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South Africa Judgment

Supreme Court of Appeal

Lutchman Naidoo v S (403/09) [2010] ZASCA 40 (30 March 2010)

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01

Holding and result

The Supreme Court of Appeal found that the trial court correctly accepted the evidence of the state witnesses, who testified that the deceased's vehicle was stationary when the appellant fired the shots. The appellant's version was rejected as highly improbable, and there was no reasonable basis for the appellant to believe his life was in danger. Therefore, the defence of self-defence and putative self-defence were not established, and the conviction for murder was upheld. However, the appellate court held that the trial court materially misdirected itself by failing to give sufficient weight to the cumulative effect of the appellant's personal circumstances, the assault he suffered, and his emotional state at the time of the offence. These factors constituted substantial and compelling circumstances justifying a lesser sentence. Accordingly, the sentence was reduced from fifteen years to twelve years' imprisonment.

Court disposition

Appeal against conviction dismissed; appeal against sentence upheld; sentence reduced to twelve years' imprisonment.

Orders

  • The appeal against conviction is dismissed.
  • The appeal against sentence succeeds.
  • The sentence imposed by the trial court is set aside and substituted with a sentence of twelve years' imprisonment.

02

Material facts

Parties

Bruce-Lee Lutchman Naidoo

Appellant Counsel: M van Wyngaard

The State

Respondent Counsel: J J Kotzé

Amounts and remedies

  • Sentence Imprisonment Years: 12

03

Procedural history

  1. Posture

    Criminal Appeal / Appeal From North Gauteng High Court, Pretoria

04

Questions and positions

Legal issues

Party arguments

Applicant
The appellant argued that he acted in self-defence, believing his life was in danger when the deceased allegedly attempted to run him over with a motor vehicle. He contended that, even if objectively his life was not threatened, he held an erroneous belief that justified putative self-defence, which should exclude intent and result in a conviction for culpable homicide rather than murder. He further submitted that the trial court failed to properly consider the impact of the assault he suffered and his personal circumstances as substantial and compelling factors warranting a lesser sentence.
Respondent
The respondent maintained that the evidence of the state witnesses was credible and reliable, showing that the deceased's vehicle was stationary when the appellant fired the shots. The respondent argued that there was no objective evidence of a threat to the appellant's life and that the trial court correctly rejected the appellant's version and defence. Regarding sentence, the respondent submitted that the trial court properly exercised its discretion and found no substantial and compelling circumstances to deviate from the prescribed minimum sentence for murder.

05

Court’s reasoning

  1. 01

    S v Morgan and others 1993 (2) SACR 134 (A); S v Tshoko 1988 (1) SA 139 (AA); R v Dhlumayo 1948 (2) SA 677 (AD)

    An appeal court is generally reluctant to overturn a trial court's findings of fact and credibility assessments unless there is a clear misdirection.

  2. 02

    S v Joshua 2003 (1) SACR 1 (SCA); S v De Oliveira 1993 (2) SACR 59 (A)

    Putative self-defence requires that the accused subjectively believed his life was in danger, but such belief must be reasonable under the circumstances.

  3. 03

    S v Shapiro 1994 (1) SACR 112 (A); S v Sadler 2000 (1) SACR 331 (SCA); S v Michele 2010 (1) SACR 131 (SCA)

    A court of appeal will not interfere with sentence unless the trial court failed to exercise its discretion properly or committed a material misdirection.

  4. 04

    Criminal Law Amendment Act 105 of 1997

    Section 51(2) of the Criminal Law Amendment Act 105 of 1997 prescribes a minimum sentence for murder, but subsection (3) allows for a lesser sentence if substantial and compelling circumstances exist.

06

Ratio, limits and disposition

Ratio decidendi

The Supreme Court of Appeal found that the trial court correctly accepted the evidence of the state witnesses, who testified that the deceased's vehicle was stationary when the appellant fired the shots. The appellant's version was rejected as highly improbable, and there was no reasonable basis for the appellant to believe his life was in danger. Therefore, the defence of self-defence and putative self-defence were not established, and the conviction for murder was upheld. However, the appellate court held that the trial court materially misdirected itself by failing to give sufficient weight to the cumulative effect of the appellant's personal circumstances, the assault he suffered, and his emotional state at the time of the offence. These factors constituted substantial and compelling circumstances justifying a lesser sentence. Accordingly, the sentence was reduced from fifteen years to twelve years' imprisonment.

Obiter and limits

  • The court noted that the intoxication of the state witnesses was properly considered and did not materially affect the reliability of their evidence.
  • The appellant's anger and injuries sustained during the assault were relevant to his moral culpability and should have been weighed in sentencing.
  • Speculation regarding the deceased's ability to put the vehicle into neutral after being shot was unsupported by evidence and disregarded.

Court disposition

Appeal against conviction dismissed; appeal against sentence upheld; sentence reduced to twelve years' imprisonment.

  • The appeal against conviction is dismissed.
  • The appeal against sentence succeeds.
  • The sentence imposed by the trial court is set aside and substituted with a sentence of twelve years' imprisonment.

Source and reliance status

Supreme Court of Appeal

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Judgment reading view

Judgment text

The complete available source text.

