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South Africa Judgment

North Gauteng High Court, Pretoria

S v Van Der Merwe (A716/2014) [2014] ZAGPPHC 782 (29 September 2014)

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Source document

01

Holding and result

The review court found that the magistrate who presided over the plea proceedings asked leading questions and failed to ascertain whether the accused's plea was free, voluntary, and without undue influence. This constituted a gross irregularity, undermining the fairness of the trial and the accused's constitutional rights. The conviction and sentence were set aside, and the matter was remitted for proper plea proceedings in accordance with section 112(1)(b) and/or section 113 of the Criminal Procedure Act. If the original magistrate is unavailable, the matter may be heard de novo at the discretion of the Director of Public Prosecutions.

Court disposition

Conviction and sentence set aside; matter remitted for proper plea proceedings or to be heard de novo.

Orders

  • The conviction of driving under the influence of liquor in terms of section 65(1)(a)/(b) of the National Road Traffic Act 93 of 1996 dated 27 September 2012 is set aside.
  • The sentence imposed on 27 September 2012 is set aside.
  • The matter is remitted to the court a quo to comply with the provisions of section 112(1)(b) and/or section 113 of the Criminal Procedure Act 51 of 1977.
  • If it is not possible to comply with order 3, the Director of Public Prosecutions may set down the matter to be heard de novo.

02

Material facts

Parties

The State

Applicant

Piet Johannes Van Der Merwe

Respondent

03

Procedural history

  1. Posture

    Review Application / High Court Review of Magistrate's Conviction and Sentence

04

Questions and positions

Legal issues

Party arguments

Applicant
The Director of Public Prosecutions submitted that although the sentence was in order, the plea proceedings were grossly irregular. The magistrate asked leading questions and failed to ensure the plea was free, voluntary, and without undue influence. The proceedings should be set aside and referred back for proper plea proceedings under section 112(1)(b) and/or section 113 of Act 51 of 1977.
Respondent
No formal argument from the respondent is recorded. The accused was unrepresented and the review was initiated due to procedural irregularities identified by the judicial head at Phalaborwa Magistrate Court.

05

Court’s reasoning

  1. 01

    S v Seabi and another 2003 (1) SACR 620 (T)

    When questioning an accused under section 112(1)(b), the court must protect an undefended accused from the consequences of an ill-considered guilty plea. The accused should be asked if the plea is free, voluntary, and without undue influence.

  2. 02

    S v Aucamp and 6 similar cases 2002 (1) SACR 524 (EC)

    In cases under section 112(1)(b), the judicial officer may only convict if satisfied of the accused's guilt, established by questioning the accused with reference to the alleged facts or from a written statement, supplemented by clarification questions.

06

Ratio, limits and disposition

Ratio decidendi

The review court found that the magistrate who presided over the plea proceedings asked leading questions and failed to ascertain whether the accused's plea was free, voluntary, and without undue influence. This constituted a gross irregularity, undermining the fairness of the trial and the accused's constitutional rights. The conviction and sentence were set aside, and the matter was remitted for proper plea proceedings in accordance with section 112(1)(b) and/or section 113 of the Criminal Procedure Act. If the original magistrate is unavailable, the matter may be heard de novo at the discretion of the Director of Public Prosecutions.

Obiter and limits

  • The failure to ensure that the plea was free, voluntary, and without undue influence is particularly serious where the accused is unrepresented, uneducated, or unsophisticated.
  • Even if the original hearing occurred more than two years ago, the court a quo must comply with the statutory requirements for plea proceedings.

Court disposition

Conviction and sentence set aside; matter remitted for proper plea proceedings or to be heard de novo.

  • The conviction of driving under the influence of liquor in terms of section 65(1)(a)/(b) of the National Road Traffic Act 93 of 1996 dated 27 September 2012 is set aside.
  • The sentence imposed on 27 September 2012 is set aside.
  • The matter is remitted to the court a quo to comply with the provisions of section 112(1)(b) and/or section 113 of the Criminal Procedure Act 51 of 1977.
  • If it is not possible to comply with order 3, the Director of Public Prosecutions may set down the matter to be heard de novo.

Source and reliance status

North Gauteng High Court, Pretoria

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Judgment reading view

Judgment text

The complete available source text.

