Kenya Judgment

Court of Appeal

Reuben Dena Makomba v Republic [2017] KECA 38 (KLR)

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Source document

01

Holding and result

The Court held that the appeal raised no arguable point of law warranting interference. The complainant and the appellant were properly identified, the complainant’s age and the material dates supported the finding of defilement, the omission in the charge sheet caused no prejudice, and voir dire was unnecessary because the complainant was about 16 years old when she testified. Although the courts below had misapprehended the age-related sentencing provision, altering the sentence would have prejudiced the appellant because the State had not sought enhancement; the Court therefore left the 15-year sentence intact and dismissed the appeal.

Court disposition

Appeal dismissed

Orders

  • Conviction upheld
  • Sentence of 15 years imprisonment confirmed

02

Material facts

Parties

REUBEN DENA MAKOMBA

Appellant

Republic

Respondent Counsel: Mr. Ayodo, Senior Principal Prosecuting Counsel

Amounts and remedies

  • Sentence Imposed: years 15
  • Complainant Age at Incident: years 15
  • Complainant Age at Testimony: years 16
  • Birth Date on Vaccination Card: October 1995 12

03

Procedural history

  1. Posture

    Criminal Appeal / Second Appeal From the High Court at Malindi Affirming Conviction and Sentence for Defilement

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant argued that the charge sheet was defective, voir dire was not properly conducted, the complainant’s age was not proved in accordance with law, and no evidence linked him to the offence.
Respondent
The respondent argued that the omission in the charge sheet caused no prejudice, the complainant gave credible and corroborated evidence, her age was proved by the vaccination card and her mother’s testimony, and voir dire was unnecessary.

05

Court’s reasoning

  1. 01

    Section 361 Criminal Procedure Code; Kaingo v R (1982) KLR 213; Reuben Karoti s/o Karanja v Republic (1956) 17 EACA 146

    A second appeal is confined to points of law; concurrent findings of fact will not be disturbed unless based on no evidence.

  2. 02

    Kaingu Elias Kasomo v R Cr. Appeal No. 504 of 2010

    The age of a complainant in defilement cases is a critical element that must be proved by credible evidence because it affects both liability and sentence.

  3. 03

    Mutinda Mwai Mutana v R Cr. Appeal No. 282 of 2008; Chemang’ong’ v R (1984) KLR 611; Amedi Omurunga v R (2014) Cr. Appeal No. 178 of 2012

    A defect in a charge sheet will not vitiate proceedings where no injustice or prejudice is caused to the accused.

  4. 04

    Amedi Omurunga v R (2014) Cr. Appeal No. 178 of 2012

    Where the accused fully participated in the trial and understood the charge, an omission in citation of the correct statutory provision may be treated as non-prejudicial.

  5. 05

    The Court’s application of the evidence on record

    If the complainant was 16 years old at the time of testimony, voir dire was not necessary.

06

Ratio, limits and disposition

Ratio decidendi

The Court held that the appeal raised no arguable point of law warranting interference. The complainant and the appellant were properly identified, the complainant’s age and the material dates supported the finding of defilement, the omission in the charge sheet caused no prejudice, and voir dire was unnecessary because the complainant was about 16 years old when she testified. Although the courts below had misapprehended the age-related sentencing provision, altering the sentence would have prejudiced the appellant because the State had not sought enhancement; the Court therefore left the 15-year sentence intact and dismissed the appeal.

Obiter and limits

  • The Court noted a discrepancy between the complainant being treated as 15 years old and the sentencing choice under section 8(4), but declined to disturb the sentence due to prejudice concerns on enhancement.
  • For purposes of age, the relevant date in the charge particulars was December 2010, which would still place the complainant at about 15 years old.

Court disposition

Appeal dismissed

  • Conviction upheld
  • Sentence of 15 years imprisonment confirmed

Source and reliance status

Court of Appeal

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Judgment text

The complete available source text.

Source document

Court of Appeal

Judgment

[2017] KECA 38 (KLR)

IN THE COURT OF APPEAL

AT MOMBASA (CORAM: MAKHANDIA, OUKO & M’INOTI, JJ.A) CRIMINAL APPEAL NO. 91 OF 2016

BETWEEN REUBEN DENA MAKOMBA............APPELLANT

VERSUS REPUBLIC..........................................RESPONDENT (Appeal from a Judgement of the High Court of Kenya at Malindi (Meoli J.) dated 27th May, 2014) in H.C.CR.A 23 of 2012) *****

