. Furthermore, the trial magistrate failed to formally enter a plea of guilty and did not record a conviction before proceeding to mitigation and sentencing. The facts as read did not sufficiently disclose the offences charged, as there was no clear evidence of the injuries sustained or the property damaged. These procedural lapses rendered the proceedings fatally defective and nullified the basis for the sentence imposed. Consequently, the court quashed the proceedings and set aside the sentence, ordering the applicant's immediate release unless otherwise lawfully held.

Obiter and limits

  • The trial magistrate should ensure that all procedural requirements in plea taking and conviction are strictly adhered to.
  • The absence of clear evidence and proper recording of proceedings undermines the integrity of the criminal justice process.

Court disposition

application allowed; conviction and sentence quashed; applicant released

  • The proceedings of 9/10/2020 in Ukwala SRM Criminal Case No. 486 of 2020 are quashed.
  • The sentences imposed on 4/11/2020 are set aside.
  • The applicant KOO is set at liberty forthwith unless otherwise lawfully held.
  • The trial court file and this ruling to be returned to Ukwala Law Courts and a copy served upon Hon. C.I. Agutu.

Source and reliance status

High Court

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Judgment reading view

Judgment text

The complete available source text.

Source document

High Court

Judgment

[2021] KEHC 5632 (KLR)

REPUBLIC OF KENYA

IN THE HIGH COURT OF KENYA

AT SIAYA

CRIMINAL REVISION NO. E052 OF 2021

CORAM: R.E. ABURILI, J

KOO.....................APPLICANT

VERSUS

REPUBLIC......RESPONDENT

(Being an Application for Revision of sentence in Ukwala SRM Court’s Criminal Case No. 486 of 2020 on 04. 11. 2020 by Hon. C. I. Agutu, Senior Resident Magistrate)

RULING

1. I have considered the application for revision of sentence imposed on the convict KOO vide Ukwala Senior Resident Magistrate Criminal Case No. 486 of 2020 for the offence of Assault causing actual bodily harm contrary to Section 251 of the Penal Code and Malicious damage contrary to Section 339(1) of the Penal Code.

2. I observe that the convict was sentenced to a fine of Kshs, 50,000/= in default to serve one year in prison, in count one and in count 2, he was sentenced to pay a fine of Kshs. 10,000/= in default to serve six months imprisonment. The sentences to run concurrently. This was on 4/11/2020.

3. I further observe that the convict/applicant and the complainant are husband and wife though the complainant has since left her matrimonial home and returned to her home, leaving behind three minor children who are said to be under the care of their paternal grandmother.

4. The convict pleaded guilty to the charges (2 counts) as read to him on 9/10/2020 upon which the trial court - Hon. C.I. Agutu, Senior Resident Magistrate, called for a Probation Report, which report was filed on 30/10/2020. The said report prepared and signed by Cornel Kirui Towet recommended that the offender was suitable for probation sentence for a reasonable period. The trial court exercised discretion and sentenced him to fines and in default, to service prison terms as stated. The sentences as imposed are not harsh or excessive and are within the law for the offences charged.

5. The question that I must pose, however, is, whether the Plea as taken of guilty was unequivocal.

6. For a Plea of guilty to have been unequivocal, the charge(s) must disclose an offence. The facts too must disclose an offence charged. The Plea must be taken - or the charge(s) read out to the accused persons in a language that he understands. There must also be a conviction entered and recorded.

7. In the instant case, whereas the sentences imposed on the applicant are lawful, and whereas the language used in the Plea taking is indicated as Kiswahili, with the applicant/accused responding: “Ni ukweli”, on both counts after the facts were read out to him, with no indication whether they were read out to him in Kiswahili or other language, the accused is recorded to have replied, “it is true”- in English.

8. The question is whether the facts were read out to the accused person in Kiswahili or English for him to respond in English and not in Kiswahili, the language that the charges were read out to him.

9. In addition to the above observation, the trial magistrate did not enter any Plea of guilty upon the accused person ‘pleading guilty’ to the two counts as read out to him.

10. Further, after the facts were read out to the accused and he said, “it is true”, there was no conviction entered. The trial magistrate proceeded to ask him for mitigation and the proceedings are as follows, in summary:

“9/10/2020

Before Hon. C.I. Agutu, Senior Resident Magistrate

Accused: present

Court: Charges read over to the accused in Kiswahili language which he professes to understand.

1st court: Ni ukweli

2nd court: Ni ukweli

Facts: (read out and recorded)

Accused: It is true.

Accused: In mitigation: I pray for forgiveness.

Court: Mitigation considered.

Court: Probation Report on 23rd October 2020.

Signed

C.I Agutu

Magistrate

8. 10. 2020”

11. In the facts read out to the accused, there is no production of a P3 form as evidence that the complainant was treated for the injuries sustained. However, in the file, a P3 form is present marked as Exhibit 1. There is no mention in the facts of “what” injuries the complainant sustained upon being beaten and or where she was beaten.

12. In addition, there is no mention of “what” property belonging to the complainant was destroyed or damaged, to support count two of malicious damage to property.

13. In count one, even if the injuries sustained were not mentioned in the facts, it is expected that the facts refer to injuries as per the P3 form produced as an exhibit and production by the prosecution. The facts only say, “…you beat her. She came back and found you had destroyed her property. She was treated and P3 form filled”.

14. In my humble view, the Plea was not unequivocal. Further, the facts as read out did not disclose the offences charged. In addition, there being no plea of guilty being entered against the accused and no entry of a conviction of the applicant, there was no basis upon which the applicant was sentenced to a fine and or prison terms in default. Moreover, there is no indication whether the accused was a first or repeat offender.

15. The proceedings of 9/10/2020 were fatally null and void. The applicant has been in prison since 7/10/2020 when he was arrested which is now eight months. He has served a sentence that was based on void proceedings which proceedings I hereby quash and the sentences imposed on the applicant on 4/11/2020 is set aside.

16. Therefore, unless otherwise lawfully held, the applicant KOO is hereby set at liberty forthwith.

17. The trial court file and this Ruling be returned to Ukwala Law Courts and copy of Ruling be served upon Hon. C.I. Agutu personally for noting.

18. Orders accordingly.

DATED, SIGNED AND DELIVERED AT SIAYA THIS 24TH DAY OF JUNE, 2021

R.E. ABURILI

JUDGE

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Penal Code (Cap 63), Section 251

Legislation

Legislation referenced in the available case record.

Penal Code (Cap 63), Section 339(1)

Legislation

Legislation referenced in the available case record.

Criminal Procedure Code (Cap 75), Section 207

Legislation

Legislation referenced in the available case record.

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