Source document

North Gauteng High Court, Pretoria

Judgment

[2014] ZAGPPHC 782

IN

THE HIGH COURT OF SOUTH AFRICA

GAUTENG DIVISION. PRETORIA)

Date: 29 September 2014

Case number: A716/2014

Not reportable

Not of interest to other judges

Magistrate

Phalaborwa

Case number: 390/2012

High Court reference number: 410/2014

THE

STATE VERSUS PIET JOHANNES VAN PER MERWE

REVIEW

JUDGEMENT

Pretorius J

[1] This matter was sent on review on 6 May 2014, although the accused had been convicted and sentenced on 27 September 2012. The judicial head at Phalaborwa Magistrate Court informed me that she had found this matter whilst conducting an inspection. According to her the presiding magistrate was an acting magistrate who is no longer in the service of the Department of Justice and Correctional Services.

[2] Originally the judge dealing with the review addressed certain queries regarding sentence to the magistrate. The judicial head at Phalaborwa Magistrate Court responded and the Director of Public Prosecutions was requested to comment.

[3] Ms Harmzen on behalf of the Director of Public Prosecutions commented that the sentence was in order, but that the plea proceedings amount to gross irregularity which entails that the proceedings should be set aside and the case should be referred back to the court a quo for proper plea proceedings in terms of section 112(1 )(b) and/or section 113 of Act 51 of 1977.

[4] It is clear from the plea proceedings that the magistrate, who had presided at the hearing, when questioning the accused in terms of section 112(1 )(b) of Act 51 of 1977 asked leading questions. The purpose of questioning an accused in terms of section 112(1 )(b) is to protect an undefended accused from the consequences of an ill-considered plea of guilty. The magistrate asked four leading questions to the accused, after he had pleaded guilty.

The court did not adhere to the principles as set out in S v Seabi and another 2003 (1) SACR 620 (T):

“Although s 112(1) of Act 51 of 1977 does not specifically require that an accused who pleads guilty be asked if he pleads guilty freely, voluntarily and without any undue influence, I am of the view that it is both desirable and in keeping with the constitutional ideals of ensuring a fair trial for every accused,

particularly unrepresented accused, that they be asked if their pleas are free, voluntary and without any undue influence. This is particularly important where the court has to deal with uneducated, illiterate and unsophiscated accused. A failure to do so may result in a travesty of justice where an accused may be convicted and sentenced on 'a forced plea of guilty'.” (Court’s emphasis)

[5] The court a quo did not enquire whether the plea is free, voluntary and without undue influence. It is clear from the record of proceedings that the magistrate indicated to the accused that he must answer the magistrate’s questions in the affirmative as he had pleaded

guilty. A further irregularity is that a enquiry was held to ascertain whether the accused should posses a valid driver’s

license, but the magistrate only dealt with it in the judgment without holding an enquiry.

[6] In S v Aucamp and 6 similar cases 2002 (1) SACR 524 EC it was held at 529 d-e by Jennett J:

"As appears from the aforegoing, in the type of case to which s112(1)(b) refers, namely cases other than minor offences and in which more severe punishments may be imposed, the Legislature seeks to protect accused persons from conviction simply by virtue of their pleas of guilty, which experience has shown may for various reasons be erroneous. The presiding judicial officer, whether a Judge, regional magistrate, or magistrate, may only convict an accused person of an offence in respect of which he or she has pleaded guilty if the judicial officer is satisfied that such accused is so guilty and this the judicial officer must establish either by questioning the accused with reference to the alleged facts of the case to ascertain whether the accused admits the allegations in the charge to which he has pleaded guilty or from the written statement by the accused or his legal adviser thereanent, supplemented by any questions to the accused by the judicial officer concerned in clarification thereof"

[7] There is no question that the trial was not held according to justice and the conviction and sentence should be set aside. The court a quo has to comply with the provisions of section 112(1 )(b) of Act 51 of 1977, even if the matter was originally heard more than two years ago. If the acting magistrate who had presided at the initial hearing is no longer available the matter must be heard de novo should the Director of Public Prosecutions decide to do so.

[8] The following order is made:

1. The conviction of driving under the influence of liquor in terms of section 65 (1) (a) / (b) of the National Road Traffic Act 93 of 1996; of 27 September 2012 is set aside;

2. The sentence imposed on 27 September 2012 is set aside;

3. The matter is remitted to the court a quo to comply with the provisions of section 112 (1) (b) and/or section 113 of the Criminal Procedure Act 57 of 1977.

4. If it is not possible to comply with order 3, the Director of Public Prosecutions can set down the matter to be heard de novo.

C Pretorius

Judge of the High Court

I agree,

P. Lazarus

Acting Judge of the High Court

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

S v Seabi and another 2003 (1) SACR 620 (T)

Case cited

S v Aucamp and 6 similar cases 2002 (1) SACR 524 (EC)

Case cited

Criminal Procedure Act 51 of 1977

Legislation

Legislation referenced in the available case record.

National Road Traffic Act 93 of 1996

Legislation

Legislation referenced in the available case record.

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