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South Africa Judgment

South Gauteng High Court, Johannesburg

JR v AL (21609/2021) [2021] ZAGPJHC 814 (6 December 2021)

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01

Holding and result

The court found that the grounds for leave to appeal had already been addressed in the previous judgment and that nothing presented persuaded the court that another court would find differently or disturb the discretion exercised. The respondent failed to meet the raised threshold for granting leave to appeal, as set out in section 17(1) of the Superior Courts Act and relevant case law. The seriousness of the conduct and the willfulness of the respondent were emphasized, and the imposed fine was not found to be unreasonable. The application for leave to appeal was accordingly dismissed with costs, including the costs of two counsel.

Court disposition

Application for leave to appeal dismissed with costs, including costs of two counsel.

Orders

  • The application for leave to appeal is dismissed with costs, to include the costs consequent upon the employment of two counsel.

02

Material facts

Parties

JR

Applicant Counsel: JC Bornman

AL

Respondent Counsel: Adelé de Wet SC and Sarita Liebenberg

Amounts and remedies

  • Fine Imposed: ZAR 70,000

03

Procedural history

  1. Posture

    Leave to Appeal / Application for Leave to Appeal to the Full Court

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant argued that the facts of this case differ significantly from those in the Victoria Park matter, with the transgressions being less serious. It was submitted that another court would find the fine of R70,000 unreasonable, especially as the fine in Victoria Park was only R10,000 and shared among several contemnors.
Respondent
The respondent maintained a limited appreciation of the seriousness of the breach and the rights infringed. It was argued that the matter was not as serious as the State Capture case, but the court emphasized that impugning the reputation of an attorney and undermining fundamental human rights are grave matters. The respondent failed to demonstrate any criteria that would justify appellate interference with the sentence.

05

Court’s reasoning

  1. 01

    Section 17(1) of the Superior Courts Act, 2013

    Leave to appeal may only be granted where there is a reasonable prospect of success or another compelling reason, and the threshold for granting leave has been raised.

  2. 02

    Smith v S 2012 (1) SACR 567 (SCA)

    An appeal court will only interfere with a sentence if the criteria in Smith v S are met, which were not shown to exist in this case.

  3. 03

    Dexgroup (Pty) Ltd v Trustco Group International (Pty) Ltd and Others 2013 (6) SA 520 (SCA)

    The need to obtain leave to appeal is a tool to ensure judicial resources are not spent on meritless appeals; leave should be refused if the threshold is not met.

  4. 04

    Four Wheel Drive Accessory Distributors CC v Rattan 2019 (3) SA 451 (SCA); Independent Examinations Board v Umalusi and Others (83440/2019) [2021] ZAGPPHC 12 (7 January 2021)

    The grounds for leave to appeal must be tested against the facts and applicable legal principles to determine if an appeal court would interfere.

06

Ratio, limits and disposition

Ratio decidendi

The court found that the grounds for leave to appeal had already been addressed in the previous judgment and that nothing presented persuaded the court that another court would find differently or disturb the discretion exercised. The respondent failed to meet the raised threshold for granting leave to appeal, as set out in section 17(1) of the Superior Courts Act and relevant case law. The seriousness of the conduct and the willfulness of the respondent were emphasized, and the imposed fine was not found to be unreasonable. The application for leave to appeal was accordingly dismissed with costs, including the costs of two counsel.

Obiter and limits

  • The reputation and integrity of a legal practitioner are invaluable and, once lost, are seldom recovered.
  • Impugning the good name of an attorney and undermining fundamental human rights are serious matters.
  • The threshold for granting leave to appeal has been raised, and judicial resources should not be wasted on appeals lacking merit.
  • No punitive costs order was sought in the application for leave to appeal, despite one being granted in the original judgment.

Court disposition

Application for leave to appeal dismissed with costs, including costs of two counsel.

  • The application for leave to appeal is dismissed with costs, to include the costs consequent upon the employment of two counsel.

Source and reliance status

South Gauteng High Court, Johannesburg

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Judgment reading view

Judgment text

The complete available source text.

Source document

South Gauteng High Court, Johannesburg

Judgment

[2021] ZAGPJHC 814

REPUBLIC

OF SOUTH AFRICA

IN

THE HIGH COURT OF SOUTH AFRICA

GAUTENG DIVISION, JOHANNESBURG

Case number: 21609/2021

REPORTABLE:

NO

OF INTEREST TO OTHER JUDGES: NO

REVISED YES/NO

In the matter between:

JR

Applicant

and

AL

Respondent

This judgment was handed down electronically by circulation to the parties’ legal representatives by email. The date and time for hand-down is deemed to be 6 December 2021

JUDGMENT

INGRID

OPPERMAN J

[1] This is an application for leave to appeal to the Full Court of Johannesburg, Gauteng Division, against the order granted against the respondent and handed down by this court on 28 October 2021.

[2] This judgment should be read with the 28 October 2021 judgment (‘the judgment’). The parties are referred to as in the judgment and all abbreviated descriptions used herein are defined in the judgment.

[3] Mr Bornman (who did not represent the respondent in the main hearing) grouped the grounds of appeal in two broad categories. The first category was focused on the disparity between the facts of this case and those in the Victoria Park[1] matter. It was argued that the trangression/s under consideration are far less serious and that another court would accordingly find that the fine of R70 000 imposed was “unreasonable”. The fine in the Victoria Park matter was only R10 000 which fine was ordere to be paid, jointly and severally, amongst several contemnors.