JUDGMENT OF THE COURT This appeal arises from the decision of the High Court at Malindi, (Meoli, J) confirming the appellant's conviction for the offence of defilement for which he was sentenced to 15 years imprisonment. It was alleged that after the first sexual encounter in December, 2010, between the appellant and the complainant, whose age was found by the two courts below to be 15 years, the two subsequently continued to engage in such exploits to the extent that the complainant, her age notwithstanding, began to regard the appellant as her fiancé. The proverbial straw that broke the camel’s back came on 21st April, 2011 at a funeral wake at the appellant’s home. The complainant testified that she attended the funeral wake and spent the night having sex with the appellant in the bush. The next morning when she returned home and upon being challenged by her parents, the complainant confessed to having an affair with the appellant claiming that he had promised to marry her. The father reported the matter to the assistant chief who summoned the appellant. The matter was also reported to the police and the appellant arrested and charged with defilement of a child contrary to section 8(4) of the Sexual Offences Act of 2006 and in the alternative with committing an indecent act with a child contrary to section 11 (a) of the Sexual Offences Act. Both courts below came to a

concurrent determination on the complainant’s age, that she was 15 years old. The appellant denied the charges and maintained that, although he knew the complainant, he was surprised when he was summoned by the area assistant chief and then the police on allegations that he had defiled the complainant. The learned trial magistrate, upon assessing and analyzing the evidence presented before him found the charge in the main count proven. The conviction and the 15 years imprisonment term aggrieved the appellant who moved to the High Court, where Meoli, J., after re-evaluating the evidence on record agreed with the trial magistrate on the appellant's culpability, and further that the complainant was indeed a child in terms of the Sexual Offences Act. For those reasons, the learned Judge dismissed the appeal in its entirety and upheld the conviction and sentence. This is a second appeal in which the appellant has raised six (6) grounds, which we have condensed below. Conducting his own appeal, the appellant submitted that charge sheet was defective for failing to cite section 8(1) of the Sexual Offences Act. In support of that submission he relied on sections 137 (a) (i) (ii) and 214 of the Criminal Procedure Code and the cases of Mutinda Mwai Mutana V R Cr. Appeal No. 282 of 2008 (Unreported) and Chemang’ong’ V R (1984) KLR 611. Second, he complained that the learned Judge ought to

have found that voir dire inquiry was not properly conducted on the complainant by the trial court contrary to Section 19 of the Oaths and Statutory Declaration Act. For that, he cited Ben Maina Mwangi V. R. HC Cr. Appeal No. 471 of 2001 at Nairobi. The third ground was with regard to the failure of the learned Judge to hold that the trial court did not ascertain the age of the complainant in accordance with the law and as was laid down in Kaingu Elias Kasomo V R Cr. Appeal No. 504 of 2010. Regarding the burden of proof, the appellant submitted that no evidence was adduced linking him to the offence. Mr. Ayodo, Senior Principal Prosecuting Counsel (SPPC) in opposing the appeal submitted that, although in the charge sheet only section 8(4) which contains the sentence was cited instead of 8(1), which is the definition section of the offence as read with Section 8(3), no injustice or prejudice was occasioned to the appellant; and that the appellant fully participated in the trial. Citing the case of Amedi Omurunga V R (2014) Cr. Appeal No. 178 of 2012, counsel also submitted that the complainant gave credible evidence that was corroborated by that of the doctor (PW5), proving the charge beyond any reasonable doubt; that the complainant’s age was equally proved by her vaccination card and the testimony by her mother; and that failure to conduct voir dire inquiry on the complainant

did not weaken the prosecution case. This is a second appeal and the jurisdiction of this Court is circumscribed by section 361 of the Criminal Procedure Code. Only issues of law can be considered and determined. See Kaingo V R (1982] KLR 213 at page 219 wherein this Court stated thus:- “A second appeal must be confined to points of law and this Court will not interfere with concurrent findings of fact arrived at in the two courts below unless based on no evidence. The rest to be applied on second appeal is whether there was any evidence on which the trial court find as it did (Reuben Karoti s/o Karanja V Republic (1956) 17 EACA 146.” The essence of this is that in a second appeal, the issues of fact will have been tried and settled by the court trying the case and the first appellate court and that this Court will, except in exceptional circumstances, concern itself only with the application of the law to the facts as settled by the two courts below. The points of law raised in this appeal relate to the question of the identity of complainant’s violator, her age, whether the charge was defective, whether it was necessary to conduct a voir dire examination on the complainant and whether the standard of proof was established. We have reviewed the record and submissions by both the appellant and the learned counsel for the respondent.The appellant denied having met the