Source document

Supreme Court of Appeal

Judgment

[2010] ZASCA 40

THE

SUPREME COURT OF APPEAL

REPUBLIC

OF SOUTH AFRICA

JUDGMENT

Case No: 403/09

Bruce-Lee Lutchman Naidoo Appellant

and

The State Respondent

Neutral citation: Bruce-Lee Naidoo v The State (403/09) [2010] ZASCA 40 (30 March 2010)

Coram: HEHER, MALAN JJA and SERITI AJA

Heard: 25 February 2010

Delivered: 30 March 2010

Summary: Criminal law – self –defence – whether appellant acted in self defence – whether appellant erroneously believed his life was in danger – putative self defence – sentence of 15 years’ imprisonment reduced to 12 years’ imprisonment.

______________

ORDER

On appeal from: North Gauteng High Court Pretoria (Murphy, Molopa

JJ sitting as court of appeal)

(a) The appeal against conviction is dismissed.

(b) The appeal against sentence succeeds. The sentence imposed by the trial court is set aside and for it is substituted a sentence of

12 (twelve) years imprisonment.

Seriti AJA (HEHER AND MALAN JJA concurring):

[1] The appellant appeared before the regional court, facing one count of murder. After evidence was led he was convicted as charged and sentenced to fifteen years’ imprisonment. His appeal to the North Gauteng High Court against both conviction and sentence was unsuccessful. He was granted leave to appeal to this court by Murphy J.

[2] The appeal revolves around two issues, namely whether the appellant acted in self defence when he shot and caused the death of the deceased, Mr Robert Miller, and whether, when imposing the sentence, the trial court was correct when it found that there were no substantial and compelling circumstances which justified the imposition of a sentence lesser than the sentence prescribed by section 51(2) of the Criminal Law Amendment Act 105 of 1997.

[3] It is common cause that on the day in question the deceased and Messers Vernon Watson (‘Watson’), Marcus Ruiters (‘Ruiters’) and Barend Barnard (‘Barnard’) drank alcohol at a certain place. In the evening, the deceased drove them in a Toyota Corolla, to a barbershop and parked their motor vehicle in a parking bay parallel with the pavement. In front of the motor vehicle there was a bakkie belonging to the appellant parked with its nose facing the nose of the Corolla.

[4] The deceased and his friends (but as the trial court correctly found, not Watson who was left in the car) went to the pool tables adjoining the barbershop where they encountered the appellant and other people. An argument ensued between the appellant and the deceased leading to a fight. The friends of the deceased joined in and assisted the deceased. The appellant’s friends also took part in helping him. In the process the appellant was assaulted and he sustained bodily injuries.

[5] The owner of the business premises, Mr Abdul Rocker came on the scene and chased the deceased and his friends out. They went to their motor vehicle. The deceased sat on the driver’s seat and Mr. Barnard on the passenger’s front seat together with two young children and Watson on the left back seat and Ruiters on the right.

.

[6] The appellant was also chased from the premises. He went to his bakkie and, whilst standing in front of it, fired five bullets at the motor vehicle in which the deceased and his friends were sitting. At that stage the appellant was about three metres away from the deceased’s motor vehicle. The gun shots hit that vehicle on the bonnet, front windscreen and radiator. The deceased was struck by one of the bullets and later died.

[7] The state witnesses Watson, Ruiters and Barnard testified that when the appellant fired their vehicle was stationary, idling and not in gear. Rocker said that when he went out of the barbershop, just after the shooting, he found the deceased’s Corolla idling.

[8] The appellant testified that when he left the barbershop the deceased and his friends were standing on the sidewalk. They swore at him and threatened to run him over. His mother and young brother came on the scene, and his brother ran to him and held him by his leg. At that time, the four men were inside their motor vehicle. The driver of motor vehicle was revving it and it was jerking forward. He drew his firearm which was in a holster at his side. He fired a shot at the motor vehicle’s engine. The motor vehicle continued coming towards him and he fired a second shot. There was no positive response from the driver. The Corolla continued coming towards him. He then fired three more shots one after the other and the motor vehicle stopped.

[9] The trial court accepted the evidence of the state witnesses on how the shooting occurred and rejected the version of the appellant. It accepted that there was no attempt to run over the appellant with a motor vehicle. The trial court further found that when the appellant fired he had the intention to kill the driver.

[10] The full court which heard the appeal, after analysing the facts of the case, agreed with the trial court that the evidence of Messers Watson, Ruiters and Barnard was by and large credible and reliable and that the probabilities supported their version. The trial court was aware of their intoxication and approached their testimony with caution. It noted contradictions in the version of the state witnesses but found them not to be material. It rejected the appellant’s version and his defence on the grounds that it was highly improbable.

[11] The appellant’s counsel submitted that the trial court should not have accepted the evidence of Messers Watson, Ruiters and Barnard when they said that their motor vehicle was stationary when shot at. The submission was that the state witnesses had a motive to tender false evidence against the appellant as their friends was killed and they assaulted the appellant. There is no merits in this. In S v Morgan and others1; S v Tshoko2 en ‘n ander; R v Dhlumayo3 the court reiterated the principle that an appeal court is generally reluctant to upset a trial court’s findings of fact and its assessment of the credibility of witnesses. I am unable to find any reason why the trial court should not have accepted the state witnesses’ evidence. There was no objective evidence to suggest that they had a motive to give false evidence against the appellant.