[4] The respondent in this case appears to have a total absence alternatively a very limited appreciation of the seriousness of what was breached and what rights were infringed in the conduct that he embarked upon and persisted with. As emphasised in paragraphs [25] and [26] of the judgment, a legal practitioner’s most valuable assets are repute and integrity and once either is lost, it is seldom recovered. Impugning the good name of an attorney is a serious matter. Attacking and undermining fundamental human

rights is a serious matter. The fact that this court concluded that this case was not as serious as the State Capture matter does not lead to the conclusion that this matter is not serious. Far from it.

[5] Further, the court on appeal would have very limited powers to interfere with the sentence imposed by this court and the respondent would have to satisfy the test formulated in Smith v S 2012 (1) SACR 567 (SCA) for it to interfere with the sentence imposed by this court. None of the criteria required for such an intervention were shown to exist.

[6] There can be no doubt about the willfulness of the respondent. The facts evidence an expression of intent which is followed up by conduct which, in some instances, is proudly announced once he has done so.

[7] The court's power to grant leave to appeal to a higher court is found in section 17(1) of the Superior Courts Act, 2013.[2]

[8] Leave to appeal should be granted only when there is a sound and rational basis for doing so[3]. The threshold for granting leave to appeal has also been raised[4].

[9] The principles that emerge from Four Wheel Drive and Independent Examinations Board requires that one test the grounds on which leave to appeal is sought against the facts of the case and the applicable legal principles to ascertain whether an appeal court "would" interfere in the decision against which leave to appeal is sought.

[10] In the decision of Dexgroup (Pty) Ltd v Trustco Group International (Pty) Ltd and Others[5], Wallis JA observed that a court should not grant leave to appeal, and indeed is under a duty not to do so, where the threshold which warrants such leave, has not been cleared by an applicant in an application for leave to appeal. He held as follows:

“[24] For those reasons the court below was correct to dismiss the challenge to the arbitrator's award and the appeal must fail. I should however mention that the learned acting judge did not give any reasons for granting leave to appeal. This is unfortunate as it left us in the dark as to her reasons for thinking that enjoyed reasonable prospects of success. Clearly it did not. Although points of some interest in arbitration law have been canvassed in this judgment, they would have arisen on some other occasion and, as has been demonstrated, the appeal was bound to fail on the facts. The need to obtain leave to appeal is a valuable tool in ensuring that scarce judicial resources are not spent on appeals that lack merit. It should in this case have been deployed by refusing leave to appeal.” (emphasis added)

[11] I have considered the extensive application for leave to appeal and hold the view that most of the grounds have been answered in the judgment. Nothing argued has persuaded me that another court might (old test) or would (new test), find differently or that another could would be entitled to disturb the discretion I exercised based on recognised legal principles.

[12] Although a punitive costs order was sought and granted in the judgment, no punitive costs order was sought in the application for leave to appeal.

[13] I accordingly grant the following order:

The application for leave to appeal is dismissed with costs, to include the costs consequent upon the employment of two counsel.

_______

I

OPPERMAN

Judge of the High Court

Gauteng Division, Johannesburg

For the Respondent in the application for leave to appeal: Adv Adelé de Wet SC and Adv Sarita Liebenberg

Instructed by: Ulrich Roux & Associates

For the Applicant in the application for leave to appeal: Adv JC Bornman

Instructed by: Van Zyl & Hofmeyr Attorneys

Date of hearing: 26 November 2021

Date of Judgment: 6 December 2021

[1] Para 18 of the judgment.

[2] Section 17(1) of the Superior Courts Act provides: "(1) Leave to appeal may only be given where the judge or judges concerned are of the opinion that- (a) (i) the appeal would have a reasonable prospect of success; or (ii) there is some other compelling reason why the appeal should be heard, including conflicting judgments on the matter under consideration; (b) the decision sought on appeal does not fall within the ambit of section 16(2)(a); and (c) where the decision sought to be appealed does not dispose of all the issues in the case, the appeal would lead to a just and prompt resolution of the real issues between the parties."

[2] Section 17(1) of the Superior Courts Act provides:

"(1) Leave to appeal may only be given where the judge or judges concerned are of the opinion that-

(a)

(i) the appeal would have a reasonable prospect of success; or

(ii) there is some other compelling reason why the appeal should be heard, including conflicting judgments on the matter under consideration;

(b) the decision sought on appeal does not fall within the ambit of section 16(2)(a); and

(c) where the decision sought to be appealed does not dispose of all the issues in the case, the appeal would lead to a just and prompt resolution of the real issues between the parties."

[3] Four Wheel Drive Accessory Distributors CC v Rattan 2019 (3) SA 451 (SCA)

[4] Independent Examinations Board v Umalusi and Others (83440/2019) [2021] ZAGPPHC 12 (7 January 2021)

[5] 2013 (6) SA 520 (SCA)

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Smith v S 2012 (1) SACR 567 (SCA)

Case cited

Four Wheel Drive Accessory Distributors CC v Rattan 2019 (3) SA 451 (SCA)

Case cited

Independent Examinations Board v Umalusi and Others (83440/2019) [2021] ZAGPPHC 12 (7 January 2021)

Case cited

Dexgroup (Pty) Ltd v Trustco Group International (Pty) Ltd and Others 2013 (6) SA 520 (SCA)

Case cited

Superior Courts Act, 2013

Legislation

Legislation referenced in the available case record.

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