complainant before he was arrested. But the complainant, in a graphic account of events of the first time in December, 2010, when the complainant defiled her, confirmed that she knew the complainant prior to this day; she knew his home and had a conversation, before the ordeal.The time was 6 pm. Then there was the second occasion at the appellant’s home when the two spent the whole night together.The evidence of the complainant’s identity was corroborated by her mother and PW2 who was in her company. We have no doubt that the appellant was properly identified. On the complainant’s age it is now firmly established that in cases of defilement, the age of the complainant is crucial in determining the sentence upon conviction of an accused. In Kaingu Elias Kasomo V. R, Cr. Appeal No. 504 of 2010, this Court stated thus: “Age of the victim of sexual assault under the Sexual Offences Act is a critical component. It forms part of the charge which must be proved the same way as penetration in the cases of rape and defilement. It is therefore essential that the same be proved by credible evidence for the sentence to be imposed will be dependent on the age of the victim.” In this appeal the penalties imposed by sections 8(3) and 8(4) of the Sexual Offences Act are key to this question. They provide, for instance that; “8 (3) A person who commits an offence of defilement with a child

between the age of twelve and fifteen years is liable upon conviction to imprisonment for a term of not less than twenty years. 8 (4) A person who commits an offence of defilement with a child between the age of sixteen and eighteen years is liable upon conviction to imprisonment for a term of not less than fifteen years”. (Emphasis supplied). The trial court concluded that the complainant was about 15 years of age based on the evidence by her mother and age assessment report by the doctor, (PW8). The date of birth on the vaccination card, however showed that the complainant was born on 12th October, 1995.That places her age at 15 years and about 6 months old as at as at 21st April 2011, when she was defiled. Likewise, the doctor who examined her after the incident assessed her age at about 15 years. The trial court did not address this discrepancy but sentenced the appellant to 15 years imprisonment, clearly under Section 8(4) which bears the lesser sentence of 15 years as opposed to section 8(3) which attracts 20 years, without any explanation. Having found that the complainant was 15 years, the magistrate had no option but to proceed under section 8(3). The learned Judge noted the discrepancy but was of the view that, in the circumstances of the case, it was “a small discrepancy” and that it was proper for the magistrate to impose a sentence under section 8(4). The seeming

discrepancy in the evidence as to age of the complainant, whether 15 or 16 years of age is, in our view, of no significance. The best evidence on proof of age of the complainant was the biological mother’s evidence, then the evidence of the complainant herself, being 15/16 years. Forensic evidence could only augment this. The trial court failed to consider the fact that in the particulars of the charge sheet, it was alleged that the complainant was defiled by the appellant, first in December, 2010. The complainant herself presented that evidence. The learned Judge found as a fact that it was from that date that an affair between the complainant and the appellant developed. So that as the question of the complainant’s age was being considered, the relevant date ought to have been December, 2010, that would place the complainant’s age at 15 years. That being the case, both courts below erred in imposing 15 years sentence. But because the State did not give notice to the appellant of the likelihood of enhancement of the sentence, it would be prejudicial at this stage to correct the sentence. We confirm it. See J.J.W V. R, Criminal Appeal No. 11 of 2011. In conclusion, having confirmed that the complainant was, at the time she testified in 2011 16 years of age, it was not necessary to administer voir dire. In the result, we find no substance in this appeal and dismiss it in its entirety. Dated and delivered at Mombasa this 12th day of October, 2017. ASIKE - MAKHANDIA ....................................

JUDGE OF APPEAL W. OUKO ..................................

JUDGE OF APPEAL K. M'INOTI ...................................

JUDGE OF APPEAL I certify that this is a true copy of the original.

DEPUTY REGISTRAR

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Mutinda Mwai Mutana v R Cr. Appeal No. 282 of 2008

Case cited

Chemang’ong’ v R (1984) KLR 611

Case cited

Ben Maina Mwangi v R H.C. Cr. Appeal No. 471 of 2001

Case cited

Kaingu Elias Kasomo v R Cr. Appeal No. 504 of 2010

Case cited

Amedi Omurunga v R (2014) Cr. Appeal No. 178 of 2012

Case cited

Kaingo v R (1982) KLR 213

Case cited

Reuben Karoti s/o Karanja v Republic (1956) 17 EACA 146

Case cited

J.J.W v R Criminal Appeal No. 11 of 2011

Case cited

Section 8(4) Sexual Offences Act, 2006

Legislation

Legislation referenced in the available case record.

Section 8(3) Sexual Offences Act, 2006

Legislation

Legislation referenced in the available case record.

Section 8(1) Sexual Offences Act, 2006

Legislation

Legislation referenced in the available case record.

Section 11(a) Sexual Offences Act, 2006

Legislation

Legislation referenced in the available case record.

Section 137(a)(i)(ii) Criminal Procedure Code

Legislation

Legislation referenced in the available case record.

Section 214 Criminal Procedure Code

Legislation

Legislation referenced in the available case record.

Section 361 Criminal Procedure Code

Legislation

Legislation referenced in the available case record.

Section 19 Oaths and Statutory Declarations Act

Legislation

Legislation referenced in the available case record.

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