[12] The appellant’s counsel further submitted that the deceased could (involuntarily) have put the gears of the motor vehicle into neutral after being shot at. This submission is not based on reliable evidence and amounts to speculation.

[13] The appellant testified that when the motor vehicle jerked towards him he could not take evasive action because the pavement next to him was full of people and the road to his left was busy with traffic. Later he changed his evidence and stated that he did not think about taking any evasive action to avoid being knocked down by the motor vehicle. His evidence was correctly rejected by the trial court.

[14] Appellant’s counsel further submitted that if it is found, objectively viewed, that the appellant’s life was not under threat, the appellant erroneously believed that it was in danger and that he therefore acted in putative self defence. The submission was further made that the erroneous belief of the appellant excluded dolus and he should have been convicted of culpable homicide only.

[15] The submission by the appellant’s counsel is without merits. The trial court found, and I agree, that the deceased's motor vehicle was stationary when the appellant fired at it. The appellant could not have reasonably believed that his life was in danger – See S v Joshua4 and S v De Oliveira5. The appellant fired directly at the front windscreen knowing that there was a driver behind the steering wheel. His life was not threatened. It follows that the appeal against his conviction should be dismissed.

[16] As far as sentence is concerned section 51(2) of the Act read in conjunction with Part II of Schedule 2 provides that if an accused is convicted of murder, the court shall impose a minimum sentence of 15 years. Subsection (3) stipulates that the court may depart from the prescribed sentence and impose a sentence less than the prescribed sentence if there are substantial and compelling circumstances justifying the imposition of such a sentence.

[17] When considering sentence, the trial court took into account the personal circumstances of the appellant and the fact that the appellant was a first offender. It also took into account nature and seriousness of the offence and the interests of society. The trial court further said that although the appellant was clearly a victim of assault, it could not find sufficient factors justifying the imposition of a lesser sentence.

[18] As a general rule, a court of appeal will not interfere with the sentence imposed by the trial court unless the trial court has failed to exercise its discretion properly. This will be the case if there was a misdirection on the part of the trial court – see S v Shapiro 6; S v Sadler 7and S v Michele. 8

[19] In passing sentence the magistrate accepted that the appellant had been assaulted by the deceased and his friends. He, however, did not consider that to be a substantial and compelling circumstance justifying the imposition of a lesser sentence. He said that, despite the assault on him, the appellant had the choice of withdrawing but instead went ahead and stood in front of the Corolla in order to provoke a further confrontation. The full court associated itself with this view. To my mind, however, it is precisely circumstances such as the assault, the injuries he sustained and the anger which possessed him that palliate the horror of the appellant’s crime and his moral culpability. Neither court apparently attached weight to the combined effect of these factors. That was, as I see it, a material misdirection which entitles us to consider the sentence afresh.

[20] The personal circumstances of the appellant, the fact that he was assaulted prior to he shooting and sustained physical injuries and that he was angry at the time of the shooting cumulatively justifies the imposition of a sentence less than the prescribed sentence. In my view, after taking into account all the relevant factors into account, a sentence of twelve years’ imprisonment is appropriate.

[21] (a) The appeal against conviction is dismissed.

(b) The appeal against sentence succeeds. The sentence is set aside and for it is substituted a sentence of 12 years’ imprisonment.

w l seritiActing Judge of Appeal

APPEARANCES:

FOR APPELLANT: M van Wyngaard

Instructed by Matwadia Attorneys, Springs

Mpobole & Ismail Attorneys, Bloemfontein

FOR RESPONDENT: J J Kotzé

Instructed by The Director of Public Prosecutions, Pretoria

1 1993 (2) SACR 134 (A) at p153 a-c.

2 1988 (1) SA 139 (AA) at 142I-143A.

3 1948 (2) SA 677 (AD) at 689.

4 2003 (1) SACR 1(SCA) at para 29.

5 1993 (2) SACR 59 (A) at 63i-64a.

6 1994 (1) SACR112 (A) at 124d-e.

7 2000 (1) SACR 331 (SCA) at 334d-g.

8 2010 (1) SACR 131 (SCA) at para H.

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

S v Morgan and others 1993 (2) SACR 134 (A)

Case cited

S v Tshoko 1988 (1) SA 139 (AA)

Case cited

R v Dhlumayo 1948 (2) SA 677 (AD)

Case cited

S v Joshua 2003 (1) SACR 1 (SCA)

Case cited

S v De Oliveira 1993 (2) SACR 59 (A)

Case cited

S v Shapiro 1994 (1) SACR 112 (A)

Case cited

S v Sadler 2000 (1) SACR 331 (SCA)

Case cited

S v Michele 2010 (1) SACR 131 (SCA)

Case cited

Criminal Law Amendment Act 105 of 1997

Legislation

Legislation referenced in the available case record.

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